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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSCU
426
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
– –
-600,000
Closed -$5.88M
SAIL
427
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-240,104
Closed -$3.65M
MIME
428
DELISTED
Mimecast Limited
MIME
– –
-51,043
Closed -$1.8M
GNOG
429
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-175,508
Closed -$1.73M
SCVX.U
430
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-1,200,000
Closed -$12M
CCAC.U
431
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-1,204,570
Closed -$11.9M
DFPHU
432
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,450,000
Closed -$14.4M
RPAI
433
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-145,200
Closed -$751K
CLDR
434
DELISTED
Cloudera, Inc.
CLDR
– –
-1,142,522
Closed -$8.99M
SRACU
435
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
– –
-120,000
Closed -$1.21M
WRI
436
DELISTED
Weingarten Realty Investors
WRI
– –
-129,200
Closed -$1.86M
GNRSU
437
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
– –
-1,050,000
Closed -$10.2M
GRUB
438
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-7,500
Closed -$795K
GHIVU
439
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-100,000
Closed -$1.01M
DMYT.U
440
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-1,000,000
Closed -$9.83M
FEAC.U
441
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– –
-3,150,000
Closed -$31.4M
LVGO
442
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-65,302
Closed -$1.86M
CCXX.U
443
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-4,637,000
Closed -$46.4M
FSCT
444
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-424,929
Closed -$13.4M
GCAP
445
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-211,560
Closed -$1.18M
TECD
446
DELISTED
Tech Data Corp
TECD
– –
-558,198
Closed -$73M
IOTS
447
DELISTED
Adesto Technologies Corp
IOTS
– –
-351,528
Closed -$3.93M
LK
448
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-73,026
Closed -$1.99M
AXE
449
DELISTED
Anixter International Inc
AXE
– –
-1,435,589
Closed -$126M
PYX
450
PUT
DELISTED
Pyxus International, Inc.
PYX
– –
-78,800
Closed -$1.2M
15 16 17
18
19

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SAG
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ACI
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.