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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$480M
Cap. Flow %
6.98%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
2 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
2 quarters

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF icon
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.03%
2 Healthcare 13.89%
3 Industrials 13.62%
4 Consumer Discretionary 10.5%
5 Technology 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
X icon
426
CALL
DELISTED
US Steel
X
– –
-250,000
Closed -$564K –
XLF icon
427
CALL
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-400,000
Closed -$148K –
XOM icon
428
CALL
ExxonMobil
XOM
$695B
– –
-326,200
Closed -$170K –
YELP icon
429
Yelp
YELP
$1.01B
– –
-200,000
Closed -$6M –
YUMC icon
430
Yum China
YUMC
$14.5B
– –
-14,640
Closed -$577K –
CMBT icon
431
CMB.TECH NV
CMBT
$5.98B
– –
-337,486
Closed -$2.67M –
GAP icon
432
The Gap Inc
GAP
$8.16B
– –
-100,000
Closed -$2.2M –
SEI icon
433
Solaris Energy Infrastructure
SEI
$5.03B
– –
-28,999
Closed -$334K –
SAVE icon
434
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-257,613
Closed -$13.3M –
SWN icon
435
DELISTED
Southwestern Energy Company
SWN
– –
-580,000
Closed -$3.53M –
ASXC icon
436
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-42,261
Closed -$390K –
CPE
437
DELISTED
Callon Petroleum Company
CPE
– –
-27,511
Closed -$2.92M –
NEWR
438
DELISTED
New Relic, Inc.
NEWR
– –
-157,133
Closed -$6.76M –
CYTO icon
439
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
-10
Closed -$575K –
WWE
440
CALL
DELISTED
World Wrestling Entertainment
WWE
– –
-133,300
Closed -$3K –
OBSV
441
DELISTED
ObsEva SA Ordinary Shares
OBSV
– –
-91,545
Closed -$783K –
PRTY
442
DELISTED
Party City Holdco Inc.
PRTY
– –
-75,000
Closed -$1.17M –
AERI
443
DELISTED
Aerie Pharmaceuticals
AERI
– –
-30,181
Closed -$1.59M –
MNDT
444
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-30,000
Closed -$456K –
XOG
445
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-514,240
Closed -$6.92M –
CLDR
446
DELISTED
Cloudera, Inc.
CLDR
– –
-75,000
Closed -$1.2M –
RP
447
DELISTED
RealPage, Inc.
RP
– –
-44,470
Closed -$1.6M –
CXO
448
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-12,100
Closed -$1.47M –
PE
449
DELISTED
PARSLEY ENERGY INC
PE
– –
-70,896
Closed -$1.97M –
HDS
450
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-375,000
Closed -$11.5M –
16 17
18
19 20

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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $480M of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.