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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
426
GE Aerospace
GE
$386B
– –
-181,194
Closed -$21.9M
HBAN icon
427
Huntington Bancshares
HBAN
$35.1B
– –
-984,000
Closed -$10.4M
HBNC icon
428
Horizon Bancorp
HBNC
$1.04B
– –
-83,205
Closed -$878K
HIW icon
429
Highwoods Properties
HIW
$3.5B
– –
-21,792
Closed -$844K
HUN icon
430
Huntsman Corp
HUN
$1.8B
– –
-58,910
Closed -$571K
HYG icon
431
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-181,400
Closed -$62K
IHI icon
432
iShares US Medical Devices ETF
IHI
$3.37B
– –
-295,782
Closed -$5.49M
IRBT
433
DELISTED
iRobot
IRBT
– –
-153,425
Closed -$4.47M
IVZ icon
434
Invesco
IVZ
$14B
– –
-120,000
Closed -$3.75M
IXN icon
435
iShares Global Tech ETF
IXN
$8.78B
– –
-241,002
Closed -$3.61M
IYR icon
436
iShares US Real Estate ETF
IYR
$4.66B
– –
-13,884
Closed -$985K
JWN
437
DELISTED
Nordstrom
JWN
– –
-252,800
Closed -$18.1M
KBH icon
438
KB Home
KBH
$3.6B
– –
-61,168
Closed -$829K
KPTI icon
439
Karyopharm Therapeutics
KPTI
$44.4M
– –
-2,000
Closed -$316K
KRC icon
440
Kilroy Realty
KRC
$4.4B
– –
-95,509
Closed -$6.22M
KRG icon
441
Kite Realty
KRG
$5.35B
– –
-156,028
Closed -$3.71M
LBTYA icon
442
Liberty Global Class A
LBTYA
$3.66B
– –
-171,900
Closed -$6.44M
LULU icon
443
CALL
lululemon athletica
LULU
$14.5B
– –
-112,000
Closed -$246K
LYV icon
444
Live Nation Entertainment
LYV
$42.9B
– –
-100,000
Closed -$2.4M
MAA icon
445
Mid-America Apartment Communities
MAA
$15.6B
– –
-45,483
Closed -$3.72M
MBUU icon
446
Malibu Boats
MBUU
$576M
– –
-15,000
Closed -$210K
MDY icon
447
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-27,300
Closed -$6.79M
MGNX icon
448
MacroGenics
MGNX
$249M
– –
-35,000
Closed -$750K
MHO icon
449
M/I Homes
MHO
$3.82B
– –
-19,616
Closed -$463K
MOS icon
450
The Mosaic Company
MOS
$7.34B
– –
-207,160
Closed -$6.45M
16 17
18
19 20

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.