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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
426
CALL
PepsiCo
PEP
$189B
– –
-200,000
Closed -$21K
PG icon
427
PUT
Procter & Gamble
PG
$338B
– –
-100,000
Closed -$280K
PM icon
428
PUT
Philip Morris
PM
$295B
– –
-50,000
Closed -$100K
PNC icon
429
PUT
PNC Financial Services
PNC
$101B
– –
-74,900
Closed -$128K
PNW icon
430
Pinnacle West Capital
PNW
$12.3B
– –
-115,500
Closed -$6.32M
PSA icon
431
Public Storage
PSA
$61.6B
– –
-12,996
Closed -$2.09M
CNSY
432
Cerenome, Inc. Common Stock
CNSY
$26.5M
– –
0
– -$175K
PVH icon
433
CALL
PVH
PVH
$4.02B
– –
-100,000
Closed -$60K
PVH icon
434
PVH
PVH
$4.02B
– –
-142,828
Closed -$17M
RDN icon
435
Radian Group
RDN
$4.86B
– –
-245,000
Closed -$3.41M
RIO icon
436
PUT
Rio Tinto
RIO
$165B
– –
-30,000
Closed -$48K
ROST icon
437
CALL
Ross Stores
ROST
$81.7B
– –
-400,000
Closed -$755K
RRX icon
438
Regal Rexnord
RRX
$11.9B
– –
-148,593
Closed -$10.1M
SEIC icon
439
SEI Investments
SEIC
$12.6B
– –
-26,800
Closed -$828K
SLGN icon
440
Silgan Holdings
SLGN
$4.43B
– –
-446,422
Closed -$10.5M
SNDA icon
441
Sonida Senior Living
SNDA
$1.91B
– –
-9,914
Closed -$3.15M
SPY icon
442
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
– –
-110,000
Closed -$73K
STZ icon
443
CALL
Constellation Brands
STZ
$23.1B
– –
-200,000
Closed -$190K
TEX icon
444
Terex
TEX
$7.6B
– –
-15,516
Closed -$521K
TLT icon
445
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-585,000
Closed -$591K
TPR icon
446
Tapestry
TPR
$32.5B
– –
-14,263
Closed -$778K
TXMD icon
447
TherapeuticsMD
TXMD
$24.3M
– –
-2,000
Closed -$293K
UAA icon
448
PUT
Under Armour
UAA
$2.63B
– –
-1,600,000
Closed -$102K
USB icon
449
US Bancorp
USB
$99.3B
– –
-100,000
Closed -$3.66M
VZ icon
450
Verizon
VZ
$194B
– –
-146,055
Closed -$6.82M
16 17
18
19 20

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.