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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.44B
AUM Growth
+$635M
(+13%)
Cap. Flow
+$85.7M
Cap. Flow
% of AUM
1.58%
Top 10 Holdings %
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180
Avg Time Held Equity + Options
0.9
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
0.8
quarters
Avg Time Held Equity only
1
quarter
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
0.8
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
American Airlines Group
AAL
|
+$66.9M |
| 2 |
Crown Castle
CCI
|
+$53.8M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$52M |
| 4 |
Crown Castle International Corp.
CCI.PRA
|
+$48.4M |
| 5 |
Dollar Tree
DLTR
|
+$42M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$60.5M |
| 2 |
Colgate-Palmolive
CL
|
+$46.1M |
| 3 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$44.4M |
| 4 |
Walmart Inc
WMT
|
+$41.7M |
| 5 |
Macy's
M
|
+$41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 23.22% |
| 2 | Real Estate | 17.69% |
| 3 | Consumer Staples | 12.49% |
| 4 | Industrials | 7.66% |
| 5 | Financials | 7.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
426
CALL
PepsiCo
PEP
$172B
| – | – |
-200,000
| Closed | -$21K | – |
|
427
PUT
Procter & Gamble
PG
$351B
| – | – |
-100,000
| Closed | -$280K | – |
|
428
PUT
Philip Morris
PM
$314B
| – | – |
-50,000
| Closed | -$100K | – |
|
429
PUT
PNC Financial Services
PNC
$87.5B
| – | – |
-74,900
| Closed | -$128K | – |
|
430
Pinnacle West Capital
PNW
$12B
| – | – |
-115,500
| Closed | -$6.32M | – |
|
431
Public Storage
PSA
$54.2B
| – | – |
-12,996
| Closed | -$2.09M | – |
|
432
Cerenome
CNSY
$14.6M
| – | – |
0
| – | -$175K |
2013 Q2
2 quarters
|
|
433
CALL
PVH
PVH
$3.75B
| – | – |
-100,000
| Closed | -$60K | – |
|
|
434
PVH
PVH
$3.75B
| – | – |
-142,828
| Closed | -$17M | – |
|
435
Radian Group
RDN
$4.49B
| – | – |
-245,000
| Closed | -$3.41M | – |
|
436
PUT
Rio Tinto
RIO
$154B
| – | – |
-30,000
| Closed | -$48K | – |
|
437
CALL
Ross Stores
ROST
$71B
| – | – |
-400,000
| Closed | -$755K | – |
|
438
Regal Rexnord
RRX
$11B
| – | – |
-148,593
| Closed | -$10.1M | – |
|
439
SEI Investments
SEIC
$12.6B
| – | – |
-26,800
| Closed | -$828K | – |
|
440
Silgan Holdings
SLGN
$3.75B
| – | – |
-446,422
| Closed | -$10.5M | – |
|
441
Sonida Senior Living
SNDA
$1.69B
| – | – |
-9,914
| Closed | -$3.15M | – |
|
|
442
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| – | – |
-110,000
| Closed | -$73K | – |
|
443
CALL
Constellation Brands
STZ
$20.8B
| – | – |
-200,000
| Closed | -$190K | – |
|
444
Terex
TEX
$5.79B
| – | – |
-15,516
| Closed | -$521K | – |
|
445
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
| – | – |
-585,000
| Closed | -$591K | – |
|
446
Tapestry
TPR
$23.2B
| – | – |
-14,263
| Closed | -$778K | – |
|
447
TherapeuticsMD
TXMD
$23.8M
| – | – |
-2,000
| Closed | -$293K | – |
|
448
PUT
Under Armour
UAA
$2.12B
| – | – |
-1,600,000
| Closed | -$102K | – |
|
449
US Bancorp
USB
$88.9B
| – | – |
-100,000
| Closed | -$3.66M | – |
|
450
Verizon
VZ
$173B
| – | – |
-146,055
| Closed | -$6.82M | – |
|
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UBS O'Connor's Q4 2013 Portfolio in Review
As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS O'Connor's Q4 2013 filing shows 166 new, 105 increased, 70 reduced and 180 closed positions. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $60.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, down from 30% a quarter earlier, followed by Real Estate and Consumer Staples.
- UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
- UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
- UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
- UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
- UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
- UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
- UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.
Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.