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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTI icon
426
TechnipFMC
FTI
$26.9B
– –
-148,973
Closed -$6.17M
GILD icon
427
Gilead Sciences
GILD
$165B
– –
-148,000
Closed -$7.58M
GIS icon
428
CALL
General Mills
GIS
$19.4B
– –
-300,000
Closed -$12K
GM icon
429
General Motors
GM
$76B
– –
-303,300
Closed -$10.9M
B
430
Barrick Mining
B
$73.5B
– –
-503,000
Closed -$7.92M
GOOD
431
Gladstone Commercial Corp
GOOD
$625M
– –
-30,000
Closed -$559K
GOOG icon
432
Alphabet (Google) Class C
GOOG
$4.33T
– –
-1,177,156
Closed -$25.8M
GPK icon
433
Graphic Packaging
GPK
$3.61B
– –
-292,613
Closed -$2.27M
GT icon
434
Goodyear
GT
$1.97B
– –
-592,827
Closed -$9.06M
HAL icon
435
CALL
Halliburton
HAL
$26.9B
– –
-50,000
Closed -$12K
HAL icon
436
Halliburton
HAL
$26.9B
– –
-61,924
Closed -$2.9M
HASI icon
437
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.22B
– –
-240,780
Closed -$2.86M
HCA icon
438
HCA Healthcare
HCA
$88.7B
– –
-101,000
Closed -$3.64M
HOG icon
439
Harley-Davidson
HOG
$2.73B
– –
-36,500
Closed -$2M
HOLX
440
CALL
DELISTED
Hologic
HOLX
– –
-75,000
Closed -$64K
HPQ icon
441
HP
HPQ
$26.5B
– –
-1,485,921
Closed -$16.4M
HSY icon
442
Hershey
HSY
$36.8B
– –
-131,500
Closed -$11.7M
HTGC icon
443
Hercules Capital
HTGC
$3.23B
– –
-409,970
Closed -$5.71M
HUN icon
444
Huntsman Corp
HUN
$1.8B
– –
-156,788
Closed -$2.6M
PPLI
445
People Inc
PPLI
$3.23B
– –
-118,276
Closed -$1M
ILMN icon
446
Illumina
ILMN
$28.5B
– –
-62,708
Closed -$4.57M
INCY icon
447
Incyte
INCY
$24.2B
– –
-206,000
Closed -$4.53M
IP icon
448
International Paper
IP
$22.1B
– –
-415,256
Closed -$18.5M
IRM icon
449
CALL
Iron Mountain
IRM
$36.5B
– –
-43,280
Closed -$2K
IWM icon
450
PUT
iShares Russell 2000 ETF
IWM
$82.8B
– –
-10,000
Closed -$12K
16 17
18
19 20

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.