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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
(-9.9%)
Cap. Flow
-$1.24B
Cap. Flow
% of AUM
-25.85%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6
quarters
Top 10 Avg Time Held Equity + Options
0.6
quarters
Top 20 Avg Time Held Equity + Options
0.4
quarters
Avg Time Held Equity only
0.6
quarters
Top 10 Avg Time Held Equity only
0.6
quarters
Top 20 Avg Time Held Equity only
0.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Colgate-Palmolive
CL
|
+$59.4M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$56.3M |
| 3 |
Simon Property Group
SPG
|
+$52M |
| 4 |
TSMC
TSM
|
+$45.4M |
| 5 |
Macy's
M
|
+$44.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$167M |
| 2 |
GDI
GARDNER DENVER,INC
GDI
|
+$60.4M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$58.7M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$55.2M |
| 5 |
Advance Auto Parts
AAP
|
+$48.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 29.53% |
| 2 | Real Estate | 16.41% |
| 3 | Consumer Staples | 12.46% |
| 4 | Financials | 6.75% |
| 5 | Consumer Discretionary | 6.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
426
TechnipFMC
FTI
$27.3B
| – | – |
-148,973
| Closed | -$6.17M | – |
|
427
Gilead Sciences
GILD
$187B
| – | – |
-148,000
| Closed | -$7.58M | – |
|
428
CALL
General Mills
GIS
$17.3B
| – | – |
-300,000
| Closed | -$12K | – |
|
429
General Motors
GM
$72.6B
| – | – |
-303,300
| Closed | -$10.9M | – |
|
430
Barrick Mining
B
$67.6B
| – | – |
-503,000
| Closed | -$7.92M | – |
|
431
Gladstone Commercial Corp
GOOD
$614M
| – | – |
-30,000
| Closed | -$559K | – |
|
432
Alphabet (Google) Class C
GOOG
$4.25T
| – | – |
-1,177,156
| Closed | -$25.8M | – |
|
433
Graphic Packaging
GPK
$2.47B
| – | – |
-292,613
| Closed | -$2.27M | – |
|
434
Goodyear
GT
$1.35B
| – | – |
-592,827
| Closed | -$9.06M | – |
|
435
CALL
Halliburton
HAL
$27.1B
| – | – |
-50,000
| Closed | -$12K | – |
|
|
436
Halliburton
HAL
$27.1B
| – | – |
-61,924
| Closed | -$2.9M | – |
|
437
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.69B
| – | – |
-240,780
| Closed | -$2.86M | – |
|
438
HCA Healthcare
HCA
$97.7B
| – | – |
-101,000
| Closed | -$3.64M | – |
|
439
Harley-Davidson
HOG
$2.8B
| – | – |
-36,500
| Closed | -$2M | – |
|
440
CALL
DELISTED
Hologic
HOLX
| – | – |
-75,000
| Closed | -$64K | – |
|
441
HP
HPQ
$27.2B
| – | – |
-1,485,921
| Closed | -$16.4M | – |
|
442
Hershey
HSY
$32.7B
| – | – |
-131,500
| Closed | -$11.7M | – |
|
443
Hercules Capital
HTGC
$3.09B
| – | – |
-409,970
| Closed | -$5.71M | – |
|
444
Huntsman Corp
HUN
$1.43B
| – | – |
-156,788
| Closed | -$2.6M | – |
|
445
People Inc
PPLI
$3.04B
| – | – |
-118,276
| Closed | -$1M | – |
|
446
Illumina
ILMN
$42B
| – | – |
-62,708
| Closed | -$4.57M | – |
|
447
Incyte
INCY
$22.9B
| – | – |
-206,000
| Closed | -$4.53M | – |
|
448
International Paper
IP
$17B
| – | – |
-415,256
| Closed | -$18.5M | – |
|
449
CALL
Iron Mountain
IRM
$34.1B
| – | – |
-43,280
| Closed | -$2K | – |
|
450
PUT
iShares Russell 2000 ETF
IWM
$78.5B
| – | – |
-10,000
| Closed | -$12K | – |
|
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UBS O'Connor's Q3 2013 Portfolio in Review
As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.
Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.
- UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
- UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
- UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
- UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
- UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
- UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
- UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.
Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.