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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVLV icon
401
Evolv Technologies
EVLV
$1.07B
$3.04M 0.03%
1,431,739
-143,330
-9% -$374K
MDAI icon
402
Spectral AI
MDAI
$52.8M
$3M 0.03%
304,551
-30,488
-9% -$300K
ACEL icon
403
Accel Entertainment
ACEL
$998M
$2.98M 0.03%
382,031
-38,407
-9% -$390K
SVFA
404
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$2.97M 0.03%
298,349
-29,934
-9% -$296K
RWT
405
Redwood Trust
RWT
$573M
$2.97M 0.03%
516,638
-192,574
-27% -$1.49M
CP icon
406
Canadian Pacific Kansas City
CP
$79.3B
$2.95M 0.03%
44,168
+32,911
+292% +$2.49M
DAL icon
407
Delta Air Lines
DAL
$60.5B
$2.94M 0.03%
104,855
– –
DINO icon
408
HF Sinclair
DINO
$14.7B
$2.94M 0.03%
54,526
-3,587
-6% -$177K
TMCI icon
409
Treace Medical Concepts
TMCI
$284M
$2.93M 0.03%
132,637
-6,000
-4% -$116K
AEE icon
410
Ameren
AEE
$30B
$2.92M 0.03%
+36,245
New +$3.31M
APN
411
DELISTED
Apeiron Capital Investment Corp
APN
$2.88M 0.03%
286,348
-28,666
-9% -$288K
NIO icon
412
NIO
NIO
$11.5B
$2.88M 0.03%
+182,673
New +$3.61M
LVAC
413
DELISTED
LAVA Medtech Acquisition Corp. Class A Common Stock
LVAC
$2.88M 0.03%
286,348
-28,666
-9% -$287K
AMPI
414
DELISTED
Advanced Merger Partners Inc
AMPI
$2.86M 0.03%
290,346
-29,066
-9% -$285K
GRAB icon
415
Grab
GRAB
$15B
$2.86M 0.03%
1,086,000
-36,708
-3% -$111K
VMC icon
416
Vulcan Materials
VMC
$36.5B
$2.85M 0.03%
+18,083
New +$2.94M
APXI
417
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
$2.85M 0.03%
280,744
-28,105
-9% -$283K
APCA
418
DELISTED
AP Acquisition Corp
APCA
$2.85M 0.03%
280,744
-28,105
-9% -$284K
SLND icon
419
Southland Holdings
SLND
$33.3M
$2.85M 0.03%
286,348
-28,666
-9% -$285K
CNGL
420
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
$2.84M 0.03%
280,744
-28,105
-9% -$283K
CME icon
421
CME Group
CME
$95B
$2.83M 0.03%
16,000
+11,000
+220% +$2.17M
LEGA
422
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$2.83M 0.03%
285,232
-28,554
-9% -$281K
NCLH icon
423
Norwegian Cruise Line
NCLH
$8.89B
$2.82M 0.03%
247,861
– –
STET
424
DELISTED
ST Energy Transition I Ltd.
STET
$2.82M 0.03%
280,744
-28,105
-9% -$280K
S icon
425
SentinelOne
S
$7.12B
$2.81M 0.03%
110,000
-50,000
-31% -$1.31M
15 16
17
18 19

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.