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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
LFG
401
DELISTED
Archaea Energy Inc.
LFG
| $3.14M | 0.02% |
+166,020
| New | +$3.26M |
2021 Q3
0 quarters
|
|
402
PureCycle Technologies
PCT
$691M
| $3.13M | 0.02% |
+235,866
| New | +$3.55M |
2021 Q3
0 quarters
|
|
403
Rithm Capital
RITM
$4.75B
| $3.12M | 0.02% |
284,000
+115,700
| +69% | +$1.19M |
2020 Q3
4 quarters
|
|
|
BGSX
404
DELISTED
Build Acquisition Corp.
BGSX
| $3.12M | 0.02% |
321,621
+74,156
| +30% | +$718K |
2021 Q2
1 quarter
|
|
405
DELISTED
DigiAsia
FAAS
| $2.99M | 0.02% |
+301,175
| New | +$2.97M |
2021 Q3
0 quarters
|
|
406
JetBlue
JBLU
$1.26B
| $2.98M | 0.02% |
195,200
+60,000
| +44% | +$921K |
2020 Q4
3 quarters
|
|
407
PUT
American Airlines Group
AAL
$8.27B
| $2.97M | 0.02% |
5,013,300
+217,000
| +5% | +$4.4M |
2020 Q1
6 quarters
|
|
|
FRSG
408
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
| $2.97M | 0.02% |
300,196
| – | – |
2021 Q2
1 quarter
|
|
|
AGCB
409
DELISTED
Altimeter Growth Corp 2
AGCB
| $2.97M | 0.02% |
300,187
| – | – |
2021 Q1
2 quarters
|
|
|
PICC
410
DELISTED
Pivotal Investment Corporation III
PICC
| $2.97M | 0.02% |
304,499
+154,603
| +103% | +$1.5M |
2021 Q2
1 quarter
|
|
|
AMPI
411
DELISTED
Advanced Merger Partners Inc
AMPI
| $2.96M | 0.02% |
305,379
+55,215
| +22% | +$536K |
2021 Q2
1 quarter
|
|
|
GIG
412
DELISTED
GigCapital4, Inc. Common stock
GIG
| $2.96M | 0.02% |
299,989
| – | – |
2021 Q2
1 quarter
|
|
413
Extra Space Storage
EXR
$28.3B
| $2.96M | 0.02% |
17,600
-1,500
| -8% | -$265K |
2021 Q1
2 quarters
|
|
|
OCA
414
DELISTED
Omnichannel Acquisition Corp.
OCA
| $2.94M | 0.02% |
296,928
+46,937
| +19% | +$462K |
2021 Q1
2 quarters
|
|
|
CPAR
415
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
| $2.92M | 0.02% |
+300,000
| New | +$2.91M |
2021 Q3
0 quarters
|
|
416
DELISTED
Atlas Crest Investment Corp. II
ACII
| $2.92M | 0.02% |
299,593
| – | – |
2021 Q1
2 quarters
|
|
|
ZWRK
417
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
| $2.92M | 0.02% |
299,989
| – | – |
2021 Q2
1 quarter
|
|
418
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
| $2.92M | 0.02% |
+301,175
| New | +$2.91M |
2021 Q3
0 quarters
|
|
|
LEGA
419
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
| $2.92M | 0.02% |
300,000
| – | – |
2021 Q2
1 quarter
|
|
420
RUM Group Inc
RUM
$2.68B
| $2.91M | 0.02% |
299,995
+49,799
| +20% | +$484K |
2021 Q2
1 quarter
|
|
421
Stardust Power Inc
SDST
$582K
| $2.91M | 0.02% |
30,019
| – | – |
2021 Q1
2 quarters
|
|
422
Moderna
MRNA
$86.3B
| $2.89M | 0.02% |
7,500
+1,500
| +25% | +$553K |
2021 Q2
1 quarter
|
|
423
Sea Limited
SE
$58.8B
| $2.87M | 0.02% |
+9,000
| New | +$2.76M |
2021 Q3
0 quarters
|
|
424
Norwegian Cruise Line
NCLH
$7.03B
| $2.81M | 0.02% |
+105,000
| New | +$2.67M |
2021 Q3
0 quarters
|
|
|
CTAC
425
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
| $2.8M | 0.02% |
279,991
-169,461
| -38% | -$1.68M |
2020 Q4
3 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.