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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFG
401
DELISTED
Archaea Energy Inc.
LFG
$3.14M 0.02%
+166,020
New +$3.26M
PCT icon
402
PureCycle Technologies
PCT
$1.41B
$3.13M 0.02%
+235,866
New +$3.55M
RITM icon
403
Rithm Capital
RITM
$5.7B
$3.12M 0.02%
284,000
+115,700
+69% +$1.19M
BGSX
404
DELISTED
Build Acquisition Corp.
BGSX
$3.12M 0.02%
321,621
+74,156
+30% +$718K
FAAS
405
DELISTED
DigiAsia
FAAS
$2.99M 0.02%
+301,175
New +$2.97M
JBLU icon
406
JetBlue
JBLU
$2.25B
$2.98M 0.02%
195,200
+60,000
+44% +$921K
AAL icon
407
PUT
American Airlines Group
AAL
$10.5B
$2.97M 0.02%
5,013,300
+217,000
+5% +$4.4M
FRSG
408
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$2.97M 0.02%
300,196
– –
AGCB
409
DELISTED
Altimeter Growth Corp 2
AGCB
$2.97M 0.02%
300,187
– –
PICC
410
DELISTED
Pivotal Investment Corporation III
PICC
$2.97M 0.02%
304,499
+154,603
+103% +$1.5M
AMPI
411
DELISTED
Advanced Merger Partners Inc
AMPI
$2.96M 0.02%
305,379
+55,215
+22% +$536K
GIG
412
DELISTED
GigCapital4, Inc. Common stock
GIG
$2.96M 0.02%
299,989
– –
EXR icon
413
Extra Space Storage
EXR
$31.7B
$2.96M 0.02%
17,600
-1,500
-8% -$265K
OCA
414
DELISTED
Omnichannel Acquisition Corp.
OCA
$2.94M 0.02%
296,928
+46,937
+19% +$462K
CPAR
415
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$2.92M 0.02%
+300,000
New +$2.91M
ACII
416
DELISTED
Atlas Crest Investment Corp. II
ACII
$2.92M 0.02%
299,593
– –
ZWRK
417
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$2.92M 0.02%
299,989
– –
PLMJ
418
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$2.92M 0.02%
+301,175
New +$2.91M
LEGA
419
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$2.92M 0.02%
300,000
– –
RUM icon
420
RUM Group Inc
RUM
$1.76B
$2.91M 0.02%
299,995
+49,799
+20% +$484K
SDST
421
Stardust Power Inc
SDST
$7.12M
$2.91M 0.02%
30,019
– –
MRNA icon
422
Moderna
MRNA
$22.9B
$2.89M 0.02%
7,500
+1,500
+25% +$553K
SE icon
423
Sea Limited
SE
$69.9B
$2.87M 0.02%
+9,000
New +$2.76M
NCLH icon
424
Norwegian Cruise Line
NCLH
$8.8B
$2.81M 0.02%
+105,000
New +$2.67M
CTAC
425
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$2.8M 0.02%
279,991
-169,461
-38% -$1.68M
15 16
17
18 19

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.