We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAM icon
401
Boston Beer
SAM
$1.88B
– –
-6,823
Closed -$902K
SHAK icon
402
Shake Shack
SHAK
$2.84B
– –
-158,413
Closed -$5.53M
SIRI icon
403
SiriusXM
SIRI
$10.1B
– –
-5,000
Closed -$274K
SMBC icon
404
Southern Missouri Bancorp
SMBC
$858M
– –
-80,558
Closed -$2.6M
STNG icon
405
Scorpio Tankers
STNG
$3.83B
– –
-155,686
Closed -$6.18M
T icon
406
PUT
AT&T
T
$162B
– –
-93,210
Closed -$64K
TJX icon
407
TJX Companies
TJX
$179B
– –
-80,000
Closed -$2.89M
TNK icon
408
Teekay Tankers
TNK
$2.67B
– –
-132,139
Closed -$1.99M
TOVX icon
409
Theriva Biologics
TOVX
$10.3M
– –
-86
Closed -$424K
TRIP icon
410
TripAdvisor
TRIP
$1.22B
– –
-80,000
Closed -$3.06M
TRN icon
411
Trinity Industries
TRN
$2.47B
– –
-154,179
Closed -$3.11M
TRUE
412
DELISTED
TrueCar
TRUE
– –
-79,213
Closed -$1.58M
TUSK icon
413
Mammoth Energy Services
TUSK
$142M
– –
-325,243
Closed -$6.05M
UPLD icon
414
Upland Software
UPLD
$12.6M
– –
-6,591
Closed -$1.45M
URI icon
415
United Rentals
URI
$72.4B
– –
-105,000
Closed -$11.8M
USO icon
416
CALL
United States Oil Fund
USO
$1.86B
– –
-90,500
Closed -$4K
USO icon
417
PUT
United States Oil Fund
USO
$1.86B
– –
-12,500
Closed -$9K
VERI icon
418
Veritone
VERI
$116M
– –
-50,000
Closed -$586K
VVV icon
419
Valvoline
VVV
$4.55B
– –
-59,041
Closed -$1.4M
VZ icon
420
CALL
Verizon
VZ
$195B
– –
-956,800
Closed -$10K
VZ icon
421
Verizon
VZ
$195B
– –
-908,200
Closed -$40.6M
VZ icon
422
PUT
Verizon
VZ
$195B
– –
-956,800
Closed -$4.69M
WDC icon
423
Western Digital
WDC
$156B
– –
-26,075
Closed -$1.75M
WSR
424
DELISTED
Whitestone REIT
WSR
– –
-62,704
Closed -$768K
WTTR icon
425
Select Water Solutions
WTTR
$2.87B
– –
-46,342
Closed -$563K
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.