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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMG icon
401
Affiliated Managers Group
AMG
$9.83B
– –
-2,000
Closed -$320K
APA icon
402
PUT
APA Corp
APA
$12.9B
– –
-30,700
Closed -$73K
AR icon
403
Antero Resources
AR
$10.7B
– –
-214,000
Closed -$4.67M
ARCT icon
404
Arcturus Therapeutics
ARCT
$173M
– –
-3,571
Closed -$157K
AXTA icon
405
Axalta
AXTA
$8.03B
– –
-560,697
Closed -$14.9M
BA icon
406
Boeing
BA
$184B
– –
-3,500
Closed -$506K
BBD icon
407
Banco Bradesco
BBD
$37.1B
– –
-1,023,076
Closed -$2.31M
BNO icon
408
United States Brent Oil Fund
BNO
$734M
– –
-100,000
Closed -$1.22M
BURL icon
409
Burlington
BURL
$23.4B
– –
-115,000
Closed -$4.93M
CAR icon
410
Avis
CAR
$4.89B
– –
-60,000
Closed -$2.18M
CCOI icon
411
Cogent Communications
CCOI
$546M
– –
-40,000
Closed -$1.39M
CE icon
412
Celanese
CE
$4.82B
– –
-70,795
Closed -$4.77M
CF icon
413
CF Industries
CF
$17.7B
– –
-626,391
Closed -$25.6M
CFG icon
414
Citizens Financial Group
CFG
$30.5B
– –
-482,534
Closed -$12.6M
CHRW icon
415
C.H. Robinson
CHRW
$17.1B
– –
-105,441
Closed -$6.54M
CLB icon
416
Core Laboratories
CLB
$513M
– –
-9,100
Closed -$990K
CLDX icon
417
Celldex Therapeutics
CLDX
$3.26B
– –
-667
Closed -$157K
CLX icon
418
Clorox
CLX
$12.8B
– –
-18,075
Closed -$2.29M
CMCSA icon
419
Comcast
CMCSA
$89.3B
– –
-210,000
Closed -$5.92M
CME icon
420
CME Group
CME
$95B
– –
-9,000
Closed -$815K
CNX icon
421
CALL
CNX Resources
CNX
$5.2B
– –
-360,000
Closed -$4K
COLM icon
422
Columbia Sportswear
COLM
$2.93B
– –
-119,700
Closed -$5.84M
COP icon
423
ConocoPhillips
COP
$140B
– –
-62,700
Closed -$2.93M
CTRA
424
CALL
DELISTED
Coterra Energy
CTRA
– –
-310,200
Closed -$70K
CVX icon
425
Chevron
CVX
$371B
– –
-11,000
Closed -$990K
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.