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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BIDU icon
401
Baidu
BIDU
$29B
– –
-47,936
Closed -$8.53M –
BLK icon
402
PUT
Blackrock
BLK
$168B
– –
-20,000
Closed -$74K –
BPOP icon
403
Popular Inc
BPOP
$9.97B
– –
-449,363
Closed -$12.9M –
C icon
404
CALL
Citigroup
C
$217B
– –
-54,000
Closed -$47K –
C icon
405
Citigroup
C
$217B
– –
-25,000
Closed -$1.3M –
CACI icon
406
CACI
CACI
$13.5B
– –
-88,750
Closed -$6.5M –
CCI icon
407
CALL
Crown Castle
CCI
$33.9B
– –
-50,000
Closed -$95K –
CCK icon
408
Crown Holdings
CCK
$11.8B
– –
-6,378
Closed -$284K –
CLDX icon
409
Celldex Therapeutics
CLDX
$2.35B
– –
-5,000
Closed -$1.82M –
CLX icon
410
PUT
Clorox
CLX
$10.1B
– –
-400,000
Closed -$355K –
COST icon
411
Costco
COST
$420B
– –
-221,651
Closed -$26.4M –
CPA icon
412
Copa Holdings
CPA
$5.48B
– –
-1,710
Closed -$274K –
CPB icon
413
CALL
Campbell Soup
CPB
$5.73B
– –
-300,000
Closed -$270K –
CXT icon
414
Crane NXT
CXT
$2.9B
– –
-475,038
Closed -$11.1M –
DAN icon
415
Dana Inc
DAN
$3.16B
– –
-420,000
Closed -$8.24M –
DD icon
416
PUT
DuPont de Nemours
DD
$17.6B
– –
-9,872
Closed -$4K –
DLTR icon
417
Dollar Tree
DLTR
$22.3B
– –
-728,380
Closed -$41.1M –
EBAY icon
418
CALL
eBay
EBAY
$49.9B
– –
-83,160
Closed -$175K –
VMRK icon
419
CALL
Vivmark Residential
VMRK
$47.3B
– –
-150,000
Closed -$82K –
EMBJ icon
420
Embraer S.A. ADS
EMBJ
$12.7B
– –
-21,375
Closed -$688K –
FCX icon
421
CALL
Freeport-McMoran
FCX
$106B
– –
-400,000
Closed -$446K –
FE icon
422
FirstEnergy
FE
$26B
– –
-469,069
Closed -$15.5M –
FITB icon
423
Fifth Third Bancorp
FITB
$45.9B
– –
-376,544
Closed -$7.92M –
FLR icon
424
Fluor
FLR
$6.78B
– –
-87,589
Closed -$7.03M –
FXB icon
425
Invesco CurrencyShares British Pound Sterling Trust
FXB
$89.1M
– –
-7,500
Closed -$1.23M –
15 16
17
18 19

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.