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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
401
Baidu
BIDU
$37.1B
– –
-47,936
Closed -$8.53M
BLK icon
402
PUT
Blackrock
BLK
$175B
– –
-20,000
Closed -$74K
BPOP icon
403
Popular Inc
BPOP
$11.2B
– –
-449,363
Closed -$12.9M
C icon
404
CALL
Citigroup
C
$224B
– –
-54,000
Closed -$47K
C icon
405
Citigroup
C
$224B
– –
-25,000
Closed -$1.3M
CACI icon
406
CACI
CACI
$13.9B
– –
-88,750
Closed -$6.5M
CCI icon
407
CALL
Crown Castle
CCI
$31.9B
– –
-50,000
Closed -$95K
CCK icon
408
Crown Holdings
CCK
$13.2B
– –
-6,378
Closed -$284K
CLDX icon
409
Celldex Therapeutics
CLDX
$3.26B
– –
-5,000
Closed -$1.82M
CLX icon
410
PUT
Clorox
CLX
$12.8B
– –
-400,000
Closed -$355K
COST icon
411
Costco
COST
$421B
– –
-221,651
Closed -$26.4M
CPA icon
412
Copa Holdings
CPA
$5.8B
– –
-1,710
Closed -$274K
CPB icon
413
CALL
Campbell Soup
CPB
$6.73B
– –
-300,000
Closed -$270K
CXT icon
414
Crane NXT
CXT
$3.13B
– –
-475,038
Closed -$11.1M
DAN icon
415
Dana Inc
DAN
$2.94B
– –
-420,000
Closed -$8.24M
DD icon
416
PUT
DuPont de Nemours
DD
$19.5B
– –
-9,872
Closed -$4K
DLTR icon
417
Dollar Tree
DLTR
$24.9B
– –
-728,380
Closed -$41.1M
EBAY icon
418
CALL
eBay
EBAY
$48.9B
– –
-83,160
Closed -$175K
EQR icon
419
CALL
Equity Residential
EQR
$25B
– –
-150,000
Closed -$82K
EMBJ
420
Embraer S.A. ADS
EMBJ
$12.8B
– –
-21,375
Closed -$688K
FCX icon
421
CALL
Freeport-McMoran
FCX
$95.5B
– –
-400,000
Closed -$446K
FE icon
422
FirstEnergy
FE
$27.4B
– –
-469,069
Closed -$15.5M
FITB
423
Fifth Third Bancorp
FITB
$51.7B
– –
-376,544
Closed -$7.92M
FLR icon
424
Fluor
FLR
$6.81B
– –
-87,589
Closed -$7.03M
FXB icon
425
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.6M
– –
-7,500
Closed -$1.23M
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.