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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
376
Southwest Airlines
LUV
$22.8B
$3.6M 0.03%
70,000
+35,000
+100% +$1.77M
BZ icon
377
Kanzhun
BZ
$7.39B
$3.6M 0.03%
100,000
+62,350
+166% +$2.2M
VEI
378
DELISTED
Vine Energy Inc.
VEI
$3.55M 0.03%
215,393
-4,965
-2% -$74.4K
SVFB
379
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$3.55M 0.03%
361,247
+311,214
+622% +$3.06M
DSAQ.U
380
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$3.54M 0.03%
+351,370
New +$3.54M
SBRA icon
381
Sabra Healthcare REIT
SBRA
$5.37B
$3.52M 0.03%
239,100
+188,800
+375% +$3.19M
URI icon
382
United Rentals
URI
$72.8B
$3.51M 0.03%
10,000
-15,000
-60% -$5.04M
AACIU
383
DELISTED
Armada Acquisition Corp. I Unit
AACIU
$3.5M 0.03%
+351,370
New +$3.47M
TRNO icon
384
Terreno Realty
TRNO
$7.48B
$3.48M 0.03%
55,100
+3,400
+7% +$226K
TRON
385
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$3.46M 0.03%
+351,370
New +$3.44M
SCLE
386
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$3.44M 0.03%
354,121
+54,512
+18% +$528K
SEPA
387
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$3.42M 0.03%
+351,370
New +$3.46M
HCII
388
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$3.42M 0.03%
350,383
– –
BTMD icon
389
Biote Corp
BTMD
$51.9M
$3.41M 0.03%
350,555
+100,391
+40% +$972K
NKGN
390
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$3.4M 0.03%
+350,979
New +$3.42M
SCOA
391
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$3.4M 0.03%
349,395
– –
AONC
392
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
$3.4M 0.03%
350,229
– –
TSM icon
393
TSMC
TSM
$2.16T
$3.35M 0.03%
30,000
– –
ZM icon
394
Zoom
ZM
$30.6B
$3.32M 0.03%
12,700
+7,200
+131% +$2.43M
PMGM
395
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$3.28M 0.03%
+332,296
New +$3.24M
GSKY
396
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$3.25M 0.03%
290,450
-3,830,150
-93% -$30.1M
ARTA
397
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$3.23M 0.03%
+325,342
New +$3.17M
PIPP
398
DELISTED
Pine Island Acquisition Corp.
PIPP
$3.22M 0.03%
330,304
– –
DMTK
399
DELISTED
DermTech, Inc. Common Stock
DMTK
$3.21M 0.03%
+100,000
New +$3.51M
AUS
400
DELISTED
Austerlitz Acquisition Corporation I
AUS
$3.18M 0.03%
319,847
– –
14 15
16
17 18

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.