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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
Southwest Airlines
LUV
$19.9B
| $3.6M | 0.03% |
70,000
+35,000
| +100% | +$1.77M |
2021 Q2
1 quarter
|
|
377
Kanzhun
BZ
$7.04B
| $3.6M | 0.03% |
100,000
+62,350
| +166% | +$2.2M |
2021 Q2
1 quarter
|
|
|
VEI
378
DELISTED
Vine Energy Inc.
VEI
| $3.55M | 0.03% |
215,393
-4,965
| -2% | -$74.4K |
2021 Q2
1 quarter
|
|
|
SVFB
379
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
| $3.55M | 0.03% |
361,247
+311,214
| +622% | +$3.06M |
2021 Q1
2 quarters
|
|
380
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
| $3.54M | 0.03% |
+351,370
| New | +$3.54M |
2021 Q3
0 quarters
|
|
381
Sabra Healthcare REIT
SBRA
$4.93B
| $3.52M | 0.03% |
239,100
+188,800
| +375% | +$3.19M |
2021 Q1
2 quarters
|
|
382
United Rentals
URI
$66B
| $3.51M | 0.03% |
10,000
-15,000
| -60% | -$5.04M |
2021 Q2
1 quarter
|
|
383
DELISTED
Armada Acquisition Corp. I Unit
AACIU
| $3.5M | 0.03% |
+351,370
| New | +$3.47M |
2021 Q3
0 quarters
|
|
384
Terreno Realty
TRNO
$7.18B
| $3.48M | 0.03% |
55,100
+3,400
| +7% | +$226K |
2019 Q4
7 quarters
|
|
385
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
| $3.46M | 0.03% |
+351,370
| New | +$3.44M |
2021 Q3
0 quarters
|
|
|
SCLE
386
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
| $3.44M | 0.03% |
354,121
+54,512
| +18% | +$528K |
2021 Q2
1 quarter
|
|
387
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
| $3.42M | 0.03% |
+351,370
| New | +$3.46M |
2021 Q3
0 quarters
|
|
|
HCII
388
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
| $3.42M | 0.03% |
350,383
| – | – |
2021 Q1
2 quarters
|
|
389
Biote Corp
BTMD
$29.8M
| $3.41M | 0.03% |
350,555
+100,391
| +40% | +$972K |
2021 Q2
1 quarter
|
|
390
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
| $3.4M | 0.03% |
+350,979
| New | +$3.42M |
2021 Q3
0 quarters
|
|
|
SCOA
391
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
| $3.4M | 0.03% |
349,395
| – | – |
2021 Q1
2 quarters
|
|
392
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
| $3.4M | 0.03% |
350,229
| – | – |
2021 Q2
1 quarter
|
|
393
TSMC
TSM
$2.31T
| $3.35M | 0.03% |
30,000
| – | – |
2021 Q1
2 quarters
|
|
394
Zoom
ZM
$28.6B
| $3.32M | 0.03% |
12,700
+7,200
| +131% | +$2.43M |
2021 Q1
2 quarters
|
|
395
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
| $3.28M | 0.03% |
+332,296
| New | +$3.24M |
2021 Q3
0 quarters
|
|
|
GSKY
396
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
| $3.25M | 0.03% |
290,450
-3,830,150
| -93% | -$30.1M |
2018 Q3
12 quarters
|
|
|
ARTA
397
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
| $3.23M | 0.03% |
+325,342
| New | +$3.17M |
2021 Q3
0 quarters
|
|
|
PIPP
398
DELISTED
Pine Island Acquisition Corp.
PIPP
| $3.22M | 0.03% |
330,304
| – | – |
2021 Q1
2 quarters
|
|
399
DELISTED
DermTech, Inc. Common Stock
DMTK
| $3.21M | 0.03% |
+100,000
| New | +$3.51M |
2021 Q3
0 quarters
|
|
|
AUS
400
DELISTED
Austerlitz Acquisition Corporation I
AUS
| $3.18M | 0.03% |
319,847
| – | – |
2021 Q2
1 quarter
|
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.