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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARBG
376
DELISTED
Aequi Acquisition Corp
ARBG
$2.9M 0.04%
+300,978
New +$3.05M
FSSI
377
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.9M 0.04%
+299,989
New +$2.91M
QELL
378
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$2.8M 0.04%
274,791
-295,523
-52% -$3.58M
FTPAU
379
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
$2.72M 0.04%
+274,320
New +$2.76M
ETR icon
380
Entergy
ETR
$50.2B
$2.71M 0.04%
+54,422
New +$2.57M
AGCB
381
DELISTED
Altimeter Growth Corp 2
AGCB
$2.6M 0.04%
+249,991
New +$2.98M
LUXA
382
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.57M 0.04%
+249,991
New +$2.78M
IACB.U
383
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
$2.54M 0.04%
+250,000
New +$2.65M
KVSA
384
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$2.53M 0.04%
+250,164
New +$2.57M
NTST
385
NETSTREIT Corp
NTST
$2.1B
$2.53M 0.04%
136,600
-238,305
-64% -$4.25M
COLIU
386
DELISTED
Colicity Inc. Units
COLIU
$2.52M 0.04%
+250,000
New +$2.55M
SPGS.U
387
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$2.51M 0.04%
+250,000
New +$2.57M
AMPI.U
388
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$2.5M 0.04%
+250,164
New +$2.5M
PIPP
389
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.5M 0.04%
+249,991
New +$2.87M
SHPW
390
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M 0.04%
31,249
-14,365
-31% -$1.17M
OHPAU
391
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$2.5M 0.04%
+250,164
New +$2.51M
SCOBU
392
DELISTED
ScION Tech Growth II Units
SCOBU
$2.49M 0.04%
+249,991
New +$2.57M
SES icon
393
SES AI
SES
$198M
$2.49M 0.04%
+250,979
New +$2.53M
ARRWU
394
DELISTED
Arrowroot Acquisition Corp. Unit
ARRWU
$2.49M 0.04%
+250,164
New +$2.5M
HYACU
395
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$2.49M 0.04%
+250,164
New +$2.5M
QDROU
396
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$2.48M 0.04%
+250,000
New +$2.5M
FRONU
397
DELISTED
Frontier Acquisition Corp. Units
FRONU
$2.48M 0.04%
+250,164
New +$2.53M
CFFEU
398
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$2.48M 0.04%
+250,174
New +$2.49M
PTOCU
399
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$2.48M 0.04%
+250,163
New +$2.48M
ADRA.U
400
DELISTED
Adara Acquisition Corp Units
ADRA.U
$2.48M 0.04%
+249,991
New +$2.53M
14 15
16
17 18

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SAG
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CGL
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.