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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
376
CALL
Joby Aviation
JOBY
$8.37B
$1.32M 0.03%
+399,219
New +$4.43M
CRC icon
377
California Resources
CRC
$4.63B
$1.29M 0.03%
+54,754
New +$1.01M
ATA.U
378
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$1.28M 0.03%
+125,000
New +$1.28M
ETWO
379
CALL
DELISTED
E2open Parent Holdings
ETWO
$1.28M 0.03%
546,678
– –
BKSY icon
380
CALL
BlackSky Technology
BKSY
$1.16B
$1.21M 0.02%
102,502
– –
THBR
381
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$1.21M 0.02%
91,249
-821,248
-90% -$8.64M
ML
382
CALL
DELISTED
MoneyLion Inc.
ML
$1.2M 0.02%
+15,619
New +$4.69M
TALK icon
383
CALL
Talkspace
TALK
$873M
$1.17M 0.02%
+702,871
New +$6.99M
MAPS
384
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$1.16M 0.02%
353,539
– –
DMYD
385
CALL
DELISTED
dMY Technology Group, Inc. II
DMYD
$1.16M 0.02%
+266,146
New +$3.08M
PRCH icon
386
CALL
Porch Group
PRCH
$1.82B
$1.16M 0.02%
364,999
-56,724
-13% -$634K
FFAI
387
CALL
Faraday Future Intelligent Electric
FFAI
$11.5M
$1.15M 0.02%
+1
New +$14.1M
SKIN icon
388
CALL
SkinHealth Systems
SKIN
$86.9M
$1.15M 0.02%
+433,438
New +$4.66M
CRK icon
389
Comstock Resources
CRK
$3.93B
$1.15M 0.02%
263,446
+113,446
+76% +$562K
PDM
390
Piedmont Realty Trust
PDM
$1.19B
$1.14M 0.02%
70,100
-89,100
-56% -$1.31M
IRNT
391
CALL
DELISTED
IronNet, Inc.
IRNT
$1.11M 0.02%
679,400
– –
APPH
392
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$1.08M 0.02%
234,375
– –
ELAN icon
393
Elanco Animal Health
ELAN
$11.8B
$1.07M 0.02%
+35,000
New +$1.07M
ELMS
394
CALL
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$1.07M 0.02%
+304,167
New +$3.27M
EPRT icon
395
Essential Properties Realty Trust
EPRT
$6.63B
$1.05M 0.02%
49,700
+17,100
+52% +$335K
MILE
396
CALL
DELISTED
Metromile, Inc. Common Stock
MILE
$1.04M 0.02%
+304,166
New +$4.08M
PTVE
397
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
$1.03M 0.02%
+56,534
New +$872K
HYG icon
398
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.02M 0.02%
5,000,000
+630,000
+14% +$53.9M
LI icon
399
Li Auto
LI
$12.7B
$1.01M 0.02%
+35,000
New +$960K
STIC.U
400
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
$1M 0.02%
+63,875
New +$749K
14 15
16
17 18

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.