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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JOBY icon
376
CALL
Joby Aviation
JOBY
$5.15B
$1.32M 0.03%
+399,219
New +$4.43M
2020 Q4
0 quarters
CRC icon
377
California Resources
CRC
$4.76B
$1.29M 0.03%
+54,754
New +$1.01M
2020 Q4
0 quarters
ATA.U
378
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$1.28M 0.03%
+125,000
New +$1.28M
2020 Q4
0 quarters
ETWO icon
379
CALL
DELISTED
E2open Parent Holdings
ETWO
$1.28M 0.03%
546,678
– –
2020 Q3
1 quarter
BKSY icon
380
CALL
BlackSky Technology
BKSY
$816M
$1.21M 0.02%
102,502
– –
2019 Q4
4 quarters
THBR
381
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$1.21M 0.02%
91,249
-821,248
-90% -$8.64M
2019 Q4
4 quarters
ML icon
382
CALL
DELISTED
MoneyLion Inc.
ML
$1.2M 0.02%
+15,619
New +$4.69M
2020 Q4
0 quarters
TALK icon
383
CALL
DELISTED
Talkspace
TALK
$1.17M 0.02%
+702,871
New +$6.99M
2020 Q4
0 quarters
MAPS icon
384
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$1.16M 0.02%
353,539
– –
2019 Q4
4 quarters
DMYD
385
CALL
DELISTED
dMY Technology Group, Inc. II
DMYD
$1.16M 0.02%
+266,146
New +$3.08M
2020 Q4
0 quarters
PRCH icon
386
CALL
Porch Group
PRCH
$2B
$1.16M 0.02%
364,999
-56,724
-13% -$634K
2020 Q1
3 quarters
FFAI
387
CALL
Faraday Future Intelligent Electric
FFAI
$6.62M
$1.15M 0.02%
+1
New +$14.1M
2020 Q4
0 quarters
SKIN icon
388
CALL
SkinHealth Systems
SKIN
$68.6M
$1.15M 0.02%
+433,438
New +$4.66M
2020 Q4
0 quarters
CRK icon
389
Comstock Resources
CRK
$4.03B
$1.15M 0.02%
263,446
+113,446
+76% +$562K
2020 Q3
1 quarter
PDM icon
390
Piedmont Realty Trust
PDM
$1.14B
$1.14M 0.02%
70,100
-89,100
-56% -$1.31M
2020 Q3
1 quarter
IRNT
391
CALL
DELISTED
IronNet, Inc.
IRNT
$1.11M 0.02%
679,400
– –
2020 Q1
3 quarters
APPH
392
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$1.08M 0.02%
234,375
– –
2020 Q2
2 quarters
ELAN icon
393
Elanco Animal Health
ELAN
$11.3B
$1.07M 0.02%
+35,000
New +$1.07M
2020 Q4
0 quarters
ELMS
394
CALL
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$1.07M 0.02%
+304,167
New +$3.27M
2020 Q4
0 quarters
EPRT icon
395
Essential Properties Realty Trust
EPRT
$5.57B
$1.05M 0.02%
49,700
+17,100
+52% +$335K
2020 Q1
3 quarters
MILE
396
CALL
DELISTED
Metromile, Inc. Common Stock
MILE
$1.04M 0.02%
+304,166
New +$4.08M
2020 Q4
0 quarters
PTVE icon
397
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
$1.03M 0.02%
+56,534
New +$872K
2020 Q4
0 quarters
HYG icon
398
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.02M 0.02%
5,000,000
+630,000
+14% +$53.9M
2018 Q4
8 quarters
LI icon
399
Li Auto
LI
$11.1B
$1.01M 0.02%
+35,000
New +$960K
2020 Q4
0 quarters
STIC.U
400
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
$1M 0.02%
+63,875
New +$749K
2020 Q4
0 quarters
14 15
16
17 18

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.