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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVT
376
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-215,000
Closed -$2.19M
RWGE
377
CALL
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-442,012
Closed -$254K
RWGE
378
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-1,576,036
Closed -$16.3M
STI
379
DELISTED
SunTrust Banks, Inc.
STI
– –
-3,362,266
Closed -$231M
VIAB
380
DELISTED
Viacom Inc. Class B
VIAB
– –
-726,145
Closed -$17.4M
STNL
381
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-1,425,000
Closed -$14.6M
ALDR
382
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-1,248,003
Closed -$23.5M
AABA
383
DELISTED
Altaba Inc
AABA
– –
-3,706,994
Closed -$72.2M
BID
384
DELISTED
Sotheby's
BID
– –
-64,546
Closed -$3.68M
MOBL
385
DELISTED
MobileIron, Inc.
MOBL
– –
-50,000
Closed -$327K
REV
386
PUT
DELISTED
Revlon, Inc.
REV
– –
-62,500
Closed -$147K
CELG
387
DELISTED
Celgene Corp
CELG
– –
-5,491,255
Closed -$545M
12 13 14 15
16

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.