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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
-$924M
Cap. Flow %
-17.8%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.8 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.8 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Financials 19.72%
2 Technology 19.37%
3 Miscellaneous 14.69%
4 Materials 13.55%
5 Industrials 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SECO
376
DELISTED
Secoo Holding Limited ADR
SECO
– –
-25,000
Closed -$2.42M –
MTOR
377
DELISTED
MERITOR, Inc.
MTOR
– –
-87,000
Closed -$2.04M –
CLDR
378
DELISTED
Cloudera, Inc.
CLDR
– –
-142,500
Closed -$2.35M –
PFPT
379
DELISTED
Proofpoint, Inc.
PFPT
– –
-32,440
Closed -$2.88M –
I
380
DELISTED
INTELSAT S. A.
I
– –
-118,200
Closed -$401K –
DATA
381
DELISTED
Tableau Software, Inc.
DATA
– –
-7,500
Closed -$519K –
BMS
382
DELISTED
Bemis
BMS
– –
-72,000
Closed -$3.44M –
P icon
383
CALL
DELISTED
Pandora Media Inc
P
– –
-250,000
Closed -$1K –
P icon
384
DELISTED
Pandora Media Inc
P
– –
-199,492
Closed -$962K –
LHO
385
DELISTED
LaSalle Hotel Properties
LHO
– –
-154,000
Closed -$4.32M –
KS
386
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-131,598
Closed -$2.99M –
SVU
387
DELISTED
SUPERVALU Inc.
SVU
– –
-313,276
Closed -$6.77M –
XCRA
388
DELISTED
Xcerra Corporation
XCRA
– –
-138,662
Closed -$1.36M –
NSM
389
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-50,000
Closed -$925K –
FTRPR
390
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-850,000
Closed -$9.41M –
TWX
391
PUT
DELISTED
Time Warner Inc
TWX
– –
-2,735,500
Closed -$14K –
LQ icon
392
DELISTED
La Quinta Holdings Inc.
LQ
– –
-434,842
Closed -$8.03M –
WIN
393
PUT
DELISTED
Windstream Holdings Inc
WIN
– –
-50,800
Closed -$5K –
CPN
394
DELISTED
Calpine Corporation
CPN
– –
-8,693,990
Closed -$132M –
SNI
395
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-1,952,006
Closed -$167M –
STRP
396
DELISTED
Straight Path Communications Inc.
STRP
– –
-322,105
Closed -$58.6M –
FMCIU
397
DELISTED
Forum Merger Corporation Unit
FMCIU
– –
-625,000
Closed -$5.42M –
GNCMA
398
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-825,528
Closed -$32.2M –
CAA
399
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-739,047
Closed -$41.7M –
AAAP icon
400
DELISTED
Advanced Accelerator Applications S.A.
AAAP
– –
-110,281
Closed -$9M –
13 14 15
16
17

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CGL
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JCM
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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.