We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SECO
376
DELISTED
Secoo Holding Limited ADR
SECO
– –
-25,000
Closed -$2.42M
MTOR
377
DELISTED
MERITOR, Inc.
MTOR
– –
-87,000
Closed -$2.04M
CLDR
378
DELISTED
Cloudera, Inc.
CLDR
– –
-142,500
Closed -$2.35M
PFPT
379
DELISTED
Proofpoint, Inc.
PFPT
– –
-32,440
Closed -$2.88M
I
380
DELISTED
INTELSAT S. A.
I
– –
-118,200
Closed -$401K
DATA
381
DELISTED
Tableau Software, Inc.
DATA
– –
-7,500
Closed -$519K
BMS
382
DELISTED
Bemis
BMS
– –
-72,000
Closed -$3.44M
P
383
CALL
DELISTED
Pandora Media Inc
P
– –
-250,000
Closed -$1K
P
384
DELISTED
Pandora Media Inc
P
– –
-199,492
Closed -$962K
LHO
385
DELISTED
LaSalle Hotel Properties
LHO
– –
-154,000
Closed -$4.32M
KS
386
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-131,598
Closed -$2.99M
SVU
387
DELISTED
SUPERVALU Inc.
SVU
– –
-313,276
Closed -$6.77M
XCRA
388
DELISTED
Xcerra Corporation
XCRA
– –
-138,662
Closed -$1.36M
NSM
389
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-50,000
Closed -$925K
FTRPR
390
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-850,000
Closed -$9.41M
TWX
391
PUT
DELISTED
Time Warner Inc
TWX
– –
-2,735,500
Closed -$14K
LQ
392
DELISTED
La Quinta Holdings Inc.
LQ
– –
-434,842
Closed -$8.03M
WIN
393
PUT
DELISTED
Windstream Holdings Inc
WIN
– –
-50,800
Closed -$5K
CPN
394
DELISTED
Calpine Corporation
CPN
– –
-8,693,990
Closed -$132M
SNI
395
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-1,952,006
Closed -$167M
STRP
396
DELISTED
Straight Path Communications Inc.
STRP
– –
-322,105
Closed -$58.6M
FMCIU
397
DELISTED
Forum Merger Corporation Unit
FMCIU
– –
-625,000
Closed -$5.42M
GNCMA
398
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-825,528
Closed -$32.2M
CAA
399
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-739,047
Closed -$41.7M
AAAP
400
DELISTED
Advanced Accelerator Applications S.A.
AAAP
– –
-110,281
Closed -$9M
13 14 15
16
17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.