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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TMX
376
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-229,665
Closed -$7.19M –
GCP
377
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-66,981
Closed -$2.06M –
PBCT
378
DELISTED
People's United Financial Inc
PBCT
– –
-440,000
Closed -$7.98M –
SC
379
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-350,000
Closed -$5.38M –
QTS
380
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-36,851
Closed -$1.93M –
STAY
381
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-402,820
Closed -$8.06M –
GRUB
382
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-55,573
Closed -$5.85M –
CTB
383
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-63,500
Closed -$2.38M –
GLUU
384
DELISTED
Glu Mobile Inc.
GLUU
– –
-439,245
Closed -$1.65M –
CBL icon
385
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-262,160
Closed -$2.2M –
ETFC
386
DELISTED
E*Trade Financial Corporation
ETFC
– –
-150,000
Closed -$6.54M –
S icon
387
DELISTED
Sprint Corporation
S
– –
-786,372
Closed -$6.12M –
AKS
388
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-389,000
Closed -$39K –
STI icon
389
DELISTED
SunTrust Banks, Inc.
STI
– –
-115,000
Closed -$6.87M –
ULTI icon
390
DELISTED
Ultimate Software Group Inc
ULTI
– –
-15,000
Closed -$2.84M –
RDC
391
CALL
DELISTED
Rowan Companies Plc
RDC
– –
-138,400
Closed -$90K –
ESRX
392
DELISTED
Express Scripts Holding Company
ESRX
– –
-306,000
Closed -$19.4M –
KTWO icon
393
CALL
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-100,000
Closed -$68K –
LNCE
394
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-532,000
Closed -$20.3M –
LVNTA
395
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-65,821
Closed -$3.79M –
SCMP
396
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-85,603
Closed -$1.01M –
ABCO
397
DELISTED
Advisory Board Co
ABCO
– –
-679,154
Closed -$36.4M –
RICE
398
DELISTED
Rice Energy Inc.
RICE
– –
-2,667,137
Closed -$77.2M –
LVLT
399
DELISTED
Level 3 Communications Inc
LVLT
– –
-4,854,795
Closed -$259M –
KITE
400
DELISTED
Kite Pharma, Inc.
KITE
– –
-334,153
Closed -$60.1M –
13 14 15
16
17

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.