We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMX
376
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-229,665
Closed -$7.19M
GCP
377
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-66,981
Closed -$2.06M
PBCT
378
DELISTED
People's United Financial Inc
PBCT
– –
-440,000
Closed -$7.98M
SC
379
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-350,000
Closed -$5.38M
QTS
380
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-36,851
Closed -$1.93M
STAY
381
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-402,820
Closed -$8.06M
GRUB
382
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-55,573
Closed -$5.85M
CTB
383
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-63,500
Closed -$2.38M
GLUU
384
DELISTED
Glu Mobile Inc.
GLUU
– –
-439,245
Closed -$1.65M
CBL
385
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-262,160
Closed -$2.2M
ETFC
386
DELISTED
E*Trade Financial Corporation
ETFC
– –
-150,000
Closed -$6.54M
S
387
DELISTED
Sprint Corporation
S
– –
-786,372
Closed -$6.12M
AKS
388
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-389,000
Closed -$39K
STI
389
DELISTED
SunTrust Banks, Inc.
STI
– –
-115,000
Closed -$6.87M
ULTI
390
DELISTED
Ultimate Software Group Inc
ULTI
– –
-15,000
Closed -$2.84M
RDC
391
CALL
DELISTED
Rowan Companies Plc
RDC
– –
-138,400
Closed -$90K
ESRX
392
DELISTED
Express Scripts Holding Company
ESRX
– –
-306,000
Closed -$19.4M
KTWO
393
CALL
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-100,000
Closed -$68K
LNCE
394
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-532,000
Closed -$20.3M
LVNTA
395
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-65,821
Closed -$3.79M
SCMP
396
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-85,603
Closed -$1.01M
ABCO
397
DELISTED
Advisory Board Co
ABCO
– –
-679,154
Closed -$36.4M
RICE
398
DELISTED
Rice Energy Inc.
RICE
– –
-2,667,137
Closed -$77.2M
LVLT
399
DELISTED
Level 3 Communications Inc
LVLT
– –
-4,854,795
Closed -$259M
KITE
400
DELISTED
Kite Pharma, Inc.
KITE
– –
-334,153
Closed -$60.1M
13 14 15
16
17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.