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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.64B
AUM Growth
-$812M
Cap. Flow
-$958M
Cap. Flow %
-20.66%
Top 10 Hldgs %
24.73%
Holding
580
New
151
Increased
91
Reduced
112
Closed
186

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$168M
2
STJ
St Jude Medical
STJ
+$91M
3
EMC
EMC CORPORATION
EMC
+$79.3M
4
CHTR icon
Charter Communications
CHTR
+$44.5M
5
GLPI icon
Gaming and Leisure Properties
GLPI
+$31.8M

Top Sells

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$122M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$119M
3
SCHW
Charles Schwab
SCHW
+$79.9M
4
AGN
Allergan plc
AGN
+$73.4M
5
MDLZ icon
Mondelez International
MDLZ
+$62.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.01%
2 Technology 13.11%
3 Industrials 11.74%
4 Consumer Discretionary 11.63%
5 Communication Services 11.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
376
Bank of America
BAC
$441B
– –
-276,058
Closed -$3.73M
BBWI icon
377
Bath & Body Works
BBWI
$4.06B
– –
-204,105
Closed -$14.5M
BNY
378
Bank of New York Mellon
BNY
$108B
– –
-119,008
Closed -$4.38M
C icon
379
CALL
Citigroup
C
$224B
– –
-21,100
Closed -$9K
CAG icon
380
CALL
Conagra Brands
CAG
$7.11B
– –
-324,463
Closed -$581K
CAT icon
381
PUT
Caterpillar
CAT
$394B
– –
-556,300
Closed -$325K
CCI icon
382
Crown Castle
CCI
$31.9B
– –
-56,794
Closed -$4.91M
CDTX
383
DELISTED
Cidara Therapeutics
CDTX
– –
-1,000
Closed -$254K
CMI icon
384
Cummins
CMI
$88.7B
– –
-75,000
Closed -$8.25M
CMP icon
385
Compass Minerals
CMP
$1.08B
– –
-85,625
Closed -$6.07M
CPB icon
386
CALL
Campbell Soup
CPB
$6.73B
– –
-313,800
Closed -$104K
CPB icon
387
PUT
Campbell Soup
CPB
$6.73B
– –
-2,500,000
Closed -$2.56M
CSCO icon
388
Cisco
CSCO
$476B
– –
-30,000
Closed -$854K
CSX icon
389
PUT
CSX Corp
CSX
$93.9B
– –
-2,086,200
Closed -$108K
CTRA
390
PUT
DELISTED
Coterra Energy
CTRA
– –
-80,300
Closed -$8K
DAL icon
391
CALL
Delta Air Lines
DAL
$60.5B
– –
-2,500,000
Closed -$17.2M
DE icon
392
CALL
Deere & Co
DE
$166B
– –
-280,000
Closed -$357K
DINO icon
393
CALL
HF Sinclair
DINO
$14.7B
– –
-42,800
Closed -$16K
DIS icon
394
Walt Disney
DIS
$181B
– –
-70,929
Closed -$7.04M
DIS icon
395
PUT
Walt Disney
DIS
$181B
– –
-36,400
Closed -$23K
DKS icon
396
PUT
Dick's Sporting Goods
DKS
$17.8B
– –
-82,900
Closed -$33K
DVAX
397
DELISTED
Dynavax Technologies
DVAX
– –
-70,000
Closed -$1.35M
EEM icon
398
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-137,492
Closed -$4.71M
EMN icon
399
Eastman Chemical
EMN
$8.4B
– –
-9,638
Closed -$696K
EOG icon
400
PUT
EOG Resources
EOG
$71.4B
– –
-53,500
Closed -$7K
14 15
16
17 18

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2016 Portfolio in Review

As of Q2 2016, UBS O'Connor held 580 positions worth $4.64B, down 15% from $5.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

UBS O'Connor withdrew a net $958M in Q2 2016, closing 186 positions and reducing 112 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $122M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, UBS O'Connor opened a new position in LinkedIn Corporation worth $229M.

  • UBS O'Connor's largest Q2 2016 buy was LinkedIn Corporation: 1,210,490 shares worth $229M.
  • UBS O'Connor added most to EMC CORPORATION in Q2 2016, an estimated $79.3M increase.
  • UBS O'Connor's biggest Q2 2016 reduction was Charles Schwab, cutting an estimated $79.9M.
  • UBS O'Connor fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $122M.
  • UBS O'Connor's ten largest holdings make up 25% of its $4.64B portfolio in Q2 2016.
  • UBS O'Connor opened 151 new positions and closed 186 in Q2 2016.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.64B.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.