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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
EMBK
351
DELISTED
Embark Technology, Inc. Common Stock
EMBK
| $3.92M | 0.03% |
19,716
-352
| -2% | -$69.8K |
2021 Q1
2 quarters
|
|
352
Zevia
ZVIA
$83M
| $3.91M | 0.03% |
+339,956
| New | +$4.51M |
2021 Q3
0 quarters
|
|
|
NDAC
353
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
| $3.91M | 0.03% |
400,261
| – | – |
2021 Q2
1 quarter
|
|
354
DELISTED
Waldencast
WALD
| $3.91M | 0.03% |
400,261
| – | – |
2021 Q2
1 quarter
|
|
|
FMIV
355
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
| $3.91M | 0.03% |
400,196
| – | – |
2021 Q2
1 quarter
|
|
|
FRXB
356
DELISTED
Forest Road Acquisition Corp. II
FRXB
| $3.9M | 0.03% |
400,261
| – | – |
2021 Q2
1 quarter
|
|
|
ATAQ
357
DELISTED
Altimar Acquisition Corp III
ATAQ
| $3.9M | 0.03% |
400,261
| – | – |
2021 Q2
1 quarter
|
|
|
REVH
358
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
| $3.9M | 0.03% |
400,392
| – | – |
2021 Q2
1 quarter
|
|
359
Agnico Eagle Mines
AEM
$89.5B
| $3.89M | 0.03% |
+75,000
| New | +$4.37M |
2021 Q3
0 quarters
|
|
|
MIT
360
DELISTED
Mason Industrial Technology, Inc.
MIT
| $3.88M | 0.03% |
398,799
| – | – |
2021 Q2
1 quarter
|
|
361
Airship AI Holdings
AISP
$73.4M
| $3.88M | 0.03% |
399,804
| – | – |
2021 Q2
1 quarter
|
|
|
DHBC
362
DELISTED
DHB Capital Corp. Class A common stock
DHBC
| $3.88M | 0.03% |
399,935
| – | – |
2021 Q2
1 quarter
|
|
|
RKTA
363
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
| $3.88M | 0.03% |
396,802
+96,802
| +32% | +$940K |
2021 Q2
1 quarter
|
|
|
AEAC
364
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
| $3.88M | 0.03% |
399,591
| – | – |
2021 Q1
2 quarters
|
|
|
VEEA
365
Veea Inc
VEEA
$15.4M
| $3.87M | 0.03% |
20,013
| – | – |
2021 Q2
1 quarter
|
|
|
KAIR
366
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
| $3.86M | 0.03% |
399,591
| – | – |
2021 Q1
2 quarters
|
|
367
STAG Industrial
STAG
$6.99B
| $3.85M | 0.03% |
98,100
+3,000
| +3% | +$123K |
2021 Q2
1 quarter
|
|
|
AVAN
368
DELISTED
Avanti Acquisition Corp.
AVAN
| $3.82M | 0.03% |
389,870
| – | – |
2020 Q4
3 quarters
|
|
|
TSPQ
369
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
| $3.77M | 0.03% |
385,202
+135,528
| +54% | +$1.31M |
2021 Q2
1 quarter
|
|
370
Maravai LifeSciences
MRVI
$974M
| $3.68M | 0.03% |
+75,065
| New | +$3.66M |
2021 Q3
0 quarters
|
|
|
BOAC
371
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
| $3.63M | 0.03% |
370,368
| – | – |
2020 Q4
3 quarters
|
|
372
PENN Entertainment
PENN
$2B
| $3.62M | 0.03% |
50,000
-50,000
| -50% | -$3.68M |
2021 Q2
1 quarter
|
|
373
LXP Industrial Trust
LXP
$3.6B
| $3.62M | 0.03% |
56,780
+1,880
| +3% | +$123K |
2021 Q2
1 quarter
|
|
|
GACQ
374
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
| $3.62M | 0.03% |
+366,429
| New | +$3.59M |
2021 Q3
0 quarters
|
|
|
AZRE
375
DELISTED
Azure Power Global Limited
AZRE
| $3.61M | 0.03% |
164,210
-114
| -0.1% | -$2.62K |
2021 Q1
2 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.