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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMTX
351
CALL
DELISTED
BM Technologies, Inc.
BMTX
$81K ﹤0.01%
95,000
-64,100
-40% -$675K
GEO icon
352
PUT
The GEO Group
GEO
$4.03B
$72K ﹤0.01%
25,000
– –
GDX icon
353
CALL
VanEck Gold Miners ETF
GDX
$25.6B
$56K ﹤0.01%
+50,000
New +$1.64M
GRUB
354
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$52K ﹤0.01%
25,000
-5,000
-17% -$530K
ALUS
355
CALL
DELISTED
Alussa Energy Acquisition Corp
ALUS
$46K ﹤0.01%
85,120
-4,480
-5% -$43.6K
GNCA
356
DELISTED
Genocea Biosciences, Inc.
GNCA
$44K ﹤0.01%
19,170
-290
-1% -$668
MNTS icon
357
CALL
Momentus
MNTS
$82.7M
$40K ﹤0.01%
+5
New +$614K
BAC icon
358
CALL
Bank of America
BAC
$441B
$39K ﹤0.01%
+250,000
New +$5.91M
THBR
359
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$35K ﹤0.01%
23,750
-1,250
-5% -$12.5K
ERIC icon
360
PUT
Ericsson
ERIC
$33.3B
$29K ﹤0.01%
215,000
– –
F icon
361
PUT
Ford
F
$55B
$17K ﹤0.01%
+125,000
New +$692K
GB
362
CALL
DELISTED
Global Blue Group Holding
GB
$17K ﹤0.01%
31,665
-1,667
-5% -$17K
LIVK
363
CALL
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$17K ﹤0.01%
44,114
-257,334
-85% -$2.51M
TMUSR
364
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$16K ﹤0.01%
+97,500
New +$27.4K
ADT icon
365
PUT
ADT
ADT
$5.59B
$13K ﹤0.01%
51,800
– –
GNCA
366
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
+1,750,000
New +$4.03M
ADVM
367
DELISTED
Adverum Biotechnologies
ADVM
– –
-2,000
Closed -$195K
ANGI icon
368
Angi Inc
ANGI
$201M
– –
-6,780
Closed -$356K
BABA icon
369
Alibaba
BABA
$304B
– –
-15,111
Closed -$2.94M
BIDU icon
370
Baidu
BIDU
$37.1B
– –
-47,949
Closed -$4.83M
BOX icon
371
Box
BOX
$4.41B
– –
-181,957
Closed -$2.56M
CLX icon
372
PUT
Clorox
CLX
$12.8B
– –
-30,000
Closed -$111K
CUBE icon
373
CubeSmart
CUBE
$9.42B
– –
-8,600
Closed -$230K
CUZ icon
374
Cousins Properties
CUZ
$4.91B
– –
-51,657
Closed -$1.51M
DBX icon
375
Dropbox
DBX
$8.06B
– –
-924,626
Closed -$16.7M
13 14
15
16 17

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.