UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+13.96%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.43B
AUM Growth
-$330M
Cap. Flow
-$1.03B
Cap. Flow %
-23.35%
Top 10 Hldgs %
42.57%
Holding
416
New
120
Increased
64
Reduced
82
Closed
87

Top Buys

1
AMTD
TD Ameritrade Holding Corp
AMTD
$207M
2
EE
El Paso Electric Company
EE
$85.8M
3
ETFC
E*Trade Financial Corporation
ETFC
$59.1M
4
LOGM
LogMein, Inc.
LOGM
$55.2M
5
CTEV
Claritev Corporation
CTEV
$47.5M

Top Sells

1
CY
Cypress Semiconductor
CY
$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
$247M
3
S
Sprint Corporation
S
$237M
4
WBC
WABCO HOLDINGS INC.
WBC
$157M
5
AXE
Anixter International Inc
AXE
$126M

Sector Composition

1 Financials 27.22%
2 Technology 11.5%
3 Healthcare 9.19%
4 Consumer Discretionary 8.94%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MIME
351
DELISTED
Mimecast Limited
MIME
– –
-51,043
Closed -$1.8M
GNOG
352
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-175,508
Closed -$1.73M
SCVX.U
353
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-1,200,000
Closed -$12M
CCAC.U
354
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-1,204,570
Closed -$11.9M
DFPHU
355
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,450,000
Closed -$14.4M
RPAI
356
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-145,200
Closed -$751K
CLDR
357
DELISTED
Cloudera, Inc.
CLDR
– –
-1,142,522
Closed -$8.99M
SRACU
358
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
– –
-120,000
Closed -$1.21M
WRI
359
DELISTED
Weingarten Realty Investors
WRI
– –
-129,200
Closed -$1.86M
GNRSU
360
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
– –
-1,050,000
Closed -$10.2M
GRUB
361
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-7,500
Closed -$611K
LACQ
362
DELISTED
Leisure Acquisition Corp.
LACQ
– –
0
– –
GHIVU
363
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-100,000
Closed -$1.01M
DMYT.U
364
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-1,000,000
Closed -$9.83M
FEAC.U
365
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– –
-3,150,000
Closed -$31.4M
LVGO
366
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-65,302
Closed -$1.86M
HTZ
367
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
MNK
368
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
0
– –
CCXX.U
369
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-4,637,000
Closed -$46.4M
FSCT
370
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-424,929
Closed -$13.4M
GCAP
371
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-211,560
Closed -$1.18M
TECD
372
DELISTED
Tech Data Corp
TECD
– –
-558,198
Closed -$73M
IOTS
373
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
– –
-351,528
Closed -$3.93M
LK
374
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-73,026
Closed -$1.99M
AXE
375
DELISTED
Anixter International Inc
AXE
– –
-1,435,589
Closed -$126M
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