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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AGN
351
DELISTED
Allergan plc
AGN
– –
-281,112
Closed -$47.1M –
HOS icon
352
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-104,369
Closed -$130K –
HOS icon
353
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-184,400
Closed -$152K –
TPGH.U
354
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-831,000
Closed -$9.01M –
CRAY
355
DELISTED
Cray, Inc.
CRAY
– –
-429,612
Closed -$15M –
APC icon
356
DELISTED
Anadarko Petroleum
APC
– –
-4,191,507
Closed -$296M –
DATA
357
DELISTED
Tableau Software, Inc.
DATA
– –
-628,950
Closed -$104M –
WP
358
DELISTED
Worldpay, Inc.
WP
– –
-2,721,653
Closed -$334M –
ARRY icon
359
DELISTED
Array Biopharma Inc
ARRY
– –
-480,344
Closed -$22.3M –
LLL
360
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,648,973
Closed -$404M –
FTR
361
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-469,000
Closed -$1.1M –
TRCO
362
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-1,868,773
Closed -$86.4M –
TSS
363
DELISTED
Total System Services, Inc.
TSS
– –
-937,435
Closed -$120M –
EFII
364
DELISTED
Electronics for Imaging
EFII
– –
-383,090
Closed -$14.1M –
VG icon
365
DELISTED
Vonage Holdings Corporation
VG
– –
-73,700
Closed -$835K –
RHT
366
DELISTED
Red Hat Inc
RHT
– –
-2,954,679
Closed -$555M –
FDC
367
DELISTED
First Data Corporation
FDC
– –
-19,280,163
Closed -$522M –
11 12 13 14
15

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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.