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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
351
DELISTED
Allergan plc
AGN
– –
-281,112
Closed -$47.1M
HOS
352
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-104,369
Closed -$130K
HOS
353
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-184,400
Closed -$152K
TPGH.U
354
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-831,000
Closed -$9.01M
CRAY
355
DELISTED
Cray, Inc.
CRAY
– –
-429,612
Closed -$15M
APC
356
DELISTED
Anadarko Petroleum
APC
– –
-4,191,507
Closed -$296M
DATA
357
DELISTED
Tableau Software, Inc.
DATA
– –
-628,950
Closed -$104M
WP
358
DELISTED
Worldpay, Inc.
WP
– –
-2,721,653
Closed -$334M
ARRY
359
DELISTED
Array Biopharma Inc
ARRY
– –
-480,344
Closed -$22.3M
LLL
360
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,648,973
Closed -$404M
FTR
361
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-469,000
Closed -$1.1M
TRCO
362
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-1,868,773
Closed -$86.4M
TSS
363
DELISTED
Total System Services, Inc.
TSS
– –
-937,435
Closed -$120M
EFII
364
DELISTED
Electronics for Imaging
EFII
– –
-383,090
Closed -$14.1M
VG
365
DELISTED
Vonage Holdings Corporation
VG
– –
-73,700
Closed -$835K
RHT
366
DELISTED
Red Hat Inc
RHT
– –
-2,954,679
Closed -$555M
FDC
367
DELISTED
First Data Corporation
FDC
– –
-19,280,163
Closed -$522M
11 12 13 14
15

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SAG
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ACI
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TCOV
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.