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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
351
CALL
Uniti Group
UNIT
$2.33B
– –
-31,200
Closed -$5K
UNIT
352
Uniti Group
UNIT
$2.33B
– –
-224,256
Closed -$3.29M
UNP icon
353
Union Pacific
UNP
$175B
– –
-215,900
Closed -$25M
UNP icon
354
PUT
Union Pacific
UNP
$175B
– –
-419,200
Closed -$21K
USFD icon
355
US Foods
USFD
$23.6B
– –
-170,801
Closed -$4.56M
VEON icon
356
VEON
VEON
$3.87B
– –
-99,917
Closed -$10.4M
VIPS icon
357
Vipshop
VIPS
$7.4B
– –
-111,111
Closed -$977K
W icon
358
Wayfair
W
$14.3B
– –
-43,000
Closed -$2.9M
WBD icon
359
Warner Bros
WBD
$66.2B
– –
-436,965
Closed -$9.3M
WOW
360
DELISTED
WideOpenWest
WOW
– –
-75,571
Closed -$1.14M
X
361
DELISTED
US Steel
X
– –
-120,650
Closed -$3.1M
XLI icon
362
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-5,500
Closed -$390K
XLI icon
363
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-508,900
Closed -$73K
XOP icon
364
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
– –
-95,250
Closed -$433K
XOP icon
365
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
– –
-25,000
Closed -$3.41M
XPO icon
366
XPO
XPO
$23B
– –
-367,207
Closed -$8.61M
LGF.B
367
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-300,000
Closed -$9.54M
ATSG
368
DELISTED
Air Transport Services Group
ATSG
– –
-151,000
Closed -$3.67M
TAST
369
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-405,930
Closed -$4.42M
AYX
370
DELISTED
Alteryx Inc
AYX
– –
-246,391
Closed -$5.02M
TRTN
371
DELISTED
Triton International Limited
TRTN
– –
-265,246
Closed -$8.83M
RETA
372
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-83,364
Closed -$2.59M
CLR
373
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-30,000
Closed -$1.16M
TEN
374
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-88,900
Closed -$5.39M
TWTR
375
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-103,100
Closed -$4K
13 14
15
16 17

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SAG
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ACI
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TCOV
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A
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CGL
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.