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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UNIT icon
351
CALL
Uniti Group
UNIT
$1.67B
– –
-31,200
Closed -$5K –
UNIT icon
352
Uniti Group
UNIT
$1.67B
– –
-224,256
Closed -$3.29M –
UNP icon
353
Union Pacific
UNP
$165B
– –
-215,900
Closed -$25M –
UNP icon
354
PUT
Union Pacific
UNP
$165B
– –
-419,200
Closed -$21K –
USFD icon
355
US Foods
USFD
$21.1B
– –
-170,801
Closed -$4.56M –
VEON icon
356
VEON
VEON
$5.29B
– –
-99,917
Closed -$10.4M –
VIPS icon
357
Vipshop
VIPS
$6.13B
– –
-111,111
Closed -$977K –
W icon
358
Wayfair
W
$14.5B
– –
-43,000
Closed -$2.9M –
WBD icon
359
DELISTED
Warner Bros
WBD
– –
-436,965
Closed -$9.3M –
WOW icon
360
DELISTED
WideOpenWest
WOW
– –
-75,571
Closed -$1.14M –
X icon
361
DELISTED
US Steel
X
– –
-120,650
Closed -$3.1M –
XLI icon
362
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
– –
-5,500
Closed -$390K –
XLI icon
363
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
– –
-508,900
Closed -$73K –
XOP icon
364
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
– –
-95,250
Closed -$433K –
XOP icon
365
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
– –
-25,000
Closed -$3.41M –
XPO icon
366
XPO
XPO
$21.5B
– –
-367,207
Closed -$8.61M –
LGF.B
367
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-300,000
Closed -$9.54M –
ATSG icon
368
DELISTED
Air Transport Services Group
ATSG
– –
-151,000
Closed -$3.67M –
TAST icon
369
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-405,930
Closed -$4.42M –
AYX
370
DELISTED
Alteryx Inc
AYX
– –
-246,391
Closed -$5.02M –
TRTN
371
DELISTED
Triton International Limited
TRTN
– –
-265,246
Closed -$8.83M –
RETA
372
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-83,364
Closed -$2.59M –
CLR
373
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-30,000
Closed -$1.16M –
TEN icon
374
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-88,900
Closed -$5.39M –
TWTR
375
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-103,100
Closed -$4K –
13 14
15
16 17

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.