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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPRO icon
351
Expro Ltd
XPRO
$1.91B
$302K 0.01%
3,050
-22,500
-88% -$1.96M
MRNS
352
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$298K 0.01%
13,850
+5,725
+70% +$121K
ADMA icon
353
ADMA Biologics
ADMA
$2.25B
$283K 0.01%
35,000
-1,400
-4% -$8K
RKDA icon
354
Arcadia Biosciences
RKDA
$1.56M
$278K 0.01%
125
-38
-23% -$80.7K
SN
355
DELISTED
Sanchez Energy Corporation
SN
$258K ﹤0.01%
47,000
-316,678
-87% -$1.23M
CDTX
356
DELISTED
Cidara Therapeutics
CDTX
$254K ﹤0.01%
1,000
– –
VALE icon
357
PUT
Vale
VALE
$62.6B
$243K ﹤0.01%
+1,390,900
New +$4.32M
INVN
358
DELISTED
Invensense Inc
INVN
$210K ﹤0.01%
25,000
-50,000
-67% -$397K
XOP icon
359
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$204K ﹤0.01%
+50,000
New +$5.42M
AAC
360
DELISTED
AAC Holdings
AAC
$198K ﹤0.01%
+10,000
New +$189K
BAC icon
361
CALL
Bank of America
BAC
$441B
$191K ﹤0.01%
+1,104,200
New +$14.9M
WDC icon
362
PUT
Western Digital
WDC
$156B
$185K ﹤0.01%
+99,225
New +$3.55M
FXI icon
363
PUT
iShares China Large-Cap ETF
FXI
$4.29B
$184K ﹤0.01%
+450,000
New +$14.1M
WPX
364
DELISTED
WPX Energy, Inc.
WPX
$165K ﹤0.01%
+23,625
New +$121K
F icon
365
PUT
Ford
F
$55B
$153K ﹤0.01%
+1,390,900
New +$17.5M
GCVRZ
366
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$139K ﹤0.01%
1,218,279
– –
KA
367
DELISTED
Kineta, Inc. Common Stock
KA
$125K ﹤0.01%
+93
New +$103K
CSX icon
368
PUT
CSX Corp
CSX
$93.9B
$108K ﹤0.01%
+2,086,200
New +$16.9M
CPB icon
369
CALL
Campbell Soup
CPB
$6.73B
$104K ﹤0.01%
+313,800
New +$18.4M
STLD icon
370
PUT
Steel Dynamics
STLD
$37.5B
$92K ﹤0.01%
+292,100
New +$5.5M
RPTP
371
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$91K ﹤0.01%
+19,726
New +$79.3K
SLV icon
372
CALL
iShares Silver Trust
SLV
$29.8B
$68K ﹤0.01%
+80,000
New +$1.14M
TLT icon
373
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$66K ﹤0.01%
+50,000
New +$6.4M
IWM icon
374
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$48K ﹤0.01%
100,000
-50,000
-33% -$5.18M
GLD icon
375
PUT
SPDR Gold Trust
GLD
$138B
$41K ﹤0.01%
+10,000
New +$1.13M
13 14
15
16 17

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.