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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ACAD icon
351
Acadia Pharmaceuticals
ACAD
$3.41B
$603K 0.01%
+21,582
New +$471K
2016 Q1
0 quarters
MDR
352
CALL
DELISTED
McDermott International
MDR
$602K 0.01%
423,567
+223,567
+112% +$2.12M
2015 Q4
1 quarter
XPRO icon
353
Expro Ltd
XPRO
$1.82B
$587K 0.01%
5,931
-45,169
-88% -$3.93M
2015 Q1
4 quarters
MRNS icon
354
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$583K 0.01%
27,077
+10,827
+67% +$229K
2015 Q4
1 quarter
ADMA icon
355
ADMA Biologics
ADMA
$2.32B
$555K 0.01%
68,677
-4,123
-6% -$23.5K
2015 Q1
4 quarters
RKDA icon
356
Arcadia Biosciences
RKDA
$637K
$545K 0.01%
246
-79
-24% -$168K
2015 Q2
3 quarters
SN icon
357
DELISTED
Sanchez Energy Corporation
SN
$504K 0.01%
91,791
-635,565
-87% -$2.46M
2014 Q2
7 quarters
CDTX icon
358
DELISTED
Cidara Therapeutics
CDTX
$498K 0.01%
1,962
-38
-2% -$8.76K
2015 Q2
3 quarters
VALE icon
359
PUT
Vale
VALE
$58B
$475K ﹤0.01%
+2,716,700
New +$8.44M
2016 Q1
0 quarters
INVN icon
360
DELISTED
Invensense Inc
INVN
$414K ﹤0.01%
49,294
-100,706
-67% -$800K
2015 Q3
2 quarters
XOP icon
361
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
$398K ﹤0.01%
+97,650
New +$10.6M
2016 Q1
0 quarters
BAC icon
362
CALL
Bank of America
BAC
$380B
$374K ﹤0.01%
+2,161,500
New +$29.2M
2016 Q1
0 quarters
FXI icon
363
PUT
iShares China Large-Cap ETF
FXI
$3.95B
$361K ﹤0.01%
+880,700
New +$27.6M
2016 Q1
0 quarters
WDC icon
364
PUT
Western Digital
WDC
$149B
$360K ﹤0.01%
+193,026
New +$6.9M
2016 Q1
0 quarters
WPX
365
DELISTED
WPX Energy, Inc.
WPX
$322K ﹤0.01%
+46,140
New +$235K
2016 Q1
0 quarters
F icon
366
PUT
Ford
F
$48.5B
$299K ﹤0.01%
+2,716,700
New +$34.2M
2016 Q1
0 quarters
GCVRZ
367
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$270K ﹤0.01%
2,366,634
-54,823
-2% -$5.94K
2013 Q2
11 quarters
KA icon
368
DELISTED
Kineta, Inc. Common Stock
KA
$246K ﹤0.01%
+183
New +$202K
2016 Q1
0 quarters
JCI icon
369
PUT
Johnson Controls International
JCI
$95.4B
$232K ﹤0.01%
+633,069
New +$24.2M
2016 Q1
0 quarters
CSX icon
370
PUT
CSX Corp
CSX
$87.5B
$211K ﹤0.01%
+4,074,900
New +$33M
2016 Q1
0 quarters
CPB icon
371
CALL
Campbell Soup
CPB
$5.73B
$204K ﹤0.01%
+614,000
New +$36.1M
2016 Q1
0 quarters
AAC
372
DELISTED
AAC Holdings
AAC
$198K ﹤0.01%
+10,000
New +$189K
2016 Q1
0 quarters
STLD icon
373
PUT
Steel Dynamics
STLD
$34.2B
$180K ﹤0.01%
+570,500
New +$10.8M
2016 Q1
0 quarters
RPTP
374
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$178K ﹤0.01%
+38,564
New +$155K
2016 Q1
0 quarters
SLV icon
375
CALL
iShares Silver Trust
SLV
$29.5B
$133K ﹤0.01%
+156,400
New +$2.22M
2016 Q1
0 quarters
13 14
15
16 17

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.