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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
INTC icon
351
Intel
INTC
$535B
$294K 0.01%
8,432
-1,444,576
-99% -$48.9M
2013 Q3
4 quarters
MTGE
352
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$294K 0.01%
15,608
+1,506
+11% +$30.1K
2014 Q2
1 quarter
NNN icon
353
NNN REIT
NNN
$7.79B
$287K 0.01%
8,305
-35,927
-81% -$1.31M
2014 Q2
1 quarter
EXR icon
354
Extra Space Storage
EXR
$28.2B
$284K ﹤0.01%
5,501
-66,340
-92% -$3.5M
2013 Q4
3 quarters
INVE icon
355
INVE Technologies, Inc. Common Stock
INVE
$58.2M
$268K ﹤0.01%
+20,000
New +$263K
2014 Q3
0 quarters
EIGR
356
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$262K ﹤0.01%
+56
New +$296K
2014 Q3
0 quarters
GAS
357
DELISTED
AGL Resources Inc
GAS
$249K ﹤0.01%
4,855
+1,056
+28% +$55.7K
2014 Q2
1 quarter
AEC icon
358
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$248K ﹤0.01%
14,185
-4,648
-25% -$84.1K
2014 Q2
1 quarter
DTE icon
359
DTE Energy
DTE
$26.6B
$243K ﹤0.01%
3,746
-351,284
-99% -$22.7M
2014 Q2
1 quarter
GEO icon
360
The GEO Group
GEO
$4.22B
$242K ﹤0.01%
+9,509
New +$232K
2014 Q3
0 quarters
GEF icon
361
Greif
GEF
$4.54B
$241K ﹤0.01%
5,502
-113,495
-95% -$5.67M
2013 Q3
4 quarters
CNVS icon
362
Cineverse
CNVS
$44.2M
$232K ﹤0.01%
750
-125
-14% -$52.4K
2014 Q1
2 quarters
AVIV icon
363
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$231K ﹤0.01%
8,779
-4,023
-31% -$113K
2014 Q2
1 quarter
UAA icon
364
PUT
Under Armour
UAA
$2.12B
$228K ﹤0.01%
+200,000
New +$6.67M
2014 Q3
0 quarters
KDP icon
365
CALL
Keurig Dr Pepper
KDP
$44.3B
$227K ﹤0.01%
+216,200
New +$13.2M
2014 Q3
0 quarters
DMC icon
366
Del Monte Corp
DMC
$1.42B
$219K ﹤0.01%
+6,873
New +$215K
2014 Q3
0 quarters
MCD icon
367
McDonald's
MCD
$167B
$215K ﹤0.01%
+2,266
New +$216K
2014 Q3
0 quarters
DARE icon
368
Dare Bioscience
DARE
$14.7M
$213K ﹤0.01%
420
-494
-54% -$263K
2014 Q2
1 quarter
LTC icon
369
LTC Properties
LTC
$2.32B
$213K ﹤0.01%
5,774
-131,824
-96% -$5.19M
2013 Q2
5 quarters
AAN.A icon
370
DELISTED
The Aaron's Company Inc Class A
AAN.A
$209K ﹤0.01%
8,600
+1,989
+30% +$48.3K
2014 Q2
1 quarter
CACI icon
371
CACI
CACI
$13.6B
$202K ﹤0.01%
+2,840
New +$200K
2014 Q3
0 quarters
RSO
372
DELISTED
Resource Capital Corp.
RSO
$194K ﹤0.01%
+9,967
New +$216K
2014 Q3
0 quarters
DLTR icon
373
CALL
Dollar Tree
DLTR
$22.1B
$160K ﹤0.01%
+100,000
New +$5.51M
2014 Q3
0 quarters
CYHHZ
374
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$150K ﹤0.01%
5,006,300
– –
2014 Q1
2 quarters
NAV
375
PUT
DELISTED
Navistar International
NAV
$145K ﹤0.01%
100,000
– –
2013 Q4
3 quarters
13 14
15
16 17

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ACI
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RC
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CGL
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CB
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JCM
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MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.