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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
351
Intel
INTC
$503B
$294K 0.01%
8,432
-1,444,576
-99% -$48.9M
MTGE
352
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$294K 0.01%
15,608
+1,506
+11% +$30.1K
NNN icon
353
NNN REIT
NNN
$9.02B
$287K 0.01%
8,305
-35,927
-81% -$1.31M
EXR icon
354
Extra Space Storage
EXR
$31.6B
$284K ﹤0.01%
5,501
-66,340
-92% -$3.5M
INVE icon
355
Identive
INVE
$61.2M
$268K ﹤0.01%
+20,000
New +$263K
EIGR
356
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$262K ﹤0.01%
+56
New +$296K
GAS
357
DELISTED
AGL Resources Inc
GAS
$249K ﹤0.01%
4,855
+1,056
+28% +$55.7K
AEC
358
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$248K ﹤0.01%
14,185
-4,648
-25% -$84.1K
DTE icon
359
DTE Energy
DTE
$29.1B
$243K ﹤0.01%
3,746
-351,284
-99% -$22.7M
GEO icon
360
The GEO Group
GEO
$4.03B
$242K ﹤0.01%
+9,509
New +$232K
GEF icon
361
Greif
GEF
$5.07B
$241K ﹤0.01%
5,502
-113,495
-95% -$5.67M
CNVS icon
362
Cineverse
CNVS
$62.3M
$232K ﹤0.01%
750
-125
-14% -$52.4K
AVIV
363
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$231K ﹤0.01%
8,779
-4,023
-31% -$113K
UAA icon
364
PUT
Under Armour
UAA
$2.73B
$228K ﹤0.01%
+200,000
New +$6.67M
KDP icon
365
CALL
Keurig Dr Pepper
KDP
$41.3B
$227K ﹤0.01%
+216,200
New +$13.2M
DMC
366
Del Monte Corp
DMC
$1.41B
$219K ﹤0.01%
+6,873
New +$215K
MCD icon
367
McDonald's
MCD
$196B
$215K ﹤0.01%
+2,266
New +$216K
DARE icon
368
Dare Bioscience
DARE
$19.9M
$213K ﹤0.01%
420
-494
-54% -$263K
LTC
369
LTC Properties
LTC
$2.13B
$213K ﹤0.01%
5,774
-131,824
-96% -$5.19M
AAN.A
370
DELISTED
The Aaron's Company Inc Class A
AAN.A
$209K ﹤0.01%
8,600
+1,989
+30% +$48.3K
CACI icon
371
CACI
CACI
$13.9B
$202K ﹤0.01%
+2,840
New +$200K
RSO
372
DELISTED
Resource Capital Corp.
RSO
$194K ﹤0.01%
+9,967
New +$216K
DLTR icon
373
CALL
Dollar Tree
DLTR
$24.9B
$160K ﹤0.01%
+100,000
New +$5.51M
CYHHZ
374
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$150K ﹤0.01%
5,006,300
– –
NAV
375
PUT
DELISTED
Navistar International
NAV
$145K ﹤0.01%
100,000
– –
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.