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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$15.6B
AUM Growth
+$10.4B
Cap. Flow
+$9.88B
Cap. Flow %
63.2%
Top 10 Hldgs %
73.61%
Holding
622
New
190
Increased
74
Reduced
112
Closed
190

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$108M
2
DTV
DIRECTV COM STK (DE)
DTV
+$68.4M
3
TJX icon
TJX Companies
TJX
+$51M
4
VYX icon
NCR Voyix
VYX
+$49.1M
5
PL
PROTECTIVE LIFE CORP
PL
+$45.4M

Top Sells

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$48.3M
2
MAA icon
Mid-America Apartment Communities
MAA
+$48.2M
3
AVB icon
AvalonBay Communities
AVB
+$47.8M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$46.2M
5
AAL icon
American Airlines Group
AAL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 3.73%
2 Consumer Staples 3.72%
3 Healthcare 3.25%
4 Industrials 2.89%
5 Consumer Discretionary 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
351
PUT
Rio Tinto
RIO
$162B
$122K ﹤0.01%
137,500
+37,500
+38% +$2.03M
PSEC icon
352
Prospect Capital
PSEC
$1.11B
$117K ﹤0.01%
+11,036
New +$115K
ON icon
353
ON Semiconductor
ON
$18.6B
$109K ﹤0.01%
+11,872
New +$108K
HT
354
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$108K ﹤0.01%
+4,035
New +$98.7K
VG
355
DELISTED
Vonage Holdings Corporation
VG
$92K ﹤0.01%
+24,439
New +$92.3K
QTNT
356
DELISTED
Quotient Limited Ordinary Shares
QTNT
$83K ﹤0.01%
+250
New +$78.3K
XOP icon
357
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$74K ﹤0.01%
18,750
-43,750
-70% -$13.5M
DG icon
358
CALL
Dollar General
DG
$28.1B
$72K ﹤0.01%
+35,000
New +$2M
QTNT
359
CALL
DELISTED
Quotient Limited Ordinary Shares
QTNT
$67K ﹤0.01%
+1,530
New +$479K
LULU icon
360
CALL
lululemon athletica
LULU
$14.2B
$65K ﹤0.01%
100,000
– –
DRYS
361
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
QQQ icon
362
PUT
Invesco QQQ Trust
QQQ
$479B
$42K ﹤0.01%
+50,000
New +$4.46M
CTXS
363
CALL
DELISTED
Citrix Systems Inc
CTXS
$42K ﹤0.01%
+62,790
New +$3.02M
TC
364
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$42K ﹤0.01%
+333,900
New +$920K
EWJ icon
365
CALL
iShares MSCI Japan ETF
EWJ
$22.5B
$39K ﹤0.01%
+67,800
New +$3.1M
STZ icon
366
PUT
Constellation Brands
STZ
$22.6B
$36K ﹤0.01%
+75,000
New +$6.19M
CSX icon
367
PUT
CSX Corp
CSX
$93.9B
$33K ﹤0.01%
+900,000
New +$8.76M
NI icon
368
CALL
NiSource
NI
$20.8B
$30K ﹤0.01%
+254,500
New +$3.68M
DD
369
CALL
DELISTED
Du Pont De Nemours E I
DD
$30K ﹤0.01%
+52,650
New +$3.38M
UNP icon
370
PUT
Union Pacific
UNP
$175B
$24K ﹤0.01%
100,000
-100,000
-50% -$9.69M
MDGL icon
371
CALL
Madrigal Pharmaceuticals
MDGL
$11.8B
$20K ﹤0.01%
714
– –
XLE icon
372
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$18K ﹤0.01%
+50,000
New +$2.37M
KO icon
373
CALL
Coca-Cola
KO
$374B
$17K ﹤0.01%
30,000
-200,000
-87% -$8.12M
WWAV
374
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$17K ﹤0.01%
266,900
-333,100
-56% -$9.96M
POT
375
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
$15K ﹤0.01%
+50,000
New +$1.8M
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2014 Portfolio in Review

As of Q2 2014, UBS O'Connor held 622 positions worth $15.6B, up 196% from $5.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

UBS O'Connor deployed $9.88B of net new capital in Q2 2014, opening 190 new positions and adding to 74 existing holdings. Its largest new stake was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, down from 6.4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Mid-America Apartment Communities, an estimated $48.2M trimmed.

  • UBS O'Connor's largest Q2 2014 buy was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.
  • UBS O'Connor added most to Philip Morris in Q2 2014, an estimated $40.6M increase.
  • UBS O'Connor's biggest Q2 2014 reduction was Mid-America Apartment Communities, cutting an estimated $48.2M.
  • UBS O'Connor fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $48.3M.
  • UBS O'Connor's ten largest holdings make up 74% of its $15.6B portfolio in Q2 2014.
  • UBS O'Connor opened 190 new positions and closed 190 in Q2 2014.
  • UBS O'Connor's portfolio value rose 196% quarter-over-quarter to $15.6B.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.