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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGIC
351
DELISTED
Magic Software Enterprises
MGIC
$242K ﹤0.01%
+30,000
New +$247K
XCO
352
DELISTED
Exco Resources
XCO
$242K ﹤0.01%
2,887
-30,446
-91% -$2.35M
NTI
353
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$231K ﹤0.01%
+9,000
New +$228K
GDXJ icon
354
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$229K ﹤0.01%
+6,333
New +$244K
BAP icon
355
Credicorp
BAP
$31.2B
$217K ﹤0.01%
1,637
-407
-20% -$51K
HAIN icon
356
Hain Celestial
HAIN
$53.5M
$216K ﹤0.01%
+4,728
New +$215K
EWT icon
357
iShares MSCI Taiwan ETF
EWT
$10.6B
$205K ﹤0.01%
+7,117
New +$199K
PGNX
358
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$204K ﹤0.01%
+50,000
New +$256K
RGLS
359
DELISTED
Regulus Therapeutics
RGLS
$180K ﹤0.01%
167
-36
-18% -$39.9K
RL icon
360
CALL
Ralph Lauren
RL
$23.6B
$175K ﹤0.01%
+50,000
New +$8.06M
EL icon
361
CALL
Estee Lauder
EL
$30.9B
$152K ﹤0.01%
+150,000
New +$10.4M
XOP icon
362
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$134K ﹤0.01%
62,500
+57,500
+1,150% +$15.6M
FCEL icon
363
FuelCell Energy
FCEL
$1.62B
$124K ﹤0.01%
12
-94
-89% -$816K
SPY icon
364
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$118K ﹤0.01%
100,000
-800,100
-89% -$147M
HSY icon
365
PUT
Hershey
HSY
$36.8B
$101K ﹤0.01%
+100,000
New +$10.2M
VTNR
366
DELISTED
Vertex Energy, Inc
VTNR
$97K ﹤0.01%
15,000
-16,300
-52% -$62.7K
UNP icon
367
PUT
Union Pacific
UNP
$175B
$94K ﹤0.01%
+200,000
New +$17.8M
XLI icon
368
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$86K ﹤0.01%
+200,000
New +$10.3M
XLB icon
369
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$69K ﹤0.01%
+400,000
New +$9.2M
ONIT
370
PUT
Onity Group
ONIT
$311M
$50K ﹤0.01%
+9,333
New +$6.05M
CMCSA icon
371
CALL
Comcast
CMCSA
$89.3B
$44K ﹤0.01%
+100,000
New +$2.6M
XLF icon
372
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$42K ﹤0.01%
+341,744
New +$6.52M
MDGL icon
373
CALL
Madrigal Pharmaceuticals
MDGL
$11.8B
$34K ﹤0.01%
+714
New +$141K
RIO icon
374
PUT
Rio Tinto
RIO
$162B
$32K ﹤0.01%
+100,000
New +$5.45M
SBAC icon
375
CALL
SBA Communications
SBAC
$19.4B
$24K ﹤0.01%
+50,000
New +$4.64M
13 14
15
16 17

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.