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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MGIC
351
DELISTED
Magic Software Enterprises
MGIC
$242K ﹤0.01%
+30,000
New +$247K
2014 Q1
0 quarters
XCO
352
DELISTED
Exco Resources
XCO
$242K ﹤0.01%
2,887
-30,446
-91% -$2.35M
2013 Q4
1 quarter
NTI
353
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$231K ﹤0.01%
+9,000
New +$228K
2014 Q1
0 quarters
GDXJ icon
354
VanEck Junior Gold Miners ETF
GDXJ
$8.43B
$229K ﹤0.01%
+6,333
New +$244K
2014 Q1
0 quarters
BAP icon
355
Credicorp
BAP
$30.3B
$217K ﹤0.01%
1,637
-407
-20% -$51K
2013 Q4
1 quarter
HAIN icon
356
Hain Celestial
HAIN
$50.4M
$216K ﹤0.01%
+4,728
New +$215K
2014 Q1
0 quarters
EWT icon
357
iShares MSCI Taiwan ETF
EWT
$12.5B
$205K ﹤0.01%
+7,117
New +$199K
2014 Q1
0 quarters
PGNX
358
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$204K ﹤0.01%
+50,000
New +$256K
2014 Q1
0 quarters
RGLS icon
359
DELISTED
Regulus Therapeutics
RGLS
$180K ﹤0.01%
167
-36
-18% -$39.9K
2013 Q3
2 quarters
RL icon
360
CALL
Ralph Lauren
RL
$22.1B
$175K ﹤0.01%
+50,000
New +$8.06M
2014 Q1
0 quarters
EL icon
361
CALL
Estee Lauder
EL
$35.5B
$152K ﹤0.01%
+150,000
New +$10.4M
2014 Q1
0 quarters
XOP icon
362
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
$134K ﹤0.01%
62,500
+57,500
+1,150% +$15.6M
2013 Q2
3 quarters
FCEL icon
363
FuelCell Energy
FCEL
$1.44B
$124K ﹤0.01%
12
-94
-89% -$816K
2013 Q4
1 quarter
SPY icon
364
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$118K ﹤0.01%
100,000
-800,100
-89% -$147M
2013 Q4
1 quarter
HSY icon
365
PUT
Hershey
HSY
$32.7B
$101K ﹤0.01%
+100,000
New +$10.2M
2014 Q1
0 quarters
VTNR icon
366
DELISTED
Vertex Energy, Inc
VTNR
$97K ﹤0.01%
15,000
-16,300
-52% -$62.7K
2013 Q4
1 quarter
UNP icon
367
PUT
Union Pacific
UNP
$165B
$94K ﹤0.01%
+200,000
New +$17.8M
2014 Q1
0 quarters
XLI icon
368
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
$86K ﹤0.01%
+200,000
New +$10.3M
2014 Q1
0 quarters
XLB icon
369
PUT
State Street Materials Select Sector SPDR ETF
XLB
$7.86B
$69K ﹤0.01%
+400,000
New +$9.2M
2014 Q1
0 quarters
ONIT icon
370
PUT
Onity Group
ONIT
$222M
$50K ﹤0.01%
+9,333
New +$6.05M
2014 Q1
0 quarters
CMCSA icon
371
CALL
Comcast
CMCSA
$73.3B
$44K ﹤0.01%
+100,000
New +$2.6M
2014 Q1
0 quarters
XLF icon
372
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$42K ﹤0.01%
+341,744
New +$6.52M
2014 Q1
0 quarters
MDGL icon
373
CALL
Madrigal Pharmaceuticals
MDGL
$10.9B
$34K ﹤0.01%
+714
New +$141K
2014 Q1
0 quarters
RIO icon
374
PUT
Rio Tinto
RIO
$154B
$32K ﹤0.01%
+100,000
New +$5.45M
2014 Q1
0 quarters
SBAC icon
375
CALL
SBA Communications
SBAC
$19.4B
$24K ﹤0.01%
+50,000
New +$4.64M
2014 Q1
0 quarters
13 14
15
16 17

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.