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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
Envoy Medical
COCH
$49.6M
| $4.36M | 0.03% |
449,804
| – | – |
2021 Q2
1 quarter
|
|
327
Murphy USA
MUSA
$9.64B
| $4.34M | 0.03% |
+25,965
| New | +$3.92M |
2021 Q3
0 quarters
|
|
328
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $4.27M | 0.03% |
242,300
+22,000
| +10% | +$407K |
2020 Q4
3 quarters
|
|
329
Agree Realty
ADC
$8.23B
| $4.26M | 0.03% |
64,379
-5,740
| -8% | -$418K |
2019 Q4
7 quarters
|
|
330
Kilroy Realty
KRC
$4.04B
| $4.26M | 0.03% |
64,400
+2,100
| +3% | +$142K |
2020 Q4
3 quarters
|
|
|
PRPC
331
DELISTED
CC Neuberger Principal Holdings III
PRPC
| $4.25M | 0.03% |
434,952
+34,967
| +9% | +$340K |
2021 Q2
1 quarter
|
|
332
Redwood Trust
RWT
$384M
| $4.24M | 0.03% |
328,600
+257,600
| +363% | +$3.15M |
2021 Q2
1 quarter
|
|
333
DELISTED
Catcha Investment Corp
CHAA
| $4.21M | 0.03% |
431,902
+331,902
| +332% | +$3.21M |
2021 Q2
1 quarter
|
|
334
CF Industries
CF
$17.3B
| $4.19M | 0.03% |
75,000
-134,117
| -64% | -$6.44M |
2020 Q4
3 quarters
|
|
|
WRAC
335
DELISTED
Williams Rowland Acquisition Corp.
WRAC
| $4.18M | 0.03% |
+421,645
| New | +$4.16M |
2021 Q3
0 quarters
|
|
|
SWET
336
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
| $4.15M | 0.03% |
424,787
| – | – |
2021 Q1
2 quarters
|
|
337
FerroAtlántica
GSM
$777M
| $4.13M | 0.03% |
+475,000
| New | +$3.24M |
2021 Q3
0 quarters
|
|
338
Coinbase
COIN
$47.2B
| $4.09M | 0.03% |
18,000
+3,000
| +20% | +$738K |
2021 Q2
1 quarter
|
|
|
DISA
339
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
| $4.07M | 0.03% |
419,135
| – | – |
2021 Q2
1 quarter
|
|
|
CTAQ
340
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
| $4.01M | 0.03% |
410,707
| – | – |
2021 Q1
2 quarters
|
|
|
ARTEU
341
DELISTED
Artemis Strategic Investment Corporation Unit
ARTEU
| $4.01M | 0.03% |
+400,000
| New | +$4.01M |
2021 Q3
0 quarters
|
|
|
FZT
342
DELISTED
FAST Acquisition Corp. II
FZT
| $4M | 0.03% |
411,849
| – | – |
2021 Q2
1 quarter
|
|
343
Lucky Strike Entertainment
LUCK
$691M
| $3.99M | 0.03% |
399,935
-100,391
| -20% | -$994K |
2021 Q2
1 quarter
|
|
|
QNGY
344
DELISTED
Quanergy Systems, Inc.
QNGY
| $3.98M | 0.03% |
19,980
| – | – |
2020 Q2
5 quarters
|
|
|
NOGN
345
DELISTED
Nogin, Inc. Common Stock
NOGN
| $3.98M | 0.03% |
+20,159
| New | +$3.98M |
2021 Q3
0 quarters
|
|
346
Healthcare Realty
HR
$5.89B
| $3.96M | 0.03% |
133,400
+67,100
| +101% | +$1.96M |
2021 Q2
1 quarter
|
|
|
GSQD
347
DELISTED
G Squared Ascend I Inc.
GSQD
| $3.95M | 0.03% |
400,381
+150,588
| +60% | +$1.47M |
2021 Q2
1 quarter
|
|
|
MVLA
348
DELISTED
Movella Holdings Inc. Common Stock
MVLA
| $3.95M | 0.03% |
399,609
-100,391
| -20% | -$988K |
2021 Q2
1 quarter
|
|
|
HZON
349
DELISTED
Horizon Acquisition Corporation II
HZON
| $3.94M | 0.03% |
401,566
| – | – |
2020 Q4
3 quarters
|
|
|
GHAC
350
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
| $3.92M | 0.03% |
399,591
| – | – |
2021 Q2
1 quarter
|
|
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RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.