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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCH icon
326
Envoy Medical
COCH
$53.7M
$4.36M 0.03%
449,804
– –
MUSA icon
327
Murphy USA
MUSA
$9.67B
$4.34M 0.03%
+25,965
New +$3.92M
DOC
328
DELISTED
PHYSICIANS REALTY TRUST
DOC
$4.27M 0.03%
242,300
+22,000
+10% +$407K
ADC icon
329
Agree Realty
ADC
$9.51B
$4.26M 0.03%
64,379
-5,740
-8% -$418K
KRC icon
330
Kilroy Realty
KRC
$4.42B
$4.26M 0.03%
64,400
+2,100
+3% +$142K
PRPC
331
DELISTED
CC Neuberger Principal Holdings III
PRPC
$4.25M 0.03%
434,952
+34,967
+9% +$340K
RWT
332
Redwood Trust
RWT
$592M
$4.24M 0.03%
328,600
+257,600
+363% +$3.15M
CHAA
333
DELISTED
Catcha Investment Corp
CHAA
$4.21M 0.03%
431,902
+331,902
+332% +$3.21M
CF icon
334
CF Industries
CF
$17.2B
$4.19M 0.03%
75,000
-134,117
-64% -$6.44M
WRAC
335
DELISTED
Williams Rowland Acquisition Corp.
WRAC
$4.18M 0.03%
+421,645
New +$4.16M
SWET
336
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$4.15M 0.03%
424,787
– –
GSM icon
337
FerroAtlántica
GSM
$817M
$4.13M 0.03%
+475,000
New +$3.24M
COIN icon
338
Coinbase
COIN
$40.1B
$4.09M 0.03%
18,000
+3,000
+20% +$738K
DISA
339
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
$4.07M 0.03%
419,135
– –
CTAQ
340
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$4.01M 0.03%
410,707
– –
ARTEU
341
DELISTED
Artemis Strategic Investment Corporation Unit
ARTEU
$4.01M 0.03%
+400,000
New +$4.01M
FZT
342
DELISTED
FAST Acquisition Corp. II
FZT
$4M 0.03%
411,849
– –
LUCK
343
Lucky Strike Entertainment
LUCK
$915M
$3.99M 0.03%
399,935
-100,391
-20% -$994K
QNGY
344
DELISTED
Quanergy Systems, Inc.
QNGY
$3.98M 0.03%
19,980
– –
NOGN
345
DELISTED
Nogin, Inc. Common Stock
NOGN
$3.98M 0.03%
+20,159
New +$3.98M
HR icon
346
Healthcare Realty
HR
$6.92B
$3.96M 0.03%
133,400
+67,100
+101% +$1.96M
GSQD
347
DELISTED
G Squared Ascend I Inc.
GSQD
$3.95M 0.03%
400,381
+150,588
+60% +$1.47M
MVLA
348
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$3.95M 0.03%
399,609
-100,391
-20% -$988K
HZON
349
DELISTED
Horizon Acquisition Corporation II
HZON
$3.94M 0.03%
401,566
– –
GHAC
350
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$3.92M 0.03%
399,591
– –
12 13
14
15 16

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.