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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
YSAC
326
DELISTED
Yellowstone Acquisition Company
YSAC
$2.31M 0.05%
+228,125
New +$2.35M
2020 Q4
0 quarters
LIVK
327
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$2.31M 0.05%
228,569
-169,725
-43% -$1.69M
2020 Q1
3 quarters
JIH
328
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$2.28M 0.05%
1,230,026
– –
2019 Q4
4 quarters
DSAC icon
329
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$2.27M 0.05%
+228,125
New +$2.25M
2020 Q4
0 quarters
CRHC
330
CALL
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$2.24M 0.05%
+1,216,666
New +$12.1M
2020 Q4
0 quarters
PAE
331
DELISTED
PAE Incorporated Class A Common Stock
PAE
$2.22M 0.05%
242,246
-624,626
-72% -$5.77M
2020 Q1
3 quarters
RIG icon
332
PUT
Transocean
RIG
$6.2B
$2.21M 0.05%
1,005,000
– –
2018 Q2
10 quarters
WPF
333
CALL
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$2.2M 0.04%
+867,593
New +$9.03M
2020 Q4
0 quarters
MPC icon
334
CALL
Marathon Petroleum
MPC
$128B
$2.15M 0.04%
+218,100
New +$7.83M
2020 Q4
0 quarters
SRTA icon
335
CALL
Strata Critical Medical Inc
SRTA
$403M
$2.13M 0.04%
835,636
– –
2019 Q4
4 quarters
RICE.U
336
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
$2.06M 0.04%
+182,501
New +$1.96M
2020 Q4
0 quarters
TPGY
337
CALL
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$2.01M 0.04%
+273,750
New +$5.51M
2020 Q4
0 quarters
FCAC
338
CALL
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$1.99M 0.04%
+903,375
New +$9.37M
2020 Q4
0 quarters
ETWO icon
339
DELISTED
E2open Parent Holdings
ETWO
$1.98M 0.04%
182,499
-1,368,746
-88% -$14.2M
2020 Q3
1 quarter
BMY.RT icon
340
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1.97M 0.04%
2,851,869
-203,957
-7% -$434K
2019 Q4
4 quarters
MACUU
341
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$1.96M 0.04%
+182,500
New +$1.85M
2020 Q4
0 quarters
AEVA icon
342
CALL
Aeva Technologies
AEVA
$859M
$1.94M 0.04%
93,716
– –
2020 Q1
3 quarters
NGA
343
CALL
DELISTED
Northern Genesis Acquisition Corp.
NGA
$1.93M 0.04%
+342,188
New +$4.19M
2020 Q4
0 quarters
AMLP icon
344
Alerian MLP ETF
AMLP
$12.7B
$1.92M 0.04%
+75,000
New +$1.8M
2020 Q4
0 quarters
MTACU
345
DELISTED
MedTech Acquisition Corporation Unit
MTACU
$1.92M 0.04%
+182,500
New +$1.9M
2020 Q4
0 quarters
DDMXU
346
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
$1.92M 0.04%
+182,500
New +$1.9M
2020 Q4
0 quarters
KMI icon
347
Kinder Morgan
KMI
$73.3B
$1.91M 0.04%
+140,000
New +$1.87M
2020 Q4
0 quarters
TMC icon
348
CALL
TMC The Metals Company
TMC
$1.29B
$1.87M 0.04%
843,446
– –
2020 Q2
2 quarters
OGE icon
349
OGE Energy
OGE
$9.67B
$1.83M 0.04%
57,352
+7,352
+15% +$238K
2020 Q3
1 quarter
MDU icon
350
MDU Resources
MDU
$3.93B
$1.81M 0.04%
+180,997
New +$1.69M
2020 Q4
0 quarters
12 13
14
15 16

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.