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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YSAC
326
DELISTED
Yellowstone Acquisition Company
YSAC
$2.31M 0.05%
+228,125
New +$2.35M
LIVK
327
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$2.31M 0.05%
228,569
-169,725
-43% -$1.69M
JIH
328
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$2.28M 0.05%
1,230,026
– –
DSAC
329
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$2.27M 0.05%
+228,125
New +$2.25M
CRHC
330
CALL
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$2.24M 0.05%
+1,216,666
New +$12.1M
PAE
331
DELISTED
PAE Incorporated Class A Common Stock
PAE
$2.22M 0.05%
242,246
-624,626
-72% -$5.77M
RIG icon
332
PUT
Transocean
RIG
$5.71B
$2.21M 0.05%
1,005,000
– –
WPF
333
CALL
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$2.2M 0.04%
+867,593
New +$9.03M
MPC icon
334
CALL
Marathon Petroleum
MPC
$84B
$2.15M 0.04%
+218,100
New +$7.83M
SRTA
335
CALL
Strata Critical Medical Inc
SRTA
$495M
$2.13M 0.04%
835,636
– –
RICE.U
336
DELISTED
Rice Acquisition Corp. Units, each consisting of one share of our Class A common stock and one-half
RICE.U
$2.06M 0.04%
+182,501
New +$1.96M
TPGY
337
CALL
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$2.01M 0.04%
+273,750
New +$5.51M
FCAC
338
CALL
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$1.99M 0.04%
+903,375
New +$9.37M
ETWO
339
DELISTED
E2open Parent Holdings
ETWO
$1.98M 0.04%
182,499
-1,368,746
-88% -$14.2M
BMY.RT
340
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1.97M 0.04%
2,851,869
-203,957
-7% -$434K
MACUU
341
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$1.96M 0.04%
+182,500
New +$1.85M
AEVA
342
CALL
Aeva Technologies
AEVA
$1.73B
$1.94M 0.04%
93,716
– –
NGA
343
CALL
DELISTED
Northern Genesis Acquisition Corp.
NGA
$1.93M 0.04%
+342,188
New +$4.19M
AMLP icon
344
Alerian MLP ETF
AMLP
$12.9B
$1.92M 0.04%
+75,000
New +$1.8M
MTACU
345
DELISTED
MedTech Acquisition Corporation Unit
MTACU
$1.92M 0.04%
+182,500
New +$1.9M
DDMXU
346
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
$1.92M 0.04%
+182,500
New +$1.9M
KMI icon
347
Kinder Morgan
KMI
$69.7B
$1.91M 0.04%
+140,000
New +$1.87M
TMC icon
348
CALL
TMC The Metals Company
TMC
$1.78B
$1.87M 0.04%
843,446
– –
OGE icon
349
OGE Energy
OGE
$9.67B
$1.83M 0.04%
57,352
+7,352
+15% +$238K
MDU icon
350
MDU Resources
MDU
$4.34B
$1.81M 0.04%
+180,997
New +$1.69M
12 13
14
15 16

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SAG
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ACI
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.