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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WW
326
PUT
DELISTED
WW International
WW
$171K ﹤0.01%
120,000
– –
JSPR icon
327
CALL
Jasper Therapeutics
JSPR
$21.5M
$170K ﹤0.01%
16,625
-875
-5% -$85.5K
PBI icon
328
PUT
Pitney Bowes
PBI
$2.46B
$168K ﹤0.01%
61,600
– –
RRC icon
329
PUT
Range Resources
RRC
$9.01B
$168K ﹤0.01%
54,600
– –
GCMG icon
330
CALL
GCM Grosvenor
GCMG
$814M
$167K ﹤0.01%
124,687
-6,563
-5% -$68.2K
GTYH
331
CALL
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$164K ﹤0.01%
606,177
-43,823
-7% -$171K
RIDE
332
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$160K ﹤0.01%
6,302
-331
-5% -$49.7K
CAG icon
333
CALL
Conagra Brands
CAG
$7.11B
$158K ﹤0.01%
+300,000
New +$10M
LSEA
334
CALL
DELISTED
Landsea Homes
LSEA
$155K ﹤0.01%
166,250
-8,750
-5% -$91.6K
DAL icon
335
PUT
Delta Air Lines
DAL
$60.5B
$154K ﹤0.01%
136,500
+100,000
+274% +$2.54M
SE icon
336
PUT
Sea Limited
SE
$68B
$152K ﹤0.01%
+65,000
New +$4.7M
SPRU icon
337
CALL
Spruce Power Holding Corp
SPRU
$42.2M
$148K ﹤0.01%
22,946
-1,208
-5% -$96.5K
LVOX
338
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$144K ﹤0.01%
+96,948
New +$977K
EOSE icon
339
CALL
Eos Energy Enterprises
EOSE
$1.43B
$136K ﹤0.01%
+71,250
New +$723K
LATN
340
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$133K ﹤0.01%
336,395
-463,605
-58% -$4.57M
MAT icon
341
Mattel
MAT
$4.21B
$128K ﹤0.01%
13,260
– –
QEP
342
DELISTED
QEP RESOURCES, INC.
QEP
$121K ﹤0.01%
+93,600
New +$87.3K
ESSCR
343
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$108K ﹤0.01%
+563,825
New +$83.4K
ITRM
344
DELISTED
Iterum Therapeutics
ITRM
$105K ﹤0.01%
5,867
-46
-0.8% -$1.82K
SCPE
345
CALL
DELISTED
SC Health Corporation
SCPE
$100K ﹤0.01%
95,000
-5,000
-5% -$49.9K
PDD icon
346
PUT
Pinduoduo
PDD
$129B
$98K ﹤0.01%
+44,000
New +$2.65M
BROG
347
CALL
DELISTED
Brooge Energy
BROG
$97K ﹤0.01%
194,303
-10,227
-5% -$111K
GM icon
348
CALL
General Motors
GM
$76.3B
$97K ﹤0.01%
+150,000
New +$3.65M
CNX icon
349
PUT
CNX Resources
CNX
$5.2B
$90K ﹤0.01%
47,500
– –
ARKO icon
350
CALL
ARKO Corp
ARKO
$818M
$88K ﹤0.01%
55,415
-2,917
-5% -$29.3K
12 13
14
15 16

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.