UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+0.11%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.76B
AUM Growth
+$1.27B
Cap. Flow
+$1.17B
Cap. Flow %
24.63%
Top 10 Hldgs %
48.08%
Holding
390
New
106
Increased
55
Reduced
52
Closed
92

Top Buys

1
TIF
Tiffany & Co.
TIF
$277M
2
ETFC
E*Trade Financial Corporation
ETFC
$266M
3
S
Sprint Corporation
S
$228M
4
CY
Cypress Semiconductor
CY
$196M
5
LM
Legg Mason, Inc.
LM
$182M

Top Sells

1
WCG
Wellcare Health Plans, Inc.
WCG
$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$142M
3
MDCO
Medicines Co
MDCO
$82.1M
4
INXN
Interxion Holding N.V.
INXN
$51.4M
5
CHPMU
CHP Merger Corp. Unit
CHPMU
$24.9M

Sector Composition

1 Technology 24.9%
2 Financials 17.11%
3 Consumer Discretionary 9.48%
4 Industrials 8.51%
5 Healthcare 7.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SDC
326
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-1,275,000
Closed -$11.1M
UNVR
327
DELISTED
Univar Solutions Inc.
UNVR
– –
-150,000
Closed -$3.64M
MNTV
328
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-50,000
Closed -$894K
VVNT
329
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-1,395,671
Closed -$14.4M
TWTR
330
DELISTED
Twitter, Inc.
TWTR
– –
-75,000
Closed -$2.4M
ACC
331
DELISTED
American Campus Communities, Inc.
ACC
– –
-81,924
Closed -$3.85M
CDK
332
DELISTED
CDK Global, Inc.
CDK
– –
-80,000
Closed -$4.37M
MGP
333
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-259,800
Closed -$8.05M
CHPMU
334
DELISTED
CHP Merger Corp. Unit
CHPMU
– –
-2,450,000
Closed -$24.9M
COR
335
DELISTED
Coresite Realty Corporation
COR
– –
-17,700
Closed -$1.99M
AMHCU
336
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-550,000
Closed -$5.54M
DFNS.U
337
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-1,450,000
Closed -$14.8M
WORK
338
DELISTED
Slack Technologies, Inc.
WORK
– –
-350,000
Closed -$7.87M
GXGXU
339
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-400,000
Closed -$4.15M
ALUS.U
340
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-1,179,200
Closed -$11.9M
LACQ
341
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-420,365
Closed -$4.38M
CIICU
342
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-1,800,000
Closed -$18.3M
QEP
343
DELISTED
QEP RESOURCES, INC.
QEP
– –
0
– –
PTACU
344
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-1,400,000
Closed -$14.4M
PIC.U
345
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-379,700
Closed -$3.87M
TRNE.U
346
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-125,000
Closed -$1.31M
HCCOU
347
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-1,600,000
Closed -$16.6M
HTZ
348
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
SAQNU
349
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-500,000
Closed -$5.08M
MNK
350
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-125,000
Closed -$436K
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14
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