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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PDD icon
326
Pinduoduo
PDD
$116B
– –
-89,311
Closed -$2.88M –
PYPL icon
327
PayPal
PYPL
$47.5B
– –
-20,000
Closed -$2.07M –
QQQ icon
328
PUT
Invesco QQQ Trust
QQQ
$507B
– –
-20,000
Closed -$1K –
RDHL icon
329
Redhill Biopharma
RDHL
$4.79M
– –
-83
Closed -$586K –
RNG icon
330
RingCentral
RNG
$6.62B
– –
-10,000
Closed -$1.26M –
SGRY icon
331
Surgery Partners
SGRY
$1.82B
– –
-175,000
Closed -$1.29M –
SPCE icon
332
Virgin Galactic
SPCE
$431M
– –
-60,899
Closed -$11.9M –
STWD icon
333
PUT
Starwood Property Trust
STWD
$4.7B
– –
-60,000
Closed -$3K –
SWKS icon
334
Skyworks Solutions
SWKS
$11.5B
– –
-10,000
Closed -$792K –
TLT icon
335
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
– –
-250,000
Closed -$132K –
TXG icon
336
10x Genomics
TXG
$10.5B
– –
-21,644
Closed -$1.09M –
ULTA icon
337
Ulta Beauty
ULTA
$24.4B
– –
-50,000
Closed -$12.5M –
USO icon
338
PUT
United States Oil Fund
USO
$1.68B
– –
-62,500
Closed -$132K –
WAB icon
339
Wabtec
WAB
$48.2B
– –
-22,120
Closed -$1.59M –
X icon
340
PUT
DELISTED
US Steel
X
– –
-500,000
Closed -$58K –
ZS icon
341
Zscaler
ZS
$38.1B
– –
-12,500
Closed -$591K –
EIGR
342
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-1,713
Closed -$527K –
CPE
343
DELISTED
Callon Petroleum Company
CPE
– –
-52,219
Closed -$2.27M –
PGTI
344
DELISTED
PGT, Inc.
PGTI
– –
-116,520
Closed -$2.01M –
FSR
345
CALL
DELISTED
Fisker Inc.
FSR
– –
-88,000
Closed -$57K –
KLR
346
DELISTED
Kaleyra, Inc.
KLR
– –
-57,143
Closed -$2.07M –
LSI
347
DELISTED
Life Storage, Inc.
LSI
– –
-43,200
Closed -$3.04M –
BRMK
348
CALL
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-250,000
Closed -$315K –
BRMK
349
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-2,450,000
Closed -$25.6M –
VNTR
350
DELISTED
Venator Materials PLC
VNTR
– –
-450,000
Closed -$1.1M –
12 13
14
15 16

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.