We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
326
Pinduoduo
PDD
$129B
– –
-89,311
Closed -$2.88M
PYPL icon
327
PayPal
PYPL
$51.1B
– –
-20,000
Closed -$2.07M
QQQ icon
328
PUT
Invesco QQQ Trust
QQQ
$479B
– –
-20,000
Closed -$1K
RDHL
329
Redhill Biopharma
RDHL
$3.53M
– –
-83
Closed -$586K
RNG icon
330
RingCentral
RNG
$5.18B
– –
-10,000
Closed -$1.26M
SGRY icon
331
Surgery Partners
SGRY
$1.95B
– –
-175,000
Closed -$1.29M
SPCE icon
332
Virgin Galactic
SPCE
$377M
– –
-60,899
Closed -$11.9M
STWD icon
333
PUT
Starwood Property Trust
STWD
$5.9B
– –
-60,000
Closed -$3K
SWKS icon
334
Skyworks Solutions
SWKS
$10.1B
– –
-10,000
Closed -$792K
TLT icon
335
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-250,000
Closed -$132K
TXG icon
336
10x Genomics
TXG
$5.79B
– –
-21,644
Closed -$1.09M
ULTA icon
337
Ulta Beauty
ULTA
$23.2B
– –
-50,000
Closed -$12.5M
USO icon
338
PUT
United States Oil Fund
USO
$1.86B
– –
-62,500
Closed -$132K
WAB icon
339
Wabtec
WAB
$49.9B
– –
-22,120
Closed -$1.59M
X
340
PUT
DELISTED
US Steel
X
– –
-500,000
Closed -$58K
ZS icon
341
Zscaler
ZS
$26.3B
– –
-12,500
Closed -$591K
EIGR
342
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-1,713
Closed -$527K
CPE
343
DELISTED
Callon Petroleum Company
CPE
– –
-52,219
Closed -$2.27M
PGTI
344
DELISTED
PGT, Inc.
PGTI
– –
-116,520
Closed -$2.01M
FSR
345
CALL
DELISTED
Fisker Inc.
FSR
– –
-88,000
Closed -$57K
KLR
346
DELISTED
Kaleyra, Inc.
KLR
– –
-57,143
Closed -$2.07M
LSI
347
DELISTED
Life Storage, Inc.
LSI
– –
-43,200
Closed -$3.04M
BRMK
348
CALL
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-250,000
Closed -$315K
BRMK
349
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-2,450,000
Closed -$25.6M
VNTR
350
DELISTED
Venator Materials PLC
VNTR
– –
-450,000
Closed -$1.1M
12 13
14
15 16

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.