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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSN icon
326
Parsons
PSN
$5.12B
– –
-59,103
Closed -$2.18M
QCOM icon
327
CALL
Qualcomm
QCOM
$168B
– –
-200,000
Closed -$173K
QCOM icon
328
Qualcomm
QCOM
$168B
– –
-57,045
Closed -$4.34M
QTWO icon
329
Q2 Holdings
QTWO
$3.95B
– –
-19,000
Closed -$1.45M
REPL icon
330
Replimune Group
REPL
$1.08B
– –
-28,200
Closed -$413K
REXR icon
331
Rexford Industrial Realty
REXR
$8.14B
– –
-94,600
Closed -$3.82M
RVLV icon
332
Revolve Group
RVLV
$1.75B
– –
-75,300
Closed -$2.6M
SHOP icon
333
Shopify
SHOP
$190B
– –
-16,250
Closed -$488K
SPY icon
334
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-750,000
Closed -$229K
TRNO icon
335
Terreno Realty
TRNO
$7.43B
– –
-199,400
Closed -$9.78M
UNH icon
336
UnitedHealth
UNH
$367B
– –
-60,000
Closed -$14.6M
V icon
337
Visa
V
$692B
– –
-2,703
Closed -$469K
WBD icon
338
Warner Bros
WBD
$66.2B
– –
-41,944
Closed -$1.29M
XLF icon
339
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-1,000,000
Closed -$102K
XLV icon
340
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-220,000
Closed -$20.4M
ZM icon
341
Zoom
ZM
$29.7B
– –
-27,038
Closed -$2.4M
DAY
342
DELISTED
Dayforce
DAY
– –
-30,700
Closed -$1.54M
XYZ
343
Block Inc
XYZ
$47.5B
– –
-7,341
Closed -$532K
COUP
344
DELISTED
Coupa Software Incorporated
COUP
– –
-32,900
Closed -$4.17M
STOR
345
DELISTED
STORE Capital Corporation
STOR
– –
-168,393
Closed -$5.59M
GBT
346
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-35,800
Closed -$1.88M
ZNGA
347
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-372,100
Closed -$2.28M
TLND
348
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-15,000
Closed -$579K
LACQU
349
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-420,365
Closed -$4.38M
GLUU
350
DELISTED
Glu Mobile Inc.
GLUU
– –
-73,238
Closed -$526K
11 12 13
14
15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.