We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PSN icon
326
Parsons
PSN
$4.81B
– –
-59,103
Closed -$2.18M –
QCOM icon
327
CALL
Qualcomm
QCOM
$187B
– –
-200,000
Closed -$173K –
QCOM icon
328
Qualcomm
QCOM
$187B
– –
-57,045
Closed -$4.34M –
QTWO icon
329
Q2 Holdings
QTWO
$3.65B
– –
-19,000
Closed -$1.45M –
REPL icon
330
Replimune Group
REPL
$1.26B
– –
-28,200
Closed -$413K –
REXR icon
331
Rexford Industrial Realty
REXR
$8.19B
– –
-94,600
Closed -$3.82M –
RVLV icon
332
Revolve Group
RVLV
$1.54B
– –
-75,300
Closed -$2.6M –
SHOP icon
333
Shopify
SHOP
$220B
– –
-16,250
Closed -$488K –
SPY icon
334
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
– –
-750,000
Closed -$229K –
TRNO icon
335
Terreno Realty
TRNO
$7.06B
– –
-199,400
Closed -$9.78M –
UNH icon
336
UnitedHealth
UNH
$340B
– –
-60,000
Closed -$14.6M –
V icon
337
Visa
V
$724B
– –
-2,703
Closed -$469K –
WBD icon
338
DELISTED
Warner Bros
WBD
– –
-41,944
Closed -$1.29M –
XLF icon
339
PUT
State Street Financial Select Sector SPDR ETF
XLF
$50.9B
– –
-1,000,000
Closed -$102K –
XLV icon
340
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
– –
-220,000
Closed -$20.4M –
ZM icon
341
Zoom
ZM
$28.5B
– –
-27,038
Closed -$2.4M –
DAY icon
342
DELISTED
Dayforce
DAY
– –
-30,700
Closed -$1.54M –
XYZ icon
343
Block Inc
XYZ
$46.4B
– –
-7,341
Closed -$532K –
COUP
344
DELISTED
Coupa Software Incorporated
COUP
– –
-32,900
Closed -$4.17M –
STOR
345
DELISTED
STORE Capital Corporation
STOR
– –
-168,393
Closed -$5.59M –
GBT
346
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-35,800
Closed -$1.88M –
ZNGA
347
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-372,100
Closed -$2.28M –
TLND
348
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-15,000
Closed -$579K –
LACQU
349
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-420,365
Closed -$4.38M –
GLUU
350
DELISTED
Glu Mobile Inc.
GLUU
– –
-73,238
Closed -$526K –
11 12 13
14
15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.