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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.93B
AUM Growth
+$749M
Cap. Flow
+$1.01B
Cap. Flow %
16.97%
Top 10 Hldgs %
30.88%
Holding
538
New
149
Increased
106
Reduced
117
Closed
134

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$326M
2
TWX
Time Warner Inc
TWX
+$209M
3
MJN
Mead Johnson Nutrition Company
MJN
+$187M
4
WOOF
VCA Inc.
WOOF
+$165M
5
LVLT
Level 3 Communications Inc
LVLT
+$96M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$173M
2
EXPE icon
Expedia Group
EXPE
+$75.5M
3
WWAV
The WhiteWave Foods Company
WWAV
+$66.4M
4
MEG
Media General, Inc
MEG
+$49.3M
5
DELL icon
Dell
DELL
+$46.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.03%
2 Industrials 14.2%
3 Communication Services 12.53%
4 Consumer Discretionary 10.2%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEA
326
Easterly Government Properties
DEA
$1.18B
$658K 0.01%
+13,293
New +$663K
DISH
327
PUT
DELISTED
DISH Network Corp.
DISH
$657K 0.01%
+312,900
New +$19.3M
AYX
328
DELISTED
Alteryx Inc
AYX
$656K 0.01%
+42,000
New +$639K
XME icon
329
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$649K 0.01%
+750,000
New +$24.2M
TOVX icon
330
Theriva Biologics
TOVX
$10.3M
$631K 0.01%
114
– –
HCR
331
DELISTED
Hi-Crush Inc. Common Stock
HCR
$607K 0.01%
+35,000
New +$647K
WKHS icon
332
Workhorse Group
WKHS
$35.2M
$582K 0.01%
+74
New +$770K
GCVRZ
333
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$557K 0.01%
1,238,077
– –
HES
334
CALL
DELISTED
Hess
HES
$540K 0.01%
+258,600
New +$13.7M
EOG icon
335
EOG Resources
EOG
$71.4B
$493K 0.01%
5,050
-37,864
-88% -$3.78M
GDX icon
336
VanEck Gold Miners ETF
GDX
$25.6B
$485K 0.01%
+21,250
New +$494K
FULT icon
337
Fulton Financial
FULT
$4.67B
$446K 0.01%
+25,000
New +$463K
MRAM icon
338
Everspin Technologies
MRAM
$381M
$414K 0.01%
49,386
-75,614
-60% -$635K
TLT icon
339
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$340K 0.01%
100,000
+50,000
+100% +$6M
BL icon
340
BlackLine
BL
$1.74B
$313K 0.01%
10,513
-127
-1% -$3.56K
ESTE
341
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$304K 0.01%
23,800
-3,523
-13% -$46.3K
APTI
342
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$293K ﹤0.01%
25,000
-51,457
-67% -$744K
AVEO
343
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$291K ﹤0.01%
+49,360
New +$357K
CHDN icon
344
Churchill Downs
CHDN
$6.06B
$277K ﹤0.01%
10,470
-102,294
-91% -$2.55M
CHTR icon
345
CALL
Charter Communications
CHTR
$18.8B
$272K ﹤0.01%
+18,300
New +$5.83M
HAL icon
346
Halliburton
HAL
$27.1B
$248K ﹤0.01%
5,045
-204,029
-98% -$11M
USO icon
347
CALL
United States Oil Fund
USO
$1.86B
$239K ﹤0.01%
+135,863
New +$12M
WLL
348
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$228K ﹤0.01%
+1,043
New +$3.38M
GDS icon
349
GDS Holdings
GDS
$6.38B
$207K ﹤0.01%
25,000
-125,000
-83% -$1.02M
DVN icon
350
CALL
Devon Energy
DVN
$47.4B
$192K ﹤0.01%
+104,300
New +$4.59M
12 13
14
15 16

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UBS O'Connor's Q1 2017 Portfolio in Review

As of Q1 2017, UBS O'Connor held 538 positions worth $5.93B, up 14% from $5.18B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor deployed $1.01B of net new capital in Q1 2017, opening 149 new positions and adding to 106 existing holdings. Its largest new stake was Reynolds American Inc: 5,427,325 shares worth $342M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, up from 18% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Expedia Group, an estimated $75.5M trimmed.

  • UBS O'Connor's largest Q1 2017 buy was Reynolds American Inc: 5,427,325 shares worth $342M.
  • UBS O'Connor added most to Time Warner Inc in Q1 2017, an estimated $209M increase.
  • UBS O'Connor's biggest Q1 2017 reduction was Expedia Group, cutting an estimated $75.5M.
  • UBS O'Connor fully exited St Jude Medical in Q1 2017, selling an estimated $173M.
  • UBS O'Connor's ten largest holdings make up 31% of its $5.93B portfolio in Q1 2017.
  • UBS O'Connor opened 149 new positions and closed 134 in Q1 2017.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $5.93B.

Based on UBS O'Connor's 13F filing for Q1 2017, filed 12 May 2017.