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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.93B
AUM Growth
+$749M
Cap. Flow
+$553M
Cap. Flow %
9.33%
Top 10 Hldgs %
30.88%
Holding
538
New
149
Increased
106
Reduced
117
Closed
134
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
1.4 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
1.4 quarters

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$326M
2
TWX
Time Warner Inc
TWX
+$209M
3
MJN
Mead Johnson Nutrition Company
MJN
+$187M
4
WOOF icon
VCA Inc.
WOOF
+$165M
5
LVLT
Level 3 Communications Inc
LVLT
+$96M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$173M
2
EXPE icon
Expedia Group
EXPE
+$75.5M
3
WWAV
The WhiteWave Foods Company
WWAV
+$66.4M
4
MEG icon
Media General, Inc
MEG
+$49.3M
5
DELL icon
Dell
DELL
+$46.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.63%
2 Industrials 14.34%
3 Communication Services 12.69%
4 Consumer Discretionary 10.31%
5 Technology 8.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DEA icon
326
Easterly Government Properties
DEA
$1.09B
$658K 0.01%
+13,293
New +$663K
2017 Q1
0 quarters
DISH
327
PUT
DELISTED
DISH Network Corp.
DISH
$657K 0.01%
+312,900
New +$19.3M
2017 Q1
0 quarters
AYX
328
DELISTED
Alteryx Inc
AYX
$656K 0.01%
+42,000
New +$639K
2017 Q1
0 quarters
XME icon
329
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$649K 0.01%
+750,000
New +$24.2M
2017 Q1
0 quarters
TOVX icon
330
Theriva Biologics
TOVX
$9.96M
$631K 0.01%
114
– –
2016 Q4
1 quarter
HCR
331
DELISTED
Hi-Crush Inc. Common Stock
HCR
$607K 0.01%
+35,000
New +$647K
2017 Q1
0 quarters
WKHS icon
332
Workhorse Group
WKHS
$32.2M
$582K 0.01%
+74
New +$770K
2017 Q1
0 quarters
GCVRZ
333
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$557K 0.01%
1,238,077
– –
2013 Q2
15 quarters
HES icon
334
CALL
DELISTED
Hess
HES
$540K 0.01%
+258,600
New +$13.7M
2017 Q1
0 quarters
EOG icon
335
EOG Resources
EOG
$77.7B
$493K 0.01%
5,050
-37,864
-88% -$3.78M
2016 Q3
2 quarters
GDX icon
336
VanEck Gold Miners ETF
GDX
$26.8B
$485K 0.01%
+21,250
New +$494K
2017 Q1
0 quarters
FULT icon
337
Fulton Financial
FULT
$4.22B
$446K 0.01%
+25,000
New +$463K
2017 Q1
0 quarters
MRAM icon
338
Everspin Technologies
MRAM
$401M
$414K 0.01%
49,386
-75,614
-60% -$635K
2016 Q4
1 quarter
TLT icon
339
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
$340K 0.01%
100,000
+50,000
+100% +$6M
2016 Q4
1 quarter
BL icon
340
BlackLine
BL
$1.73B
$313K 0.01%
10,513
-127
-1% -$3.56K
2016 Q4
1 quarter
ESTE
341
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$304K 0.01%
23,800
-3,523
-13% -$46.3K
2016 Q2
3 quarters
APTI
342
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$293K ﹤0.01%
25,000
-51,457
-67% -$744K
2016 Q3
2 quarters
AVEO
343
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$291K ﹤0.01%
+49,360
New +$357K
2017 Q1
0 quarters
CHDN icon
344
Churchill Downs
CHDN
$5.57B
$277K ﹤0.01%
10,470
-102,294
-91% -$2.55M
2016 Q4
1 quarter
CHTR icon
345
CALL
Charter Communications
CHTR
$11.8B
$272K ﹤0.01%
+18,300
New +$5.83M
2017 Q1
0 quarters
HAL icon
346
Halliburton
HAL
$27.1B
$248K ﹤0.01%
5,045
-204,029
-98% -$11M
2016 Q1
4 quarters
USO icon
347
CALL
United States Oil Fund
USO
$1.9B
$239K ﹤0.01%
+135,863
New +$12M
2017 Q1
0 quarters
WLL
348
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$228K ﹤0.01%
+1,043
New +$3.38M
2017 Q1
0 quarters
GDS icon
349
GDS Holdings
GDS
$6.21B
$207K ﹤0.01%
25,000
-125,000
-83% -$1.02M
2016 Q4
1 quarter
DVN icon
350
CALL
Devon Energy
DVN
$53.1B
$192K ﹤0.01%
+104,300
New +$4.59M
2017 Q1
0 quarters
12 13
14
15 16

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CGL
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UBS O'Connor's Q1 2017 Portfolio in Review

As of Q1 2017, UBS O'Connor held 538 positions worth $5.93B, up 14% from $5.18B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor deployed $553M of net new capital in Q1 2017, opening 149 new positions and adding to 106 existing holdings. Its largest new stake was Reynolds American Inc: 5,427,325 shares worth $342M.

By sector, the portfolio is most concentrated in Consumer Staples at 27% of assets, up from 18% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Expedia Group, an estimated $75.5M trimmed.

  • UBS O'Connor's largest Q1 2017 buy was Reynolds American Inc: 5,427,325 shares worth $342M.
  • UBS O'Connor added most to Time Warner Inc in Q1 2017, an estimated $209M increase.
  • UBS O'Connor's biggest Q1 2017 reduction was Expedia Group, cutting an estimated $75.5M.
  • UBS O'Connor fully exited St Jude Medical in Q1 2017, selling an estimated $173M.
  • UBS O'Connor's ten largest holdings make up 31% of its $5.93B portfolio in Q1 2017.
  • UBS O'Connor opened 149 new positions and closed 134 in Q1 2017.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $5.93B.

Based on UBS O'Connor's 13F filing for Q1 2017, filed 12 May 2017.