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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GTN icon
326
Gray Television
GTN
$463M
$1.14M 0.01%
+70,000
New +$1.1M
2015 Q4
0 quarters
DATA
327
DELISTED
Tableau Software, Inc.
DATA
$1.13M 0.01%
+12,000
New +$1.08M
2015 Q4
0 quarters
TDC icon
328
Teradata
TDC
$2.83B
$1.06M 0.01%
40,000
-24,886
-38% -$702K
2015 Q3
1 quarter
TMUS icon
329
T-Mobile US
TMUS
$165B
$1.06M 0.01%
27,000
-323,000
-92% -$12.5M
2015 Q2
2 quarters
BA icon
330
Boeing
BA
$147B
$1.01M 0.01%
7,000
-8,400
-55% -$1.21M
2015 Q2
2 quarters
CAVM
331
DELISTED
Cavium, Inc.
CAVM
$986K 0.01%
+15,000
New +$1.01M
2015 Q4
0 quarters
RPT icon
332
Rithm Property Trust
RPT
$82.2M
$982K 0.01%
13,973
+173
+1% +$12.6K
2015 Q1
3 quarters
MOBL
333
DELISTED
MobileIron, Inc.
MOBL
$964K 0.01%
267,240
-412,878
-61% -$1.62M
2014 Q3
5 quarters
SPY icon
334
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$942K 0.01%
450,000
-1,826,000
-80% -$375M
2014 Q2
6 quarters
GLNG icon
335
Golar LNG
GLNG
$4.9B
$916K 0.01%
+58,000
New +$1.48M
2015 Q4
0 quarters
PLUG icon
336
Plug Power
PLUG
$2.18B
$844K 0.01%
400,000
-250,000
-38% -$550K
2014 Q2
6 quarters
CTIC
337
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$812K 0.01%
+66,000
New +$881K
2015 Q4
0 quarters
RKDA icon
338
Arcadia Biosciences
RKDA
$500K
$790K 0.01%
325
-53
-14% -$138K
2015 Q2
2 quarters
LDRH icon
339
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$720K 0.01%
28,712
-21,288
-43% -$555K
2015 Q3
1 quarter
EA icon
340
DELISTED
Electronic Arts
EA
$688K 0.01%
10,000
-502,588
-98% -$35.3M
2015 Q1
3 quarters
CDTX icon
341
DELISTED
Cidara Therapeutics
CDTX
$686K 0.01%
2,000
-1,311
-40% -$394K
2015 Q2
2 quarters
GDP
342
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$641K 0.01%
2,411,767
-525,851
-18% -$263K
2014 Q3
5 quarters
AMG icon
343
Affiliated Managers Group
AMG
$9.8B
$640K 0.01%
4,000
-23,000
-85% -$3.95M
2015 Q1
3 quarters
EQIX icon
344
Equinix
EQIX
$101B
$604K 0.01%
+2,000
New +$584K
2015 Q4
0 quarters
ADMA icon
345
ADMA Biologics
ADMA
$2.31B
$590K 0.01%
72,800
– –
2015 Q1
3 quarters
NXST icon
346
Nexstar Media Group
NXST
$4.95B
$588K 0.01%
+10,000
New +$553K
2015 Q4
0 quarters
MDLZ icon
347
CALL
Mondelez International
MDLZ
$78.5B
$568K 0.01%
746,600
-576,800
-44% -$25.8M
2015 Q1
3 quarters
VTVT icon
348
vTv Therapeutics
VTVT
$112M
$500K ﹤0.01%
1,835
-165
-8% -$46.3K
2015 Q3
1 quarter
TAP icon
349
CALL
Molson Coors Class B
TAP
$7.18B
$498K ﹤0.01%
+223,400
New +$20.1M
2015 Q4
0 quarters
MRNS icon
350
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$496K ﹤0.01%
+16,250
New +$477K
2015 Q4
0 quarters
12 13
14
15 16

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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.