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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
326
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$471K 0.01%
225,000
-913,000
-80% -$187M
GLNG icon
327
Golar LNG
GLNG
$5.19B
$458K 0.01%
+29,000
New +$741K
PLUG icon
328
Plug Power
PLUG
$2.89B
$422K 0.01%
200,000
-125,000
-38% -$275K
CTIC
329
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$406K 0.01%
+33,000
New +$441K
RKDA icon
330
Arcadia Biosciences
RKDA
$1.56M
$395K 0.01%
163
-26
-14% -$67.7K
LDRH
331
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$360K 0.01%
14,356
-10,644
-43% -$277K
EA
332
DELISTED
Electronic Arts
EA
$344K 0.01%
5,000
-251,294
-98% -$17.6M
CDTX
333
DELISTED
Cidara Therapeutics
CDTX
$343K 0.01%
1,000
-656
-40% -$197K
GDP
334
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$328K 0.01%
1,233,583
-286,237
-19% -$143K
AMG icon
335
Affiliated Managers Group
AMG
$9.83B
$320K 0.01%
2,000
-11,500
-85% -$1.98M
EQIX icon
336
Equinix
EQIX
$104B
$302K 0.01%
+1,000
New +$292K
ADMA icon
337
ADMA Biologics
ADMA
$2.25B
$295K 0.01%
36,400
– –
NXST icon
338
Nexstar Media Group
NXST
$5.74B
$294K ﹤0.01%
+5,000
New +$276K
MDLZ icon
339
CALL
Mondelez International
MDLZ
$80.1B
$284K ﹤0.01%
373,300
-288,400
-44% -$12.9M
VTVT icon
340
vTv Therapeutics
VTVT
$136M
$250K ﹤0.01%
917
-83
-8% -$23.3K
TAP icon
341
CALL
Molson Coors Class B
TAP
$7.92B
$249K ﹤0.01%
+111,700
New +$10.1M
MRNS
342
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$248K ﹤0.01%
+8,125
New +$238K
KITE
343
DELISTED
Kite Pharma, Inc.
KITE
$246K ﹤0.01%
+4,000
New +$282K
DVAX
344
DELISTED
Dynavax Technologies
DVAX
$242K ﹤0.01%
+10,000
New +$250K
OESX icon
345
Orion Energy Systems
OESX
$71.9M
$217K ﹤0.01%
10,000
-3,382
-25% -$68.8K
ACET
346
DELISTED
Aceto Corp
ACET
$207K ﹤0.01%
+7,680
New +$216K
CAG icon
347
CALL
Conagra Brands
CAG
$7.11B
$196K ﹤0.01%
287,198
-143,791
-33% -$4.59M
PFNX
348
DELISTED
Pfenex Inc.
PFNX
$178K ﹤0.01%
+14,400
New +$212K
RLGT icon
349
Radiant Logistics
RLGT
$395M
$172K ﹤0.01%
50,000
– –
ARCT icon
350
Arcturus Therapeutics
ARCT
$173M
$157K ﹤0.01%
+3,571
New +$161K
12 13
14
15 16

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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CGL
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.