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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NPSP
326
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$806K 0.01%
31,000
-9,000
-23% -$258K
2013 Q4
3 quarters
PARN
327
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$806K 0.01%
+140,100
New +$844K
2014 Q3
0 quarters
MNK
328
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$788K 0.01%
+8,737
New +$683K
2014 Q3
0 quarters
PRTA icon
329
Prothena Corp
PRTA
$454M
$776K 0.01%
35,000
-58,800
-63% -$1.25M
2014 Q2
1 quarter
MAC icon
330
Macerich
MAC
$6.31B
$726K 0.01%
+11,378
New +$748K
2014 Q3
0 quarters
SCCO icon
331
Southern Copper
SCCO
$177B
$723K 0.01%
+26,615
New +$784K
2014 Q3
0 quarters
CNL icon
332
DELISTED
CLECO CRP (HOLDING CO)
CNL
$698K 0.01%
+14,500
New +$803K
2014 Q3
0 quarters
VIAB
333
DELISTED
Viacom Inc. Class B
VIAB
$687K 0.01%
8,924
-286,568
-97% -$23.6M
2013 Q3
4 quarters
KO icon
334
CALL
Coca-Cola
KO
$379B
$634K 0.01%
950,400
+920,400
+3,068% +$38.1M
2013 Q2
5 quarters
SYY icon
335
CALL
Sysco
SYY
$38.4B
$615K 0.01%
300,000
– –
2014 Q1
2 quarters
VTSS
336
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$612K 0.01%
170,057
-196,484
-54% -$638K
2014 Q2
1 quarter
LCNB icon
337
LCNB Corp
LCNB
$264M
$601K 0.01%
40,000
– –
2014 Q1
2 quarters
GCVRZ
338
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$559K 0.01%
1,203,178
– –
2013 Q2
5 quarters
CEMP
339
DELISTED
Cempra, Inc.
CEMP
$548K 0.01%
+50,000
New +$492K
2014 Q3
0 quarters
PBR icon
340
Petrobras
PBR
$163B
$498K 0.01%
35,100
-1,686
-5% -$28.2K
2014 Q2
1 quarter
HR icon
341
DELISTED
Healthcare Realty Trust Incorporated
HR
$480K 0.01%
+20,268
New +$502K
2014 Q3
0 quarters
AZO icon
342
AutoZone
AZO
$47.5B
$462K 0.01%
907
-55,851
-98% -$29.4M
2014 Q2
1 quarter
WELL.PRI icon
343
DELISTED
Welltower Inc.
WELL.PRI
$434K 0.01%
7,500
– –
2013 Q3
4 quarters
ACC
344
DELISTED
American Campus Communities, Inc.
ACC
$408K 0.01%
+11,188
New +$433K
2014 Q3
0 quarters
CJES
345
DELISTED
C&J ENERGY SVCS LTD
CJES
$406K 0.01%
+13,280
New +$399K
2014 Q3
0 quarters
XCRA
346
DELISTED
Xcerra Corporation
XCRA
$402K 0.01%
+41,052
New +$407K
2014 Q3
0 quarters
GRT
347
DELISTED
GLIMCHER REALTY TRUST
GRT
$399K 0.01%
29,463
-35,929
-55% -$411K
2014 Q2
1 quarter
ED icon
348
Consolidated Edison
ED
$39.2B
$327K 0.01%
+5,767
New +$327K
2014 Q3
0 quarters
MFIC icon
349
MidCap Financial Investment
MFIC
$698M
$324K 0.01%
13,237
-199,550
-94% -$5.17M
2014 Q2
1 quarter
EVAR
350
DELISTED
Lombard Medical, Inc.
EVAR
$308K 0.01%
40,000
– –
2014 Q2
1 quarter
12 13
14
15 16

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.