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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPSP
326
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$806K 0.01%
31,000
-9,000
-23% -$258K
PARN
327
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$806K 0.01%
+140,100
New +$844K
MNK
328
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$788K 0.01%
+8,737
New +$683K
PRTA icon
329
Prothena Corp
PRTA
$449M
$776K 0.01%
35,000
-58,800
-63% -$1.25M
MAC icon
330
Macerich
MAC
$6.66B
$726K 0.01%
+11,378
New +$748K
SCCO icon
331
Southern Copper
SCCO
$161B
$723K 0.01%
+26,299
New +$784K
CNL
332
DELISTED
CLECO CRP (HOLDING CO)
CNL
$698K 0.01%
+14,500
New +$803K
VIAB
333
DELISTED
Viacom Inc. Class B
VIAB
$687K 0.01%
8,924
-286,568
-97% -$23.6M
KO icon
334
CALL
Coca-Cola
KO
$374B
$634K 0.01%
950,400
+920,400
+3,068% +$38.1M
SYY icon
335
CALL
Sysco
SYY
$40.4B
$615K 0.01%
300,000
– –
VTSS
336
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$612K 0.01%
170,057
-196,484
-54% -$638K
LCNB icon
337
LCNB Corp
LCNB
$285M
$601K 0.01%
40,000
– –
GCVRZ
338
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$559K 0.01%
1,203,178
– –
CEMP
339
DELISTED
Cempra, Inc.
CEMP
$548K 0.01%
+50,000
New +$492K
PBR icon
340
Petrobras
PBR
$119B
$498K 0.01%
35,100
-1,686
-5% -$28.2K
HR
341
DELISTED
Healthcare Realty Trust Incorporated
HR
$480K 0.01%
+20,268
New +$502K
AZO icon
342
AutoZone
AZO
$50.1B
$462K 0.01%
907
-55,851
-98% -$29.4M
WELL.PRI
343
DELISTED
Welltower Inc.
WELL.PRI
$434K 0.01%
7,500
– –
ACC
344
DELISTED
American Campus Communities, Inc.
ACC
$408K 0.01%
+11,188
New +$433K
CJES
345
DELISTED
C&J ENERGY SVCS LTD
CJES
$406K 0.01%
+13,280
New +$399K
XCRA
346
DELISTED
Xcerra Corporation
XCRA
$402K 0.01%
+41,052
New +$407K
GRT
347
DELISTED
GLIMCHER REALTY TRUST
GRT
$399K 0.01%
29,463
-35,929
-55% -$411K
ED icon
348
Consolidated Edison
ED
$40.2B
$327K 0.01%
+5,767
New +$327K
MFIC icon
349
MidCap Financial Investment
MFIC
$800M
$324K 0.01%
13,237
-199,550
-94% -$5.17M
EVAR
350
DELISTED
Lombard Medical, Inc.
EVAR
$308K 0.01%
40,000
– –
12 13
14
15 16

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.