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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.37%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.02B
AUM Growth
-$31.8M
(-0.79%)
Cap. Flow
-$14.7M
Cap. Flow
% of AUM
-0.37%
Top 10 Holdings %
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208
Avg Time Held Equity + Options
3.7
quarters
Top 10 Avg Time Held Equity + Options
1.3
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
3.8
quarters
Top 10 Avg Time Held Equity only
1.3
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Discover Financial Services
DFS
|
+$191M |
| 2 |
Smartsheet Inc.
SMAR
|
+$188M |
| 3 |
Frontier Communications
FYBR
|
+$124M |
| 4 |
Summit Materials, Inc. Class A Common Stock
SUM
|
+$95M |
| 5 |
Altair Engineering Inc
ALTR
|
+$92.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CATALENT, INC.
CTLT
|
+$234M |
| 2 |
Marathon Oil Corporation
MRO
|
+$222M |
| 3 |
Stericycle Inc
SRCL
|
+$172M |
| 4 |
Axonics, Inc. Common Stock
AXNX
|
+$150M |
| 5 |
Perficient Inc
PRFT
|
+$79.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.76% |
| 2 | Energy | 15.79% |
| 3 | Communication Services | 7.77% |
| 4 | Consumer Staples | 7.72% |
| 5 | Financials | 7.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Context Therapeutics
CNTX
$27.9M
| $324K | 0.01% |
308,758
| – | – |
2023 Q2
6 quarters
|
|
302
Super Micro Computer
SMCI
$27.5B
| $305K | 0.01% |
+10,000
| New | +$363K |
2024 Q4
0 quarters
|
|
303
AMC Entertainment Holdings
AMC
$2.66B
| $302K | 0.01% |
75,994
-1,034
| -1% | -$4.54K |
2023 Q3
5 quarters
|
|
304
Cypherpunk Technologies Inc
CYPH
$317M
| $302K | 0.01% |
105,108
-60,000
| -36% | -$178K |
2023 Q1
7 quarters
|
|
305
Dyne Therapeutics
DYN
$3.11B
| $296K | 0.01% |
12,584
-6,734
| -35% | -$199K |
2022 Q1
11 quarters
|
|
306
Alkermes
ALKS
$6.81B
| $279K | 0.01% |
9,710
-40,251
| -81% | -$1.16M |
2024 Q2
2 quarters
|
|
307
Septerna Inc
SEPN
$1.79B
| $278K | 0.01% |
+12,118
| New | +$287K |
2024 Q4
0 quarters
|
|
308
Palo Alto Networks
PANW
$343B
| $257K | 0.01% |
+1,412
| New | +$267K |
2024 Q4
0 quarters
|
|
309
Ardelyx
ARDX
$847M
| $252K | 0.01% |
49,701
-11,035
| -18% | -$61K |
2023 Q3
5 quarters
|
|
310
Happen Inc
HAPN
$1.75B
| $243K | 0.01% |
+15,000
| New | +$221K |
2024 Q4
0 quarters
|
|
311
CALL
Magnite
MGNI
$3.64B
| $241K | 0.01% |
107,000
| – | – |
2024 Q3
1 quarter
|
|
312
Fortinet
FTNT
$143B
| $240K | 0.01% |
+2,537
| New | +$226K |
2024 Q4
0 quarters
|
|
313
Minerva Neurosciences
NERV
$152M
| $238K | 0.01% |
107,256
| – | – |
2023 Q3
5 quarters
|
|
314
Intuit
INTU
$80.9B
| $237K | 0.01% |
+377
| New | +$241K |
2024 Q4
0 quarters
|
|
315
SCYNEXIS
SCYX
$40.6M
| $236K | 0.01% |
24,424
+4,404
| +22% | +$45.7K |
2022 Q2
10 quarters
|
|
316
ZTO Express
ZTO
$15.1B
| $231K | 0.01% |
+11,800
| New | +$259K |
2024 Q4
0 quarters
|
|
317
Pyxis Oncology
PYXS
$169M
| $228K | 0.01% |
+146,400
| New | +$422K |
2024 Q4
0 quarters
|
|
318
Black Diamond Therapeutics
BDTX
$105M
| $224K | 0.01% |
104,560
+13,854
| +15% | +$39.7K |
2024 Q1
3 quarters
|
|
319
PUT
iShares Russell 2000 ETF
IWM
$77.4B
| $216K | 0.01% |
+36,000
| New | +$8.21M |
2024 Q4
0 quarters
|
|
320
Veru
VERU
$41.9M
| $215K | 0.01% |
32,986
| – | – |
2023 Q4
4 quarters
|
|
321
Corvus Pharmaceuticals
CRVS
$885M
| $214K | 0.01% |
+40,000
| New | +$299K |
2024 Q4
0 quarters
|
|
322
PUT
Charter Communications
CHTR
$11.8B
| $208K | 0.01% |
8,400
| – | – |
2024 Q1
3 quarters
|
|
323
Immunic
IMUX
$112M
| $205K | 0.01% |
20,458
+9,689
| +90% | +$122K |
2022 Q1
11 quarters
|
|
324
CALL
Scholar Rock
SRRK
$5.14B
| $203K | 0.01% |
+40,000
| New | +$1.3M |
2024 Q4
0 quarters
|
|
325
Zura Bio
ZURA
$383M
| $202K | 0.01% |
80,912
| – | – |
2024 Q2
2 quarters
|
|
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UBS O'Connor's Q4 2024 Portfolio in Review
As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.
UBS O'Connor's Q4 2024 filing shows 130 new, 130 increased, 70 reduced and 208 closed positions. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M. The largest sale was CATALENT, INC., an estimated $234M.
By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.
- UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
- UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
- UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
- UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
- UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
- UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
- UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.
Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.