UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.4%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGGR
301
DELISTED
Agile Growth Corp. Class A Ordinary Share
AGGR
$4.86M 0.04%
500,326
– –
HIII
302
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$4.86M 0.04%
499,609
– –
VTIQ
303
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$4.86M 0.04%
499,982
– –
GROV icon
304
Grove Collaborative
GROV
$62.7M
$4.86M 0.04%
100,000
– –
SNRH
305
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$4.86M 0.04%
496,954
+246,963
+99% +$2.41M
SSAA
306
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$4.86M 0.04%
499,982
– –
PSQH icon
307
PSQ Holdings
PSQH
$73.9M
$4.85M 0.04%
+501,958
New +$4.85M
ROSS
308
DELISTED
Ross Acquisition Corp II
ROSS
$4.85M 0.04%
500,653
– –
TWNI
309
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4.84M 0.04%
499,413
– –
PNTM
310
DELISTED
Pontem Corporation
PNTM
$4.84M 0.04%
498,796
– –
DAVE icon
311
Dave Inc
DAVE
$2.63B
$4.83M 0.04%
15,224
-131
-0.9% -$41.5K
JOFF
312
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$4.83M 0.04%
499,191
– –
AES icon
313
AES
AES
$9.21B
$4.82M 0.04%
+211,173
New +$4.82M
FMAC
314
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$4.79M 0.04%
488,673
– –
TBSA
315
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
$4.78M 0.04%
487,098
– –
MSDA
316
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$4.7M 0.04%
478,718
+146,822
+44% +$1.44M
YSG
317
Yatsen Holding
YSG
$881M
$4.57M 0.04%
+240,000
New +$4.57M
ACC
318
DELISTED
American Campus Communities, Inc.
ACC
$4.41M 0.03%
+91,100
New +$4.41M
GBTG icon
319
American Express Global Business Travel
GBTG
$4.29B
$4.41M 0.03%
451,762
– –
YAC
320
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$4.41M 0.03%
445,971
– –
CFV
321
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$4.4M 0.03%
444,157
+44,172
+11% +$437K
KLAQ
322
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$4.39M 0.03%
449,786
– –
ALB icon
323
Albemarle
ALB
$9.6B
$4.38M 0.03%
+20,000
New +$4.38M
TMAC
324
DELISTED
The Music Acquisition Corporation
TMAC
$4.38M 0.03%
449,983
– –
COCH icon
325
Envoy Medical
COCH
$28.4M
$4.36M 0.03%
449,804
– –
11 12
13
14 15