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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHC
301
DELISTED
Leo Holdings Corp. II
LHC
$4.86M 0.04%
499,389
– –
AGGR
302
DELISTED
Agile Growth Corp
AGGR
$4.86M 0.04%
500,326
– –
HIII
303
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$4.86M 0.04%
499,609
– –
VTIQ
304
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$4.86M 0.04%
499,982
– –
GROV icon
305
Grove Collaborative
GROV
$47.1M
$4.86M 0.04%
100,000
– –
SNRH
306
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$4.86M 0.04%
496,954
+246,963
+99% +$2.4M
SSAA
307
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$4.86M 0.04%
499,982
– –
PSQH icon
308
PSQ Holdings
PSQH
$14.3M
$4.85M 0.04%
+33,464
New +$4.84M
ROSS
309
DELISTED
Ross Acquisition Corp II
ROSS
$4.85M 0.04%
500,653
– –
TWNI
310
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4.84M 0.04%
499,413
– –
PNTM
311
DELISTED
Pontem Corporation
PNTM
$4.84M 0.04%
498,796
– –
DAVE icon
312
Dave Inc
DAVE
$4.66B
$4.83M 0.04%
15,224
-131
-0.9% -$41.5K
JOFF
313
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$4.83M 0.04%
499,191
– –
AES icon
314
AES
AES
$10.5B
$4.82M 0.04%
+211,173
New +$5.13M
FMAC
315
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$4.79M 0.04%
488,673
– –
TBSA
316
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
$4.78M 0.04%
487,098
– –
MSDA
317
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$4.7M 0.04%
478,718
+146,822
+44% +$1.44M
YSG
318
Yatsen Holding
YSG
$304M
$4.57M 0.04%
+240,000
New +$7.33M
ACC
319
DELISTED
American Campus Communities, Inc.
ACC
$4.41M 0.03%
+91,100
New +$4.52M
GBTG icon
320
American Express Global Business Travel
GBTG
$4.93B
$4.41M 0.03%
451,762
– –
YAC
321
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$4.41M 0.03%
445,971
– –
CFV
322
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$4.4M 0.03%
444,157
+44,172
+11% +$435K
KLAQ
323
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$4.39M 0.03%
449,786
– –
ALB icon
324
Albemarle
ALB
$14.8B
$4.38M 0.03%
+20,000
New +$4.27M
TMAC
325
DELISTED
The Music Acquisition Corporation
TMAC
$4.38M 0.03%
449,983
– –
11 12
13
14 15

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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.