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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LHC
301
DELISTED
Leo Holdings Corp. II
LHC
$4.86M 0.04%
499,389
– –
2021 Q1
2 quarters
AGGR
302
DELISTED
Agile Growth Corp
AGGR
$4.86M 0.04%
500,326
– –
2021 Q2
1 quarter
HIII
303
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$4.86M 0.04%
499,609
– –
2021 Q2
1 quarter
VTIQ
304
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$4.86M 0.04%
499,982
– –
2021 Q1
2 quarters
GROV icon
305
Grove Collaborative
GROV
$43.6M
$4.86M 0.04%
100,000
– –
2021 Q2
1 quarter
SNRH
306
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$4.86M 0.04%
496,954
+246,963
+99% +$2.4M
2021 Q1
2 quarters
SSAA
307
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$4.86M 0.04%
499,982
– –
2021 Q1
2 quarters
PSQH icon
308
PSQ Holdings
PSQH
$14M
$4.85M 0.04%
+33,464
New +$4.84M
2021 Q3
0 quarters
ROSS
309
DELISTED
Ross Acquisition Corp II
ROSS
$4.85M 0.04%
500,653
– –
2021 Q2
1 quarter
TWNI
310
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4.84M 0.04%
499,413
– –
2021 Q2
1 quarter
PNTM
311
DELISTED
Pontem Corporation
PNTM
$4.84M 0.04%
498,796
– –
2021 Q1
2 quarters
DAVE icon
312
Dave Inc
DAVE
$4.68B
$4.83M 0.04%
15,224
-131
-0.9% -$41.5K
2021 Q2
1 quarter
JOFF
313
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$4.83M 0.04%
499,191
– –
2021 Q2
1 quarter
AES icon
314
AES
AES
$10.7B
$4.82M 0.04%
+211,173
New +$5.13M
2021 Q3
0 quarters
FMAC icon
315
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$4.79M 0.04%
488,673
– –
2020 Q4
3 quarters
TBSA
316
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
$4.78M 0.04%
487,098
– –
2021 Q2
1 quarter
MSDA
317
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$4.7M 0.04%
478,718
+146,822
+44% +$1.44M
2021 Q2
1 quarter
YSG icon
318
Yatsen Holding
YSG
$238M
$4.57M 0.04%
+240,000
New +$7.33M
2021 Q3
0 quarters
ACC
319
DELISTED
American Campus Communities, Inc.
ACC
$4.41M 0.03%
+91,100
New +$4.52M
2021 Q3
0 quarters
GBTG icon
320
DELISTED
American Express Global Business Travel
GBTG
$4.41M 0.03%
451,762
– –
2020 Q4
3 quarters
YAC
321
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$4.41M 0.03%
445,971
– –
2020 Q4
3 quarters
CFV
322
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$4.4M 0.03%
444,157
+44,172
+11% +$435K
2021 Q1
2 quarters
KLAQ
323
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$4.39M 0.03%
449,786
– –
2021 Q1
2 quarters
ALB icon
324
Albemarle
ALB
$11.6B
$4.38M 0.03%
+20,000
New +$4.27M
2021 Q3
0 quarters
TMAC
325
DELISTED
The Music Acquisition Corporation
TMAC
$4.38M 0.03%
449,983
– –
2021 Q1
2 quarters
11 12
13
14 15

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.