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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
301
DELISTED
US Steel
X
$361K 0.01%
+50,000
New +$390K
LOTZ
302
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$360K 0.01%
268,850
-14,150
-5% -$142K
BTRS
303
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$344K 0.01%
302,842
-15,939
-5% -$158K
KWEB icon
304
PUT
KraneShares CSI China Internet ETF
KWEB
$5.62B
$329K 0.01%
+310,000
New +$16.2M
NOG icon
305
Northern Oil and Gas
NOG
$2.21B
$315K 0.01%
+37,500
New +$321K
PARR icon
306
Par Pacific Holdings
PARR
$3.45B
$314K 0.01%
+34,941
New +$301K
MRO
307
DELISTED
Marathon Oil Corporation
MRO
$306K 0.01%
+50,000
New +$276K
AEVA
308
CALL
Aeva Technologies
AEVA
$1.73B
$299K 0.01%
95,000
-5,000
-5% -$243K
DM
309
CALL
DELISTED
Desktop Metal, Inc.
DM
$297K 0.01%
19,442
-1,023
-5% -$102K
ATI icon
310
PUT
ATI
ATI
$30.5B
$292K 0.01%
50,000
– –
SOLO
311
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$289K 0.01%
342,157
-7,843
-2% -$10.1K
UAL icon
312
PUT
United Airlines
UAL
$41.9B
$262K 0.01%
+107,000
New +$3.21M
CGRO
313
CALL
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$260K 0.01%
+356,250
New +$3.49M
CELU icon
314
CALL
Celularity
CELU
$19.8M
$252K 0.01%
23,750
-1,250
-5% -$124K
RUN icon
315
Sunrun
RUN
$2.26B
$246K 0.01%
+12,500
New +$191K
CURI icon
316
CALL
CuriosityStream
CURI
$159M
$245K 0.01%
237,500
-12,500
-5% -$123K
RIG icon
317
Transocean
RIG
$5.71B
$229K 0.01%
+125,000
New +$194K
NLSN
318
PUT
DELISTED
Nielsen Holdings plc
NLSN
$218K ﹤0.01%
20,800
– –
GOEV
319
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$214K ﹤0.01%
413
-22
-5% -$104K
ENDP
320
DELISTED
Endo International plc
ENDP
$206K ﹤0.01%
60,009
-150,000
-71% -$575K
GME icon
321
PUT
GameStop
GME
$8.63B
$204K ﹤0.01%
400,000
– –
FPAY
322
DELISTED
FlexShopper
FPAY
$190K ﹤0.01%
109,480
-2,520
-2% -$3.44K
LACQ
323
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$186K ﹤0.01%
199,673
-10,509
-5% -$115K
MAPS
324
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$177K ﹤0.01%
358,382
-18,862
-5% -$188K
APPH
325
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$177K ﹤0.01%
+237,500
New +$2.33M
11 12
13
14 15

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.