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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+14.24%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.53B
AUM Growth
-$327M
(-6.7%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-23.14%
Top 10 Holdings %
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
1
quarter
Avg Time Held Equity only
1.9
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
1
quarter
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TD Ameritrade Holding Corp
AMTD
|
+$214M |
| 2 |
El Paso Electric Company
EE
|
+$86.7M |
| 3 |
LOGM
LogMein, Inc.
LOGM
|
+$55.3M |
| 4 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$51.2M |
| 5 |
Claritev Corp
CTEV
|
+$44.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CY
Cypress Semiconductor
CY
|
+$394M |
| 2 |
MLNX
Mellanox Technologies, Ltd.
MLNX
|
+$247M |
| 3 |
Sprint Corporation
S
|
+$237M |
| 4 |
WBC
WABCO HOLDINGS INC.
WBC
|
+$157M |
| 5 |
AXE
Anixter International Inc
AXE
|
+$126M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 26.95% |
| 2 | Miscellaneous | 15.69% |
| 3 | Consumer Discretionary | 14.61% |
| 4 | Technology | 11.63% |
| 5 | Healthcare | 9.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
DELISTED
US Steel
X
| $361K | 0.01% |
+50,000
| New | +$390K |
2020 Q2
0 quarters
|
|
|
LOTZ
302
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
| $360K | 0.01% |
268,850
-14,150
| -5% | -$142K |
2019 Q4
2 quarters
|
|
|
BTRS
303
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
| $344K | 0.01% |
302,842
-15,939
| -5% | -$158K |
2019 Q3
3 quarters
|
|
304
PUT
KraneShares CSI China Internet ETF
KWEB
$4.54B
| $329K | 0.01% |
+310,000
| New | +$16.2M |
2020 Q2
0 quarters
|
|
305
Northern Oil and Gas
NOG
$2.64B
| $315K | 0.01% |
+37,500
| New | +$321K |
2020 Q2
0 quarters
|
|
306
Par Pacific Holdings
PARR
$4.1B
| $314K | 0.01% |
+34,941
| New | +$301K |
2020 Q2
0 quarters
|
|
307
DELISTED
Marathon Oil Corporation
MRO
| $306K | 0.01% |
+50,000
| New | +$276K |
2020 Q2
0 quarters
|
|
308
CALL
Aeva Technologies
AEVA
$952M
| $299K | 0.01% |
95,000
-5,000
| -5% | -$243K |
2020 Q1
1 quarter
|
|
309
CALL
DELISTED
Desktop Metal, Inc.
DM
| $297K | 0.01% |
19,442
-1,023
| -5% | -$102K |
2019 Q3
3 quarters
|
|
310
PUT
ATI
ATI
$26.1B
| $292K | 0.01% |
50,000
| – | – |
2019 Q1
5 quarters
|
|
|
SOLO
311
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
| $289K | 0.01% |
342,157
-7,843
| -2% | -$10.1K |
2018 Q3
7 quarters
|
|
312
PUT
United Airlines
UAL
$34.9B
| $262K | 0.01% |
+107,000
| New | +$3.21M |
2020 Q2
0 quarters
|
|
313
CALL
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
| $260K | 0.01% |
+356,250
| New | +$3.49M |
2020 Q2
0 quarters
|
|
314
CALL
Celularity
CELU
$50.6M
| $252K | 0.01% |
23,750
-1,250
| -5% | -$124K |
2020 Q1
1 quarter
|
|
315
Sunrun
RUN
$1.84B
| $246K | 0.01% |
+12,500
| New | +$191K |
2020 Q2
0 quarters
|
|
316
CALL
CuriosityStream
CURI
$166M
| $245K | 0.01% |
237,500
-12,500
| -5% | -$123K |
2020 Q1
1 quarter
|
|
317
Transocean
RIG
$6.15B
| $229K | 0.01% |
+125,000
| New | +$194K |
2020 Q2
0 quarters
|
|
|
NLSN
318
PUT
DELISTED
Nielsen Holdings plc
NLSN
| $218K | ﹤0.01% |
20,800
| – | – |
2019 Q2
4 quarters
|
|
319
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $214K | ﹤0.01% |
413
-22
| -5% | -$104K |
2020 Q1
1 quarter
|
|
|
ENDP
320
DELISTED
Endo International plc
ENDP
| $206K | ﹤0.01% |
60,009
-150,000
| -71% | -$575K |
2019 Q2
4 quarters
|
|
321
PUT
GameStop
GME
$13.4B
| $204K | ﹤0.01% |
400,000
| – | – |
2019 Q1
5 quarters
|
|
322
DELISTED
FlexShopper
FPAY
| $190K | ﹤0.01% |
109,480
-2,520
| -2% | -$3.44K |
2020 Q1
1 quarter
|
|
|
LACQ
323
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
| $186K | ﹤0.01% |
199,673
-10,509
| -5% | -$115K |
2019 Q3
3 quarters
|
|
324
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
| $177K | ﹤0.01% |
358,382
-18,862
| -5% | -$188K |
2019 Q4
2 quarters
|
|
|
APPH
325
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
| $177K | ﹤0.01% |
+237,500
| New | +$2.33M |
2020 Q2
0 quarters
|
|
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UBS O'Connor's Q2 2020 Portfolio in Review
As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
UBS O'Connor withdrew a net $1.05B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.
By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Consumer Discretionary.
Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.
- UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
- UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
- UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
- UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
- UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
- UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
- UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.
Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.