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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOEV
301
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$69K ﹤0.01%
+435
New +$2.04M
ALUS
302
CALL
DELISTED
Alussa Energy Acquisition Corp
ALUS
$68K ﹤0.01%
+89,600
New +$878K
ARKO icon
303
CALL
ARKO Corp
ARKO
$818M
$63K ﹤0.01%
58,332
+8,332
+17% +$83.9K
GCMG icon
304
CALL
GCM Grosvenor
GCMG
$814M
$62K ﹤0.01%
131,250
– –
ADT icon
305
PUT
ADT
ADT
$5.59B
$60K ﹤0.01%
51,800
– –
WKHS icon
306
Workhorse Group
WKHS
$35.2M
$56K ﹤0.01%
10
– –
SPY icon
307
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$51K ﹤0.01%
3,100,000
+350,000
+13% +$107M
RIDE
308
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$45K ﹤0.01%
6,633
– –
LSEA
309
CALL
DELISTED
Landsea Homes
LSEA
$39K ﹤0.01%
175,000
– –
BMTX
310
CALL
DELISTED
BM Technologies, Inc.
BMTX
$35K ﹤0.01%
159,100
– –
LACQ
311
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$33K ﹤0.01%
210,182
– –
GNCA
312
DELISTED
Genocea Biosciences, Inc.
GNCA
$33K ﹤0.01%
19,460
– –
GB
313
CALL
DELISTED
Global Blue Group Holding
GB
$19K ﹤0.01%
+33,332
New +$349K
THBR
314
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$15K ﹤0.01%
25,000
– –
AAT
315
American Assets Trust
AAT
$1.38B
– –
-24,600
Closed -$1.13M
ALB icon
316
Albemarle
ALB
$14.8B
– –
-120,000
Closed -$8.77M
AMH icon
317
American Homes 4 Rent
AMH
$12.4B
– –
-256,500
Closed -$6.72M
ARE icon
318
Alexandria Real Estate Equities
ARE
$8.34B
– –
-46,100
Closed -$7.45M
ASRT
319
DELISTED
Assertio
ASRT
– –
-18,556
Closed -$1.39M
BBGI icon
320
Beasley Broadcasting Group
BBGI
$42.8M
– –
-3,655
Closed -$226K
BE icon
321
Bloom Energy
BE
$67.4B
– –
-100,000
Closed -$747K
CAG icon
322
Conagra Brands
CAG
$7.11B
– –
-110,000
Closed -$3.77M
CCI icon
323
Crown Castle
CCI
$31.9B
– –
-13,900
Closed -$1.98M
CDLX icon
324
Cardlytics
CDLX
$20.7M
– –
-1,000
Closed -$629K
CPRI icon
325
Capri Holdings
CPRI
$1.7B
– –
-50,000
Closed -$1.91M
11 12
13
14 15

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SAG
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ACI
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CGL
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CB
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.