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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
(+37%)
Cap. Flow
+$1.45B
Cap. Flow
% of AUM
29.86%
Top 10 Holdings %
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
0.6
quarters
Top 20 Avg Time Held Equity + Options
0.8
quarters
Avg Time Held Equity only
1.9
quarters
Top 10 Avg Time Held Equity only
0.6
quarters
Top 20 Avg Time Held Equity only
0.8
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$328M |
| 2 |
TIF
Tiffany & Co.
TIF
|
+$281M |
| 3 |
CY
Cypress Semiconductor
CY
|
+$192M |
| 4 |
Sprint Corporation
S
|
+$186M |
| 5 |
LM
Legg Mason, Inc.
LM
|
+$163M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$514M |
| 2 |
ZAYO
Zayo Group Holdings, Inc.
ZAYO
|
+$142M |
| 3 |
MDCO
Medicines Co
MDCO
|
+$82.1M |
| 4 |
INXN
Interxion Holding N.V.
INXN
|
+$51.4M |
| 5 |
Tesla
TSLA
|
+$30.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.73% |
| 2 | Consumer Discretionary | 17.71% |
| 3 | Financials | 17.08% |
| 4 | Miscellaneous | 11.63% |
| 5 | Industrials | 7.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $69K | ﹤0.01% |
+435
| New | +$2.04M |
2020 Q1
0 quarters
|
|
|
ALUS
302
CALL
DELISTED
Alussa Energy Acquisition Corp
ALUS
| $68K | ﹤0.01% |
+89,600
| New | +$878K |
2020 Q1
0 quarters
|
|
303
CALL
ARKO Corp
ARKO
$461M
| $63K | ﹤0.01% |
58,332
+8,332
| +17% | +$83.9K |
2019 Q3
2 quarters
|
|
304
CALL
GCM Grosvenor
GCMG
$807M
| $62K | ﹤0.01% |
131,250
| – | – |
2019 Q4
1 quarter
|
|
305
PUT
ADT
ADT
$4.7B
| $60K | ﹤0.01% |
51,800
| – | – |
2019 Q2
3 quarters
|
|
306
Workhorse Group
WKHS
$32.2M
| $56K | ﹤0.01% |
10
| – | – |
2019 Q3
2 quarters
|
|
307
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $51K | ﹤0.01% |
3,100,000
+350,000
| +13% | +$107M |
2014 Q4
21 quarters
|
|
|
RIDE
308
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
| $45K | ﹤0.01% |
6,633
| – | – |
2019 Q3
2 quarters
|
|
309
CALL
DELISTED
Landsea Homes
LSEA
| $39K | ﹤0.01% |
175,000
| – | – |
2019 Q3
2 quarters
|
|
310
CALL
DELISTED
BM Technologies, Inc.
BMTX
| $35K | ﹤0.01% |
159,100
| – | – |
2019 Q3
2 quarters
|
|
|
LACQ
311
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
| $33K | ﹤0.01% |
210,182
| – | – |
2019 Q3
2 quarters
|
|
|
GNCA
312
DELISTED
Genocea Biosciences, Inc.
GNCA
| $33K | ﹤0.01% |
19,460
| – | – |
2019 Q2
3 quarters
|
|
313
CALL
DELISTED
Global Blue Group Holding
GB
| $19K | ﹤0.01% |
+33,332
| New | +$349K |
2020 Q1
0 quarters
|
|
|
THBR
314
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
| $15K | ﹤0.01% |
25,000
| – | – |
2019 Q4
1 quarter
|
|
315
American Assets Trust
AAT
$1.32B
| – | – |
-24,600
| Closed | -$1.13M | – |
|
316
Albemarle
ALB
$12B
| – | – |
-120,000
| Closed | -$8.77M | – |
|
317
American Homes 4 Rent
AMH
$11.1B
| – | – |
-256,500
| Closed | -$6.72M | – |
|
318
Alexandria Real Estate Equities
ARE
$7.83B
| – | – |
-46,100
| Closed | -$7.45M | – |
|
319
DELISTED
Assertio
ASRT
| – | – |
-18,556
| Closed | -$1.39M | – |
|
320
Beasley Broadcasting Group
BBGI
$20.6M
| – | – |
-3,655
| Closed | -$226K | – |
|
321
Bloom Energy
BE
$82.6B
| – | – |
-100,000
| Closed | -$747K | – |
|
322
Conagra Brands
CAG
$6.44B
| – | – |
-110,000
| Closed | -$3.77M | – |
|
323
Crown Castle
CCI
$33.9B
| – | – |
-13,900
| Closed | -$1.98M | – |
|
324
Cardlytics
CDLX
$12.1M
| – | – |
-1,000
| Closed | -$629K | – |
|
325
Capri Holdings
CPRI
$1.7B
| – | – |
-50,000
| Closed | -$1.91M | – |
|
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UBS O'Connor's Q1 2020 Portfolio in Review
As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.
- UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
- UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
- UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
- UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
- UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
- UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
- UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.
Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.