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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
(-1.7%)
Cap. Flow
-$728M
Cap. Flow
% of AUM
-20.59%
Top 10 Holdings %
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.9
quarters
Avg Time Held Equity only
2.6
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$198M |
| 2 |
TD Ameritrade Holding Corp
AMTD
|
+$140M |
| 3 |
TIF
Tiffany & Co.
TIF
|
+$119M |
| 4 |
CY
Cypress Semiconductor
CY
|
+$76M |
| 5 |
MDCO
Medicines Co
MDCO
|
+$64.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$545M |
| 2 |
SunTrust Banks, Inc.
STI
|
+$231M |
| 3 |
GWR
Genesee & Wyoming Inc.
GWR
|
+$170M |
| 4 |
AABA
Altaba Inc
AABA
|
+$72.2M |
| 5 |
Accel Entertainment
ACEL
|
+$33.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 20.38% |
| 2 | Healthcare | 19.5% |
| 3 | Technology | 19.08% |
| 4 | Consumer Discretionary | 11.89% |
| 5 | Communication Services | 7.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
PUT
Invesco Senior Loan ETF
BKLN
$6.48B
| – | – |
-1,000,000
| Closed | -$25K | – |
|
302
DELISTED
Brooge Energy
BROG
| – | – |
-430,000
| Closed | -$4.37M | – |
|
303
Clear Channel Outdoor Holdings
CCO
$1.24B
| – | – |
-550,000
| Closed | -$1.39M | – |
|
304
Cheer Holding
CHR
$3.54M
| – | – |
-1,286
| Closed | -$19.6M | – |
|
305
Core Laboratories
CLB
$463M
| – | – |
-30,000
| Closed | -$1.4M | – |
|
306
Cousins Properties
CUZ
$4.55B
| – | – |
-232,100
| Closed | -$8.72M | – |
|
307
PUT
DaVita
DVA
$11.4B
| – | – |
-100,000
| Closed | -$2K | – |
|
308
GrafTech
EAF
$238M
| – | – |
-11,586
| Closed | -$1.48M | – |
|
309
CALL
Ford
F
$48.5B
| – | – |
-100,000
| Closed | -$2K | – |
|
310
CALL
Freeport-McMoran
FCX
$106B
| – | – |
-750,000
| Closed | -$22K | – |
|
311
GameStop
GME
$13.4B
| – | – |
-2,231,420
| Closed | -$3.28M | – |
|
312
Alphabet (Google) Class A
GOOGL
$4.3T
| – | – |
-6,000
| Closed | -$366K | – |
|
313
PUT
Harley-Davidson
HOG
$2.8B
| – | – |
-50,000
| Closed | -$31K | – |
|
314
IBM
IBM
$214B
| – | – |
-2,615
| Closed | -$364K | – |
|
315
PUT
Lennar Class A
LEN
$18.2B
| – | – |
-20,660
| Closed | -$2K | – |
|
316
Lumentum
LITE
$99.9B
| – | – |
-17,500
| Closed | -$937K | – |
|
317
DELISTED
Landsea Homes
LSEA
| – | – |
-50,000
| Closed | -$514K | – |
|
318
LTC Properties
LTC
$2.29B
| – | – |
-94,200
| Closed | -$4.83M | – |
|
319
Hello Group
MOMO
$678M
| – | – |
-57,989
| Closed | -$1.8M | – |
|
320
PUT
Navient
NAVI
$854M
| – | – |
-84,100
| Closed | -$25K | – |
|
321
Netflix
NFLX
$293B
| – | – |
-310,000
| Closed | -$8.3M | – |
|
|
322
PUT
Netflix
NFLX
$293B
| – | – |
-500,000
| Closed | -$652K | – |
|
323
NXP Semiconductors
NXPI
$57.4B
| – | – |
-20,000
| Closed | -$2.18M | – |
|
324
Pacific Biosciences
PACB
$724M
| – | – |
-5,078,991
| Closed | -$26.2M | – |
|
325
Plains GP Holdings
PAGP
$5.27B
| – | – |
-179,127
| Closed | -$3.8M | – |
|
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UBS O'Connor's Q4 2019 Portfolio in Review
As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.
Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.
- UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
- UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
- UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
- UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
- UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
- UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
- UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.
Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.