UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+10.83%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$3.49B
AUM Growth
-$61.9M
Cap. Flow
-$715M
Cap. Flow %
-20.48%
Top 10 Hldgs %
47.35%
Holding
362
New
81
Increased
68
Reduced
56
Closed
72

Top Buys

1
WCG
Wellcare Health Plans, Inc.
WCG
$218M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$160M
3
TIF
Tiffany & Co.
TIF
$134M
4
MDCO
Medicines Co
MDCO
$82.1M
5
CY
Cypress Semiconductor
CY
$75.8M

Top Sells

1
CELG
Celgene Corp
CELG
$545M
2
STI
SunTrust Banks, Inc.
STI
$231M
3
GWR
Genesee & Wyoming Inc.
GWR
$170M
4
AABA
Altaba Inc. Common Stock
AABA
$72.2M
5
POST icon
Post Holdings
POST
$32.7M

Sector Composition

1 Technology 19.33%
2 Consumer Discretionary 8.18%
3 Real Estate 7.18%
4 Financials 7.15%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TPTX
301
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-39,000
Closed -$1.47M
CNR
302
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-200,000
Closed -$1.21M
PAE
303
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-305,333
Closed -$3.09M
NFH
304
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-2,092,510
Closed -$21.3M
GDP
305
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
– –
-44,000
Closed -$468K
PFPT
306
DELISTED
Proofpoint, Inc.
PFPT
– –
-19,852
Closed -$2.56M
APXTU
307
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-2,500,000
Closed -$25.5M
SSPKU
308
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-737,290
Closed -$7.44M
GRUB
309
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-70,000
Closed -$7.87M
THBRU
310
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
– –
-50,000
Closed -$509K
EXPCU
311
DELISTED
Experience Investment Corp. Unit
EXPCU
– –
-2,675,000
Closed -$26.8M
NPAUU
312
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-2,277,000
Closed -$22.9M
QEP
313
DELISTED
QEP RESOURCES, INC.
QEP
– –
0
– –
TCO
314
DELISTED
Taubman Centers Inc.
TCO
– –
-33,300
Closed -$1.36M
NFINU
315
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-100,000
Closed -$1.01M
HTZ
316
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
SPAQ.U
317
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-250,000
Closed -$2.59M
INSUU
318
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-450,000
Closed -$4.69M
PYX
319
DELISTED
Pyxus International, Inc.
PYX
– –
0
– –
TGE
320
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-1,386,178
Closed -$27.9M
GWR
321
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-1,538,321
Closed -$170M
PVT
322
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-215,000
Closed -$2.19M
RWGE
323
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-1,576,036
Closed -$16.3M
STI
324
DELISTED
SunTrust Banks, Inc.
STI
– –
-3,362,266
Closed -$231M
VIAB
325
DELISTED
Viacom Inc. Class B
VIAB
– –
-726,145
Closed -$17.5M
10 11 12
13
14