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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
301
PUT
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-1,000,000
Closed -$25K
BROG
302
DELISTED
Brooge Energy
BROG
– –
-430,000
Closed -$4.37M
CCO icon
303
Clear Channel Outdoor Holdings
CCO
$1.23B
– –
-550,000
Closed -$1.39M
CHR icon
304
Cheer Holding
CHR
$3.43M
– –
-1,286
Closed -$19.6M
CLB icon
305
Core Laboratories
CLB
$513M
– –
-30,000
Closed -$1.4M
CUZ icon
306
Cousins Properties
CUZ
$4.91B
– –
-232,100
Closed -$8.72M
DVA icon
307
PUT
DaVita
DVA
$11.5B
– –
-100,000
Closed -$2K
EAF icon
308
GrafTech
EAF
$199M
– –
-11,586
Closed -$1.48M
F icon
309
CALL
Ford
F
$55B
– –
-100,000
Closed -$2K
FCX icon
310
CALL
Freeport-McMoran
FCX
$95.5B
– –
-750,000
Closed -$22K
GME icon
311
GameStop
GME
$8.63B
– –
-2,231,420
Closed -$3.28M
GOOGL icon
312
Alphabet (Google) Class A
GOOGL
$4.38T
– –
-6,000
Closed -$366K
HOG icon
313
PUT
Harley-Davidson
HOG
$2.67B
– –
-50,000
Closed -$31K
IBM icon
314
IBM
IBM
$220B
– –
-2,615
Closed -$364K
LEN icon
315
PUT
Lennar Class A
LEN
$20.4B
– –
-20,660
Closed -$2K
LITE icon
316
Lumentum
LITE
$65.2B
– –
-17,500
Closed -$937K
LSEA
317
DELISTED
Landsea Homes
LSEA
– –
-50,000
Closed -$514K
LTC
318
LTC Properties
LTC
$2.13B
– –
-94,200
Closed -$4.83M
MOMO
319
Hello Group
MOMO
$855M
– –
-57,989
Closed -$1.8M
NAVI icon
320
PUT
Navient
NAVI
$892M
– –
-84,100
Closed -$25K
NFLX icon
321
Netflix
NFLX
$307B
– –
-310,000
Closed -$8.3M
NFLX icon
322
PUT
Netflix
NFLX
$307B
– –
-500,000
Closed -$652K
NXPI icon
323
NXP Semiconductors
NXPI
$58.4B
– –
-20,000
Closed -$2.18M
PACB icon
324
Pacific Biosciences
PACB
$362M
– –
-5,078,991
Closed -$26.2M
PAGP icon
325
Plains GP Holdings
PAGP
$5.02B
– –
-179,127
Closed -$3.8M
11 12
13
14 15

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.