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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.11B
AUM Growth
+$185M
Cap. Flow
+$561M
Cap. Flow %
9.17%
Top 10 Hldgs %
34.62%
Holding
554
New
150
Increased
91
Reduced
113
Closed
170

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$263M
2
TWX
Time Warner Inc
TWX
+$82.9M
3
APD icon
Air Products & Chemicals
APD
+$61.4M
4
AKRX
Akorn Inc
AKRX
+$61.3M
5
DAL icon
Delta Air Lines
DAL
+$45.2M

Top Sells

Rank Stock Value
1
MJN
Mead Johnson Nutrition Company
MJN
+$202M
2
WWAV
The WhiteWave Foods Company
WWAV
+$121M
3
PVTB
PrivateBancorp Inc
PVTB
+$79.2M
4
BEAV
B/E Aerospace Inc
BEAV
+$63.7M
5
VAL
Valspar
VAL
+$60.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 21.63%
2 Communication Services 14.26%
3 Industrials 12.74%
4 Consumer Discretionary 10.07%
5 Technology 8.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
301
Chevron
CVX
$367B
$651K 0.01%
6,243
-90,323
-94% -$9.57M
EGN
302
DELISTED
Energen
EGN
$645K 0.01%
+13,068
New +$697K
VERI icon
303
Veritone
VERI
$121M
$586K 0.01%
+50,000
New +$654K
PF
304
PUT
DELISTED
Pinnacle Foods, Inc.
PF
$580K 0.01%
+210,900
New +$12.6M
YUMC icon
305
Yum China
YUMC
$16.3B
$577K 0.01%
+14,640
New +$528K
CYTO
306
DELISTED
Altamira Therapeutics Ltd
CYTO
$575K 0.01%
10
-2
-17% -$113K
X
307
CALL
DELISTED
US Steel
X
$564K 0.01%
+250,000
New +$5.93M
WTTR icon
308
Select Water Solutions
WTTR
$2.88B
$563K 0.01%
+46,342
New +$661K
IMUX icon
309
Immunic
IMUX
$212M
$545K 0.01%
470
-30
-6% -$40K
GPRO icon
310
GoPro
GPRO
$124M
$528K 0.01%
+65,000
New +$550K
CRZO
311
DELISTED
Carrizo Oil & Gas Inc
CRZO
$523K 0.01%
+30,000
New +$697K
CRC
312
DELISTED
California Resources Corporation
CRC
$488K 0.01%
57,100
-186,906
-77% -$2.2M
GCVRZ
313
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$470K 0.01%
1,238,077
– –
GDX icon
314
CALL
VanEck Gold Miners ETF
GDX
$27.4B
$456K 0.01%
+988,000
New +$22.5M
MNDT
315
DELISTED
Mandiant, Inc. Common Stock
MNDT
$456K 0.01%
+30,000
New +$426K
TOVX icon
316
Theriva Biologics
TOVX
$10.4M
$424K 0.01%
86
-28
-25% -$139K
ASXC
317
DELISTED
Asensus Surgical, Inc.
ASXC
$390K 0.01%
+42,261
New +$402K
SYNC
318
DELISTED
Synacor, Inc.
SYNC
$373K 0.01%
+102,125
New +$363K
SEI
319
Solaris Energy Infrastructure
SEI
$3.65B
$334K 0.01%
+28,999
New +$329K
TLT icon
320
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$332K 0.01%
200,600
+100,600
+101% +$12.4M
DISH
321
CALL
DELISTED
DISH Network Corp.
DISH
$328K 0.01%
+206,800
New +$13M
APC
322
CALL
DELISTED
Anadarko Petroleum
APC
$309K 0.01%
+257,500
New +$13.7M
GRUB
323
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$304K 0.01%
3,492
-11,508
-77% -$955K
PSV
324
DELISTED
Hermitage Offshore Services Ltd.
PSV
$298K ﹤0.01%
23,806
-163,785
-87% -$1.75M
GDX icon
325
PUT
VanEck Gold Miners ETF
GDX
$27.4B
$279K ﹤0.01%
+303,200
New +$6.9M
11 12
13
14 15

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2017 Portfolio in Review

As of Q2 2017, UBS O'Connor held 554 positions worth $6.11B, up 3.1% from $5.93B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

UBS O'Connor deployed $561M of net new capital in Q2 2017, opening 150 new positions and adding to 91 existing holdings. Its largest new stake was CR Bard Inc.: 886,472 shares worth $280M.

By sector, the portfolio is most concentrated in Consumer Staples at 22% of assets, down from 26% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was GE Aerospace, an estimated $28.3M trimmed.

  • UBS O'Connor's largest Q2 2017 buy was CR Bard Inc.: 886,472 shares worth $280M.
  • UBS O'Connor added most to Time Warner Inc in Q2 2017, an estimated $82.9M increase.
  • UBS O'Connor's biggest Q2 2017 reduction was GE Aerospace, cutting an estimated $28.3M.
  • UBS O'Connor fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $202M.
  • UBS O'Connor's ten largest holdings make up 35% of its $6.11B portfolio in Q2 2017.
  • UBS O'Connor opened 150 new positions and closed 170 in Q2 2017.
  • UBS O'Connor's portfolio value rose 3.1% quarter-over-quarter to $6.11B.

Based on UBS O'Connor's 13F filing for Q2 2017, filed 14 Aug 2017.