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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGNU
276
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$4.99M 0.05%
510,531
+13,672
+3% +$135K
AGGR
277
DELISTED
Agile Growth Corp
AGGR
$4.99M 0.05%
514,094
+13,768
+3% +$134K
CLRM
278
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$4.99M 0.05%
513,356
+13,769
+3% +$135K
SNRH
279
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$4.97M 0.05%
510,640
+13,686
+3% +$134K
PSQH icon
280
PSQ Holdings
PSQH
$14.3M
$4.97M 0.05%
34,385
+921
+3% +$134K
SCAQ
281
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$4.97M 0.05%
513,759
+13,759
+3% +$134K
NMMC
282
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.97M 0.05%
503,686
+3,704
+0.7% +$36.4K
FMAC
283
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$4.97M 0.05%
502,141
+13,468
+3% +$133K
JAQC
284
DELISTED
Jupiter Acquisition Corporation Common stock
JAQC
$4.96M 0.05%
+515,770
New +$4.99M
STRE
285
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
$4.95M 0.05%
508,594
-237,357
-32% -$2.32M
HZON
286
DELISTED
Horizon Acquisition Corporation II
HZON
$4.93M 0.05%
501,685
+100,119
+25% +$985K
LGAC
287
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$4.9M 0.05%
503,799
+3,817
+0.8% +$37.2K
NCLH icon
288
Norwegian Cruise Line
NCLH
$8.89B
$4.88M 0.05%
235,139
+130,139
+124% +$3.11M
LFG
289
DELISTED
Archaea Energy Inc.
LFG
$4.79M 0.05%
262,004
+95,984
+58% +$1.81M
TBSA
290
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
$4.77M 0.05%
487,098
– –
MCAAU
291
DELISTED
Mountain & Co. I Acquisition Corp. Unit
MCAAU
$4.72M 0.05%
+464,193
New +$4.73M
BMAC.U
292
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$4.71M 0.05%
+464,193
New +$4.72M
FTAA
293
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$4.68M 0.05%
472,163
-279,991
-37% -$2.78M
KLAQ
294
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$4.52M 0.04%
462,182
+12,396
+3% +$121K
TMAC
295
DELISTED
The Music Acquisition Corporation
TMAC
$4.51M 0.04%
462,385
+12,402
+3% +$121K
KRNL
296
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$4.51M 0.04%
462,579
+213,181
+85% +$2.08M
COCH icon
297
Envoy Medical
COCH
$52.4M
$4.51M 0.04%
462,182
+12,378
+3% +$121K
VMGAU
298
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
$4.45M 0.04%
+438,405
New +$4.42M
PRPC
299
DELISTED
CC Neuberger Principal Holdings III
PRPC
$4.42M 0.04%
446,938
+11,986
+3% +$118K
ALORU
300
DELISTED
ALSP Orchid Acquisition Corp I Unit
ALORU
$4.41M 0.04%
+438,405
New +$4.42M
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.