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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPEV icon
276
XPeng
XPEV
$11.2B
$3.69M 0.08%
+86,028
New +$3.16M
FFAI
277
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– –
CCC
278
CCC Intelligent Solutions
CCC
$3.83B
$3.63M 0.07%
+273,750
New +$3.33M
FR icon
279
First Industrial Realty Trust
FR
$8.4B
$3.53M 0.07%
83,700
-182,300
-69% -$7.63M
CC icon
280
Chemours
CC
$2.27B
$3.51M 0.07%
+141,602
New +$3.37M
LPRO
281
DELISTED
Open Lending Corp
LPRO
$3.5M 0.07%
100,000
– –
ABR icon
282
Arbor Realty Trust
ABR
$957M
$3.44M 0.07%
242,400
+77,200
+47% +$1M
AVB icon
283
AvalonBay Communities
AVB
$26.6B
$3.4M 0.07%
+21,200
New +$3.37M
PPG icon
284
PPG Industries
PPG
$26B
$3.33M 0.07%
23,052
+10,552
+84% +$1.47M
CAP.U
285
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
$3.29M 0.07%
+319,375
New +$3.26M
PPL
286
PPL Corp
PPL
$26B
$3.23M 0.07%
+114,704
New +$3.26M
RITM icon
287
Rithm Capital
RITM
$5.55B
$3.23M 0.07%
324,500
+258,100
+389% +$2.28M
RDBX
288
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$3.22M 0.07%
+319,375
New +$3.19M
EB
289
DELISTED
Eventbrite
EB
$3.17M 0.06%
175,000
-65,000
-27% -$910K
SQM icon
290
Sociedad Química y Minera de Chile
SQM
$20.7B
$3.13M 0.06%
63,845
-11,155
-15% -$470K
GNW icon
291
Genworth Financial
GNW
$3.72B
$3.08M 0.06%
+814,250
New +$3.35M
ACKIU
292
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$3.05M 0.06%
+296,562
New +$3.02M
UAA icon
293
Under Armour
UAA
$2.73B
$3M 0.06%
+175,000
New +$2.67M
DPZ icon
294
Domino's
DPZ
$11.9B
$2.99M 0.06%
+7,800
New +$3.07M
TRNO icon
295
Terreno Realty
TRNO
$7.43B
$2.97M 0.06%
50,700
+18,700
+58% +$1.09M
FCPT icon
296
Four Corners Property Trust
FCPT
$2.75B
$2.96M 0.06%
99,600
-97,700
-50% -$2.74M
DOC
297
DELISTED
PHYSICIANS REALTY TRUST
DOC
$2.94M 0.06%
+165,300
New +$2.96M
SRE icon
298
Sempra
SRE
$55.1B
$2.92M 0.06%
+45,880
New +$2.95M
KPLT icon
299
CALL
Katapult Holdings
KPLT
$32.1M
$2.89M 0.06%
33,738
– –
ICE icon
300
Intercontinental Exchange
ICE
$84.1B
$2.88M 0.06%
+25,000
New +$2.59M
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.