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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIIC
276
CALL
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$778K 0.02%
855,000
-45,000
-5% -$438K
CXO
277
DELISTED
CONCHO RESOURCES INC.
CXO
$772K 0.02%
+15,000
New +$829K
GMHIU
278
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$770K 0.02%
68,400
-3,600
-5% -$39.2K
XLF icon
279
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$738K 0.02%
+1,000,000
New +$22.7M
ADT icon
280
ADT
ADT
$5.59B
$718K 0.02%
90,000
– –
RSI icon
281
CALL
Rush Street Interactive
RSI
$2.9B
$710K 0.02%
+475,000
New +$4.64M
SKIL icon
282
CALL
Skillsoft
SKIL
$72.1M
$709K 0.02%
11,875
-625
-5% -$130K
QEP
283
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$641K 0.01%
93,600
– –
IRNT
284
CALL
DELISTED
IronNet, Inc.
IRNT
$637K 0.01%
688,700
-36,300
-5% -$355K
DHI icon
285
D.R. Horton
DHI
$40.8B
$599K 0.01%
+10,800
New +$523K
PRCH icon
286
CALL
Porch Group
PRCH
$1.75B
$598K 0.01%
427,500
-22,500
-5% -$222K
SCVX
287
CALL
DELISTED
SCVX Corp.
SCVX
$581K 0.01%
+570,000
New +$5.59M
ENDP
288
PUT
DELISTED
Endo International plc
ENDP
$551K 0.01%
450,000
-450,000
-50% -$1.72M
CBT icon
289
Cabot Corp
CBT
$4.52B
$543K 0.01%
+14,650
New +$490K
AAT
290
American Assets Trust
AAT
$1.38B
$540K 0.01%
+19,400
New +$531K
O icon
291
Realty Income
O
$59B
$530K 0.01%
+9,185
New +$489K
STLN
292
CALL
Starling Oncology, Inc. Common Stock
STLN
$499M
$511K 0.01%
+344,375
New +$3.42M
MNK
293
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$481K 0.01%
38,600
-545,000
-93% -$1.64M
HOG icon
294
PUT
Harley-Davidson
HOG
$2.67B
$446K 0.01%
50,000
– –
TPIC
295
DELISTED
TPI Composites
TPIC
$438K 0.01%
+18,750
New +$352K
QNGY
296
CALL
DELISTED
Quanergy Systems, Inc.
QNGY
$437K 0.01%
+30,114
New +$5.87M
CHPT icon
297
CALL
ChargePoint
CHPT
$152M
$404K 0.01%
25,898
-1,398
-5% -$275K
TSLA icon
298
PUT
Tesla
TSLA
$1.26T
$402K 0.01%
1,177,500
-75,000
-6% -$4.06M
PAE
299
CALL
DELISTED
PAE Incorporated Class A Common Stock
PAE
$376K 0.01%
158,048
-8,318
-5% -$74.1K
DNMR
300
CALL
DELISTED
Danimer Scientific, Inc.
DNMR
$364K 0.01%
+11,875
New +$4.61M
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.