We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BMTX icon
276
CALL
DELISTED
BM Technologies, Inc.
BMTX
$52K ﹤0.01%
159,100
-140,900
-47% -$1.44M
2019 Q3
1 quarter
GEO icon
277
PUT
The GEO Group
GEO
$4.1B
$41K ﹤0.01%
25,000
-2,700
-10% -$41K
2019 Q2
2 quarters
GNCA
278
DELISTED
Genocea Biosciences, Inc.
GNCA
$40K ﹤0.01%
19,460
– –
2019 Q2
2 quarters
UBER icon
279
CALL
Uber
UBER
$146B
$30K ﹤0.01%
+200,000
New +$5.93M
2019 Q4
0 quarters
SHPW icon
280
CALL
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$24K ﹤0.01%
+6,250
New +$487K
2019 Q4
0 quarters
THBR
281
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$23K ﹤0.01%
+25,000
New +$247K
2019 Q4
0 quarters
MMLP icon
282
PUT
Martin Midstream Partners
MMLP
$79.8M
$21K ﹤0.01%
275,000
+229,400
+503% +$1M
2019 Q2
2 quarters
ADT icon
283
PUT
ADT
ADT
$4.7B
$19K ﹤0.01%
51,800
– –
2019 Q2
2 quarters
PCG icon
284
PUT
PG&E
PCG
$39.4B
$14K ﹤0.01%
399,900
– –
2019 Q1
3 quarters
GT icon
285
CALL
Goodyear
GT
$1.35B
$10K ﹤0.01%
200,000
– –
2019 Q3
1 quarter
UPBD icon
286
PUT
Upbound Group
UPBD
$898M
$9K ﹤0.01%
363,400
+21,700
+6% +$567K
2019 Q1
3 quarters
SAFE icon
287
PUT
Safehold
SAFE
$850M
$8K ﹤0.01%
11,299
-16,497
-59% -$1.04M
2019 Q2
2 quarters
CNX icon
288
PUT
CNX Resources
CNX
$5.03B
$5K ﹤0.01%
51,800
– –
2019 Q2
2 quarters
GE icon
289
PUT
GE Aerospace
GE
$320B
$5K ﹤0.01%
200,637
-200,636
-50% -$10.4M
2019 Q3
1 quarter
UBER icon
290
PUT
Uber
UBER
$146B
$5K ﹤0.01%
200,000
-200,000
-50% -$5.93M
2019 Q3
1 quarter
ENDP
291
CALL
DELISTED
Endo International plc
ENDP
$2K ﹤0.01%
100,000
-1,000,000
-91% -$4.46M
2019 Q1
3 quarters
MAT icon
292
CALL
Mattel
MAT
$4.77B
$1K ﹤0.01%
25,000
-17,500
-41% -$208K
2018 Q3
5 quarters
GNCA
293
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
1,750,000
– –
2019 Q2
2 quarters
ACEL icon
294
Accel Entertainment
ACEL
$893M
– –
-3,120,000
Closed -$33.9M –
AHCO icon
295
AdaptHealth
AHCO
$808M
– –
-707,425
Closed -$7.22M –
ALDX icon
296
Aldeyra Therapeutics
ALDX
$55.3M
– –
-92,500
Closed -$487K –
ALLK icon
297
DELISTED
Allakos
ALLK
– –
-20,948
Closed -$1.65M –
ANGI icon
298
Angi Inc
ANGI
$267M
– –
-3,500
Closed -$248K –
AXTA icon
299
PUT
Axalta
AXTA
$6.98B
– –
-100,000
Closed -$30K –
BDN icon
300
Brandywine Realty Trust
BDN
$461M
– –
-50,400
Closed -$764K –
10 11
12
13 14

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.