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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMTX
276
CALL
DELISTED
BM Technologies, Inc.
BMTX
$52K ﹤0.01%
159,100
-140,900
-47% -$1.44M
GEO icon
277
PUT
The GEO Group
GEO
$4.03B
$41K ﹤0.01%
25,000
-2,700
-10% -$41K
GNCA
278
DELISTED
Genocea Biosciences, Inc.
GNCA
$40K ﹤0.01%
19,460
– –
UBER icon
279
CALL
Uber
UBER
$144B
$30K ﹤0.01%
+200,000
New +$5.93M
SHPW
280
CALL
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$24K ﹤0.01%
+6,250
New +$487K
THBR
281
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$23K ﹤0.01%
+25,000
New +$247K
MMLP icon
282
PUT
Martin Midstream Partners
MMLP
$99.8M
$21K ﹤0.01%
275,000
+229,400
+503% +$1M
ADT icon
283
PUT
ADT
ADT
$5.59B
$19K ﹤0.01%
51,800
– –
PCG icon
284
PUT
PG&E
PCG
$37.4B
$14K ﹤0.01%
399,900
– –
GT icon
285
CALL
Goodyear
GT
$1.94B
$10K ﹤0.01%
200,000
– –
UPBD icon
286
PUT
Upbound Group
UPBD
$1.14B
$9K ﹤0.01%
363,400
+21,700
+6% +$567K
SAFE
287
PUT
Safehold
SAFE
$1.13B
$8K ﹤0.01%
11,299
-16,497
-59% -$1.04M
CNX icon
288
PUT
CNX Resources
CNX
$5.2B
$5K ﹤0.01%
51,800
– –
GE icon
289
PUT
GE Aerospace
GE
$389B
$5K ﹤0.01%
200,637
-200,636
-50% -$10.4M
UBER icon
290
PUT
Uber
UBER
$144B
$5K ﹤0.01%
200,000
-200,000
-50% -$5.93M
ENDP
291
CALL
DELISTED
Endo International plc
ENDP
$2K ﹤0.01%
100,000
-1,000,000
-91% -$4.46M
MAT icon
292
CALL
Mattel
MAT
$4.21B
$1K ﹤0.01%
25,000
-17,500
-41% -$208K
GNCA
293
CALL
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
1,750,000
– –
ACEL icon
294
Accel Entertainment
ACEL
$998M
– –
-3,120,000
Closed -$33.9M
AHCO icon
295
AdaptHealth
AHCO
$806M
– –
-707,425
Closed -$7.22M
ALDX icon
296
Aldeyra Therapeutics
ALDX
$95.9M
– –
-92,500
Closed -$487K
ALLK
297
DELISTED
Allakos
ALLK
– –
-20,948
Closed -$1.65M
ANGI icon
298
Angi Inc
ANGI
$201M
– –
-3,500
Closed -$248K
AXTA icon
299
PUT
Axalta
AXTA
$8.03B
– –
-100,000
Closed -$30K
BDN
300
Brandywine Realty Trust
BDN
$554M
– –
-50,400
Closed -$764K
10 11
12
13 14

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.