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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.64B
AUM Growth
-$812M
Cap. Flow
-$958M
Cap. Flow %
-20.66%
Top 10 Hldgs %
24.73%
Holding
580
New
151
Increased
91
Reduced
112
Closed
186

Top Buys

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$168M
2
STJ
St Jude Medical
STJ
+$91M
3
EMC
EMC CORPORATION
EMC
+$79.3M
4
CHTR icon
Charter Communications
CHTR
+$44.5M
5
GLPI icon
Gaming and Leisure Properties
GLPI
+$31.8M

Top Sells

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$122M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$119M
3
SCHW
Charles Schwab
SCHW
+$79.9M
4
AGN
Allergan plc
AGN
+$73.4M
5
MDLZ icon
Mondelez International
MDLZ
+$62.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.01%
2 Technology 13.11%
3 Industrials 11.74%
4 Consumer Discretionary 11.63%
5 Communication Services 11.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTA icon
276
Prothena Corp
PRTA
$453M
$1.05M 0.02%
30,000
+22,237
+286% +$969K
TOL icon
277
Toll Brothers
TOL
$14.4B
$1.04M 0.02%
38,752
-13,094
-25% -$368K
ONCE
278
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$1.02M 0.02%
20,000
-44,310
-69% -$1.89M
ISEE
279
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1.02M 0.02%
20,000
+10,146
+103% +$504K
CEMP
280
DELISTED
Cempra, Inc.
CEMP
$989K 0.02%
60,000
+15,000
+33% +$265K
BLOX
281
DELISTED
Infoblox Inc
BLOX
$938K 0.02%
+50,000
New +$867K
PLKI
282
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$920K 0.02%
+16,832
New +$917K
GOL
283
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$917K 0.02%
433,005
-102,165
-19% -$155K
VOD icon
284
Vodafone
VOD
$37.4B
$913K 0.02%
+29,549
New +$959K
FCX icon
285
Freeport-McMoran
FCX
$97.3B
$905K 0.02%
+81,248
New +$900K
XENT
286
DELISTED
Intersect ENT, Inc
XENT
$905K 0.02%
70,000
+20,000
+40% +$313K
WLL
287
DELISTED
Whiting Petroleum Corporation
WLL
$891K 0.02%
321
-29
-8% -$95.9K
TTI icon
288
TETRA Technologies
TTI
$1.28B
$878K 0.02%
+137,866
New +$850K
BIDU icon
289
Baidu
BIDU
$37.3B
$848K 0.02%
5,133
-67,007
-93% -$11.8M
GST
290
DELISTED
Gastar Exploration Inc.
GST
$831K 0.02%
+755,040
New +$890K
GBT
291
DELISTED
Global Blood Therapeutics, Inc.
GBT
$830K 0.02%
+50,000
New +$1.01M
NBR icon
292
Nabors Industries
NBR
$1.23B
$815K 0.02%
1,622
-2,698
-62% -$1.28M
GTT
293
DELISTED
GTT Communications, Inc.
GTT
$809K 0.02%
+43,800
New +$738K
AXAS
294
DELISTED
Abraxas Petroleum Corp
AXAS
$791K 0.02%
+35,000
New +$821K
CERS icon
295
Cerus
CERS
$480M
$780K 0.02%
125,000
-190,000
-60% -$1.13M
PTEN icon
296
Patterson-UTI
PTEN
$3.87B
$762K 0.02%
35,748
-859,571
-96% -$16.2M
INNL
297
DELISTED
Innocoll Holdings plc Ordinary Shares
INNL
$716K 0.02%
+130,000
New +$1.06M
OTIC
298
DELISTED
Otonomy, Inc.
OTIC
$635K 0.01%
40,000
-40,100
-50% -$598K
FTR
299
DELISTED
Frontier Communications Corp.
FTR
$631K 0.01%
8,520
-63,147
-88% -$4.95M
ESV
300
DELISTED
Ensco Rowan plc
ESV
$619K 0.01%
+15,944
New +$662K
10 11
12
13 14

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UBS O'Connor's Q2 2016 Portfolio in Review

As of Q2 2016, UBS O'Connor held 580 positions worth $4.64B, down 15% from $5.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

UBS O'Connor withdrew a net $958M in Q2 2016, closing 186 positions and reducing 112 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $122M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, UBS O'Connor opened a new position in LinkedIn Corporation worth $229M.

  • UBS O'Connor's largest Q2 2016 buy was LinkedIn Corporation: 1,210,490 shares worth $229M.
  • UBS O'Connor added most to EMC CORPORATION in Q2 2016, an estimated $79.3M increase.
  • UBS O'Connor's biggest Q2 2016 reduction was Charles Schwab, cutting an estimated $79.9M.
  • UBS O'Connor fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $122M.
  • UBS O'Connor's ten largest holdings make up 25% of its $4.64B portfolio in Q2 2016.
  • UBS O'Connor opened 151 new positions and closed 186 in Q2 2016.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.64B.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.