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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SHOP icon
276
Shopify
SHOP
$220B
$2.76M 0.03%
+978,500
New +$2.32M
2016 Q1
0 quarters
PARA icon
277
DELISTED
Paramount Global Class B
PARA
$2.71M 0.03%
49,225
-210,775
-81% -$10.3M
2015 Q4
1 quarter
ALXN
278
DELISTED
Alexion Pharmaceuticals
ALXN
$2.71M 0.03%
+19,469
New +$2.86M
2016 Q1
0 quarters
CRZO
279
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2.68M 0.03%
86,664
-1,336
-2% -$33.7K
2015 Q3
2 quarters
DVAX icon
280
DELISTED
Dynavax Technologies
DVAX
$2.63M 0.03%
136,850
+116,850
+584% +$2.36M
2015 Q4
1 quarter
NOW icon
281
ServiceNow
NOW
$146B
$2.58M 0.03%
+210,865
New +$2.67M
2016 Q1
0 quarters
GPOR icon
282
DELISTED
Gulfport Energy Corp.
GPOR
$2.54M 0.03%
89,824
-211,776
-70% -$5.59M
2015 Q4
1 quarter
TXMD icon
283
TherapeuticsMD
TXMD
$23.8M
$2.5M 0.03%
7,820
+7,320
+1,464% +$2.5M
2014 Q1
8 quarters
RKUS
284
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$2.4M 0.02%
244,625
-655,375
-73% -$6.06M
2015 Q1
4 quarters
FNV icon
285
Franco-Nevada
FNV
$47.2B
$2.4M 0.02%
+39,060
New +$2.1M
2016 Q1
0 quarters
VTAE
286
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$2.4M 0.02%
+361,675
New +$3.29M
2016 Q1
0 quarters
OTIC
287
DELISTED
Otonomy, Inc.
OTIC
$2.34M 0.02%
+156,595
New +$2.46M
2016 Q1
0 quarters
KO icon
288
CALL
Coca-Cola
KO
$379B
$2.31M 0.02%
1,185,400
+92,400
+8% +$4.02M
2013 Q2
11 quarters
KEYW
289
DELISTED
The KEYW Holding Corporation
KEYW
$2.29M 0.02%
345,048
-275,424
-44% -$1.52M
2014 Q3
6 quarters
SCNB
290
DELISTED
Suffolk Bancorp
SCNB
$2.23M 0.02%
88,137
+33,137
+60% +$844K
2015 Q4
1 quarter
MRD
291
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2.19M 0.02%
+214,830
New +$2.54M
2016 Q1
0 quarters
JONE
292
DELISTED
Jones Energy, Inc.
JONE
$2.08M 0.02%
33,927
-32,683
-49% -$1.46M
2015 Q1
4 quarters
VIPS icon
293
Vipshop
VIPS
$6.13B
$1.96M 0.02%
+152,255
New +$1.91M
2016 Q1
0 quarters
HTS
294
DELISTED
HATTERAS FINANCIAL CORP
HTS
$1.95M 0.02%
+136,359
New +$1.79M
2016 Q1
0 quarters
BMRN icon
295
BioMarin Pharmaceuticals
BMRN
$10.6B
$1.94M 0.02%
+23,461
New +$1.91M
2016 Q1
0 quarters
NTES icon
296
NetEase
NTES
$79.6B
$1.91M 0.02%
+66,540
New +$1.99M
2016 Q1
0 quarters
TMUS icon
297
T-Mobile US
TMUS
$159B
$1.89M 0.02%
49,225
+22,225
+82% +$839K
2015 Q2
3 quarters
ALNY icon
298
Alnylam Pharmaceuticals
ALNY
$31.1B
$1.87M 0.02%
+29,743
New +$1.98M
2016 Q1
0 quarters
XENT
299
DELISTED
Intersect ENT, Inc
XENT
$1.86M 0.02%
97,750
+550
+0.6% +$9.96K
2014 Q4
5 quarters
LILA icon
300
Liberty Latin America Class A
LILA
$1.59B
$1.73M 0.02%
76,875
-1,215
-2% -$27.1K
2015 Q4
1 quarter
10 11
12
13 14

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.