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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFR
251
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$5.01M 0.05%
513,762
+13,780
+3% +$135K
GNAC
252
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$5.01M 0.05%
513,762
+13,780
+3% +$135K
SSAA
253
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$5.01M 0.05%
513,762
+13,780
+3% +$135K
KAHC
254
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$5.01M 0.05%
514,094
+13,768
+3% +$135K
MSDA
255
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$5.01M 0.05%
505,677
+26,959
+6% +$266K
MIT
256
DELISTED
Mason Industrial Technology, Inc.
MIT
$5.01M 0.05%
512,944
+114,145
+29% +$1.11M
PCPC
257
DELISTED
Periphas Capital Partnering Corporation
PCPC
$5.01M 0.05%
205,402
+5,509
+3% +$134K
CRU
258
DELISTED
Crucible Acquisition Corporation
CRU
$5M 0.05%
513,861
+13,781
+3% +$135K
LCA
259
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$5M 0.05%
513,760
+13,760
+3% +$135K
VTIQ
260
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$5M 0.05%
513,762
+13,780
+3% +$135K
HAAC
261
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$5M 0.05%
512,191
+13,730
+3% +$135K
LHC
262
DELISTED
Leo Holdings Corp. II
LHC
$5M 0.05%
513,151
+13,762
+3% +$134K
TWNI
263
DELISTED
Tailwind International Acquisition Corp.
TWNI
$5M 0.05%
513,177
+13,764
+3% +$134K
BNAI
264
Brand Engagement Network
BNAI
$93.5M
$5M 0.05%
51,409
+1,376
+3% +$134K
LDTC
265
DELISTED
LeddarTech
LDTC
$5M 0.05%
1,026,708
+27,534
+3% +$134K
OEPW
266
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$5M 0.05%
513,762
+13,780
+3% +$135K
TRTL
267
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$5M 0.05%
515,770
+13,812
+3% +$134K
TETC
268
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$5M 0.05%
514,094
+13,768
+3% +$134K
ACQR
269
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$5M 0.05%
514,094
+13,768
+3% +$134K
ESM
270
DELISTED
ESM Acquisition Corporation
ESM
$5M 0.05%
514,094
+13,768
+3% +$134K
AEON icon
271
AEON Biopharma
AEON
$13.8M
$4.99M 0.05%
7,136
+192
+3% +$135K
BLUA
272
DELISTED
BlueRiver Acquisition Corp.
BLUA
$4.99M 0.05%
513,762
+13,780
+3% +$134K
TZPS
273
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$4.99M 0.05%
513,762
+13,780
+3% +$135K
CLAA
274
DELISTED
Colonnade Acquisition Corp. II
CLAA
$4.99M 0.05%
514,094
+13,768
+3% +$134K
CPUH
275
DELISTED
Compute Health Acquisition Corp.
CPUH
$4.99M 0.05%
512,746
+13,753
+3% +$134K
9 10
11
12 13

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.