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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMVC
251
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$4.91M 0.04%
499,982
– –
GOAC
252
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$4.91M 0.04%
499,982
– –
HIGA
253
DELISTED
H.I.G. Acquisition Corp.
HIGA
$4.9M 0.04%
501,958
– –
SFR
254
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$4.9M 0.04%
499,982
– –
TZPS
255
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$4.89M 0.04%
499,982
– –
LFTR
256
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$4.89M 0.04%
499,982
– –
AKIC
257
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
$4.89M 0.04%
501,958
– –
CLAA
258
DELISTED
Colonnade Acquisition Corp. II
CLAA
$4.89M 0.04%
500,326
– –
WPCB
259
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$4.89M 0.04%
500,326
– –
GTPB
260
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$4.89M 0.04%
500,326
– –
HCNE
261
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$4.89M 0.04%
+501,958
New +$4.88M
CRU
262
DELISTED
Crucible Acquisition Corporation
CRU
$4.89M 0.04%
500,080
+25,097
+5% +$243K
FCAX
263
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4.89M 0.04%
499,982
– –
EOCW
264
DELISTED
Elliott Opportunity II Corp.
EOCW
$4.89M 0.04%
+501,958
New +$4.89M
BNAI
265
Brand Engagement Network
BNAI
$93.5M
$4.89M 0.04%
50,033
– –
TETC
266
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$4.89M 0.04%
500,326
– –
ACQR
267
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$4.89M 0.04%
500,326
– –
LOKM
268
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$4.89M 0.04%
505,399
– –
LVRA
269
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$4.89M 0.04%
500,587
+150,587
+43% +$1.46M
CCVI
270
DELISTED
Churchill Capital Corp VI
CCVI
$4.88M 0.04%
500,000
– –
PV
271
DELISTED
Primavera Capital Acquisition Corporation
PV
$4.88M 0.04%
500,970
+250,979
+100% +$2.43M
SLAM
272
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$4.88M 0.04%
500,783
+250,979
+100% +$2.44M
ESM
273
DELISTED
ESM Acquisition Corporation
ESM
$4.88M 0.04%
500,326
– –
OPAL icon
274
OPAL Fuels
OPAL
$72.6M
$4.88M 0.04%
500,000
– –
SLAC
275
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$4.88M 0.04%
499,021
– –
9 10
11
12 13

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SAG
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ACI
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CGL
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.