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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PMVC
251
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$4.91M 0.04%
499,982
– –
2020 Q4
3 quarters
GOAC
252
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$4.91M 0.04%
499,982
– –
2020 Q4
3 quarters
HIGA
253
DELISTED
H.I.G. Acquisition Corp.
HIGA
$4.9M 0.04%
501,958
– –
2020 Q4
3 quarters
SFR
254
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$4.9M 0.04%
499,982
– –
2021 Q1
2 quarters
TZPS
255
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$4.89M 0.04%
499,982
– –
2021 Q1
2 quarters
LFTR
256
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$4.89M 0.04%
499,982
– –
2021 Q1
2 quarters
AKIC
257
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
$4.89M 0.04%
501,958
– –
2021 Q1
2 quarters
CLAA
258
DELISTED
Colonnade Acquisition Corp. II
CLAA
$4.89M 0.04%
500,326
– –
2021 Q2
1 quarter
WPCB
259
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$4.89M 0.04%
500,326
– –
2021 Q2
1 quarter
GTPB
260
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$4.89M 0.04%
500,326
– –
2021 Q2
1 quarter
HCNE
261
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$4.89M 0.04%
+501,958
New +$4.88M
2021 Q3
0 quarters
CRU
262
DELISTED
Crucible Acquisition Corporation
CRU
$4.89M 0.04%
500,080
+25,097
+5% +$243K
2021 Q1
2 quarters
FCAX
263
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4.89M 0.04%
499,982
– –
2021 Q1
2 quarters
EOCW
264
DELISTED
Elliott Opportunity II Corp.
EOCW
$4.89M 0.04%
+501,958
New +$4.89M
2021 Q3
0 quarters
BNAI icon
265
Brand Engagement Network
BNAI
$39.6M
$4.89M 0.04%
50,033
– –
2021 Q2
1 quarter
TETC
266
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$4.89M 0.04%
500,326
– –
2021 Q2
1 quarter
ACQR
267
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$4.89M 0.04%
500,326
– –
2021 Q2
1 quarter
LOKM
268
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$4.89M 0.04%
505,399
– –
2021 Q2
1 quarter
LVRA
269
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$4.89M 0.04%
500,587
+150,587
+43% +$1.46M
2021 Q2
1 quarter
CCVI
270
DELISTED
Churchill Capital Corp VI
CCVI
$4.88M 0.04%
500,000
– –
2021 Q2
1 quarter
PV
271
DELISTED
Primavera Capital Acquisition Corporation
PV
$4.88M 0.04%
500,970
+250,979
+100% +$2.43M
2021 Q1
2 quarters
SLAM icon
272
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$4.88M 0.04%
500,783
+250,979
+100% +$2.44M
2021 Q2
1 quarter
ESM
273
DELISTED
ESM Acquisition Corporation
ESM
$4.88M 0.04%
500,326
– –
2021 Q2
1 quarter
OPAL icon
274
OPAL Fuels
OPAL
$52.4M
$4.88M 0.04%
500,000
– –
2021 Q2
1 quarter
SLAC
275
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$4.88M 0.04%
499,021
– –
2021 Q2
1 quarter
9 10
11
12 13

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.