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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JIH
251
CALL
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$1.11M 0.02%
1,246,875
-65,625
-5% -$641K
ATI icon
252
ATI
ATI
$30.5B
$1.11M 0.02%
+108,700
New +$942K
EPRT icon
253
Essential Properties Realty Trust
EPRT
$6.62B
$1.11M 0.02%
74,500
-56,300
-43% -$775K
ARYBU
254
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$1.1M 0.02%
+95,000
New +$1.04M
UBER icon
255
Uber
UBER
$144B
$1.09M 0.02%
+35,000
New +$1.09M
UWMC icon
256
CALL
UWM Holdings
UWMC
$407M
$1.05M 0.02%
+593,750
New +$5.93M
NET icon
257
Cloudflare
NET
$101B
$1.05M 0.02%
29,093
-40,096
-58% -$1.12M
ES icon
258
Eversource Energy
ES
$27.1B
$1.04M 0.02%
+12,500
New +$1.04M
CTVA icon
259
Corteva
CTVA
$51.3B
$1M 0.02%
37,500
-52,500
-58% -$1.37M
UTZ icon
260
CALL
Utz Brands
UTZ
$1.25B
$996K 0.02%
313,720
-16,512
-5% -$191K
BXP icon
261
Boston Properties
BXP
$11B
$967K 0.02%
+10,700
New +$971K
PHM icon
262
Pultegroup
PHM
$24.7B
$963K 0.02%
+28,300
New +$850K
EIX icon
263
Edison International
EIX
$25.9B
$950K 0.02%
+17,500
New +$1.01M
ID
264
CALL
DELISTED
PARTS iD, Inc.
ID
$931K 0.02%
1,900,000
-100,000
-5% -$1.04M
KPLT icon
265
CALL
Katapult Holdings
KPLT
$32.1M
$923K 0.02%
34,200
-1,800
-5% -$441K
CMI icon
266
Cummins
CMI
$88.7B
$866K 0.02%
+5,000
New +$799K
FSLR icon
267
First Solar
FSLR
$26.2B
$866K 0.02%
+17,500
New +$780K
CNX icon
268
CNX Resources
CNX
$5.2B
$865K 0.02%
+100,000
New +$1.01M
TLMD
269
CALL
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$863K 0.02%
760,000
-40,000
-5% -$396K
BLUE
270
DELISTED
bluebird bio
BLUE
$855K 0.02%
+1,081
New +$815K
BKSY icon
271
CALL
BlackSky Technology
BKSY
$1.14B
$852K 0.02%
103,906
-5,469
-5% -$428K
VER
272
DELISTED
VEREIT, Inc.
VER
$829K 0.02%
+25,800
New +$718K
SRTA
273
CALL
Strata Critical Medical Inc
SRTA
$495M
$805K 0.02%
847,083
-44,583
-5% -$438K
SFT
274
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$798K 0.02%
21,375
-1,125
-5% -$119K
TMC icon
275
CALL
TMC The Metals Company
TMC
$1.78B
$797K 0.02%
+855,000
New +$8.32M
9 10
11
12 13

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.