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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
251
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$238K 0.01%
295,000
– –
BBGI icon
252
Beasley Broadcasting Group
BBGI
$42.8M
$226K 0.01%
3,655
– –
WW
253
CALL
DELISTED
WW International
WW
$212K 0.01%
25,000
– –
LACQ
254
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$209K 0.01%
210,182
– –
CRC
255
DELISTED
California Resources Corporation
CRC
$208K 0.01%
23,000
-103,647
-82% -$840K
RRC icon
256
PUT
Range Resources
RRC
$9.01B
$207K 0.01%
54,600
– –
MAPS
257
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$174K ﹤0.01%
+377,244
New +$3.73M
SPY icon
258
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$165K ﹤0.01%
+1,000,000
New +$308M
BROG
259
CALL
DELISTED
Brooge Energy
BROG
$151K ﹤0.01%
+204,530
New +$2.08M
DM
260
CALL
DELISTED
Desktop Metal, Inc.
DM
$134K ﹤0.01%
14,215
+4,250
+43% +$421K
LOTZ
261
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$133K ﹤0.01%
+283,000
New +$2.81M
GME icon
262
PUT
GameStop
GME
$8.63B
$130K ﹤0.01%
800,000
– –
GCMG icon
263
CALL
GCM Grosvenor
GCMG
$814M
$116K ﹤0.01%
+131,250
New +$1.33M
SOLO
264
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$114K ﹤0.01%
350,000
– –
NLSN
265
PUT
DELISTED
Nielsen Holdings plc
NLSN
$110K ﹤0.01%
20,800
– –
SCPE
266
CALL
DELISTED
SC Health Corporation
SCPE
$100K ﹤0.01%
+100,000
New +$987K
WW
267
PUT
DELISTED
WW International
WW
$97K ﹤0.01%
170,000
-35,000
-17% -$1.33M
PBI icon
268
PUT
Pitney Bowes
PBI
$2.46B
$95K ﹤0.01%
61,600
– –
WKHS icon
269
Workhorse Group
WKHS
$35.2M
$94K ﹤0.01%
10
– –
LSEA
270
CALL
DELISTED
Landsea Homes
LSEA
$81K ﹤0.01%
175,000
-200,000
-53% -$2.06M
RIDE
271
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$81K ﹤0.01%
6,633
– –
ARKO icon
272
CALL
ARKO Corp
ARKO
$818M
$72K ﹤0.01%
50,000
– –
NBR icon
273
PUT
Nabors Industries
NBR
$1.23B
$63K ﹤0.01%
1,240
– –
ATI icon
274
PUT
ATI
ATI
$30.5B
$56K ﹤0.01%
50,000
– –
SPRU icon
275
CALL
Spruce Power Holding Corp
SPRU
$42.2M
$53K ﹤0.01%
8,333
+2,083
+33% +$164K
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.