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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HTZ icon
251
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$238K 0.01%
295,000
– –
2019 Q3
1 quarter
BBGI icon
252
Beasley Broadcasting Group
BBGI
$20.6M
$226K 0.01%
3,655
– –
2018 Q3
5 quarters
WW icon
253
CALL
DELISTED
WW International
WW
$212K 0.01%
25,000
– –
2019 Q1
3 quarters
LACQ
254
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$209K 0.01%
210,182
– –
2019 Q3
1 quarter
CRC icon
255
DELISTED
California Resources Corporation
CRC
$208K 0.01%
23,000
-103,647
-82% -$840K
2019 Q2
2 quarters
RRC icon
256
PUT
Range Resources
RRC
$9.56B
$207K 0.01%
54,600
– –
2019 Q2
2 quarters
MAPS icon
257
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$174K ﹤0.01%
+377,244
New +$3.73M
2019 Q4
0 quarters
SPY icon
258
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$165K ﹤0.01%
+1,000,000
New +$308M
2019 Q4
0 quarters
BROG icon
259
CALL
DELISTED
Brooge Energy
BROG
$151K ﹤0.01%
+204,530
New +$2.08M
2019 Q4
0 quarters
DM icon
260
CALL
DELISTED
Desktop Metal, Inc.
DM
$134K ﹤0.01%
14,215
+4,250
+43% +$421K
2019 Q3
1 quarter
LOTZ
261
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$133K ﹤0.01%
+283,000
New +$2.81M
2019 Q4
0 quarters
GME icon
262
PUT
GameStop
GME
$13.4B
$130K ﹤0.01%
800,000
– –
2019 Q1
3 quarters
GCMG icon
263
CALL
GCM Grosvenor
GCMG
$807M
$116K ﹤0.01%
+131,250
New +$1.33M
2019 Q4
0 quarters
SOLO
264
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$114K ﹤0.01%
350,000
– –
2018 Q3
5 quarters
NLSN
265
PUT
DELISTED
Nielsen Holdings plc
NLSN
$110K ﹤0.01%
20,800
– –
2019 Q2
2 quarters
SCPE
266
CALL
DELISTED
SC Health Corporation
SCPE
$100K ﹤0.01%
+100,000
New +$987K
2019 Q4
0 quarters
WW icon
267
PUT
DELISTED
WW International
WW
$97K ﹤0.01%
170,000
-35,000
-17% -$1.33M
2018 Q2
6 quarters
PBI icon
268
PUT
Pitney Bowes
PBI
$2.3B
$95K ﹤0.01%
61,600
– –
2019 Q2
2 quarters
WKHS icon
269
Workhorse Group
WKHS
$32.2M
$94K ﹤0.01%
10
– –
2019 Q3
1 quarter
LSEA icon
270
CALL
DELISTED
Landsea Homes
LSEA
$81K ﹤0.01%
175,000
-200,000
-53% -$2.06M
2019 Q3
1 quarter
RIDE
271
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$81K ﹤0.01%
6,633
– –
2019 Q3
1 quarter
ARKO icon
272
CALL
ARKO Corp
ARKO
$461M
$72K ﹤0.01%
50,000
– –
2019 Q3
1 quarter
NBR icon
273
PUT
Nabors Industries
NBR
$1.23B
$63K ﹤0.01%
1,240
– –
2019 Q2
2 quarters
ATI icon
274
PUT
ATI
ATI
$26.1B
$56K ﹤0.01%
50,000
– –
2019 Q1
3 quarters
SPRU icon
275
CALL
Spruce Power Holding Corp
SPRU
$30M
$53K ﹤0.01%
8,333
+2,083
+33% +$164K
2019 Q3
1 quarter
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.